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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$121B
AUM Growth
+$9.79B
Cap. Flow
-$942M
Cap. Flow %
-0.78%
Top 10 Hldgs %
9.24%
Holding
5,958
New
1,032
Increased
1,969
Reduced
1,595
Closed
616

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$986M
2
SE icon
Sea Limited
SE
+$480M
3
SNOW icon
Snowflake
SNOW
+$441M
4
C icon
Citigroup
C
+$422M
5
ORCL icon
Oracle
ORCL
+$393M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$575M
2
AAPL icon
Apple
AAPL
+$515M
3
MA icon
Mastercard
MA
+$506M
4
DIS icon
Walt Disney
DIS
+$447M
5
BABA icon
Alibaba
BABA
+$434M

Sector Composition

Rank Sector Weight
1 Technology 13.97%
2 Consumer Discretionary 9.19%
3 Financials 7.48%
4 Healthcare 7.05%
5 Communication Services 6.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SOFIW
5751
DELISTED
SoFi Technologies, Inc. Warrants
SOFIW
– –
-82,627
Closed -$518K
ADF
5752
DELISTED
Aldel Financial Inc
ADF
– –
-41,452
Closed -$418K
DSPG
5753
DELISTED
DSP Group Inc
DSPG
– –
-95,893
Closed -$2.1M
AGCWW
5754
DELISTED
Altimeter Growth Corp Warrant
AGCWW
– –
-10,000
Closed -$22K
AGC
5755
DELISTED
Altimeter Growth Corp
AGC
– –
-71,031
Closed -$726K
MDP
5756
CALL
DELISTED
Meredith Corporation
MDP
– –
-20,000
Closed -$1.11M
MDP
5757
DELISTED
Meredith Corporation
MDP
– –
-238,291
Closed -$13.3M
INOV
5758
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
– –
-187,734
Closed -$7.56M
ADMS
5759
DELISTED
Adamas Pharmaceuticals
ADMS
– –
-293,428
Closed -$1.44M
ECHO
5760
DELISTED
Echo Global Logistics, Inc.
ECHO
– –
-19,050
Closed -$909K
XLRN
5761
DELISTED
Acceleron Pharma
XLRN
– –
-271,291
Closed -$46.7M
CAI
5762
DELISTED
CAI International, Inc.
CAI
– –
-26,459
Closed -$1.48M
LIII.WS
5763
DELISTED
Leo Holdings III Corp Redeemable Warrants, each whole warrant exercisable for one Class A ordinary s
LIII.WS
– –
-33,320
Closed -$26K
ZGYH
5764
DELISTED
Yunhong International Class A Ordinary Shares
ZGYH
– –
-357,000
Closed -$3.67M
VOSO
5765
DELISTED
Virtuoso Acquisition Corp. Class A Common Stock
VOSO
– –
-75,171
Closed -$745K
TRIL
5766
DELISTED
Trillium Therapeutics Inc.
TRIL
– –
-34,014
Closed -$597K
XONE
5767
DELISTED
The ExOne Company
XONE
– –
-279,319
Closed -$6.53M
EBSB
5768
DELISTED
Meridian Bancorp, Inc.
EBSB
– –
-158,591
Closed -$3.29M
SWBK.WS
5769
DELISTED
Switchback II Corporation Warrants, exercisable for one share of Class A Ordinary Share
SWBK.WS
– –
-41,634
Closed -$57K
SWBK
5770
DELISTED
Switchback II Corporation
SWBK
– –
-985,346
Closed -$9.81M
VEI
5771
DELISTED
Vine Energy Inc.
VEI
– –
-268,377
Closed -$4.42M
MDLA
5772
CALL
DELISTED
Medallia, Inc.
MDLA
– –
-10,000
Closed -$339K
MDLA
5773
DELISTED
Medallia, Inc.
MDLA
– –
-274,998
Closed -$9.31M
TMTS
5774
DELISTED
Spartacus Acquisition Corporation Class A Common Stock
TMTS
– –
-327,018
Closed -$3.31M
RPAI
5775
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
– –
-115,054
Closed -$1.48M
229 230
231
232 233

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David Shaw's Q4 2021 Portfolio in Review

As of Q4 2021, David Shaw held 5,958 positions worth $121B, up 8.8% from $111B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw's Q4 2021 filing shows 1,032 new, 1,969 increased, 1,595 reduced and 616 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B. The largest sale was Microsoft, an estimated $575M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Consumer Discretionary and Financials.

  • David Shaw's largest Q4 2021 buy was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B.
  • David Shaw added most to Sea Limited in Q4 2021, an estimated $480M increase.
  • David Shaw's biggest Q4 2021 reduction was Microsoft, cutting an estimated $575M.
  • David Shaw fully exited Aon in Q4 2021, selling an estimated $179M.
  • David Shaw's ten largest holdings make up 9.2% of its $121B portfolio in Q4 2021.
  • David Shaw opened 1,032 new positions and closed 616 in Q4 2021.
  • David Shaw's portfolio value rose 8.8% quarter-over-quarter to $121B.

Based on D.E. Shaw & Co's 13F filing for Q4 2021, filed 14 Feb 2022.