David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.54% |
| 2 | Healthcare | 11.42% |
| 3 | Financials | 9.58% |
| 4 | Consumer Discretionary | 9.33% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
RPAI
551
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
| $20.9M | 0.04% |
1,243,165
-227,763
| -15% | -$3.88M |
|
|
AVG
552
DELISTED
AVG Technologies N.V.
AVG
| $20.7M | 0.04% |
828,468
+205,842
| +33% | +$5.05M |
|
553
Plains GP Holdings
PAGP
$5.36B
| $20.7M | 0.04% |
600,870
-466,785
| -44% | -$14.1M |
|
554
PUT
Broadcom
AVGO
$1.72T
| $20.7M | 0.04% |
1,200,000
+700,000
| +140% | +$11.7M |
|
555
CALL
Freeport-McMoran
FCX
$111B
| $20.5M | 0.04% |
1,885,200
-915,800
| -33% | -$10.5M |
|
556
Labcorp
LH
$27.4B
| $20.4M | 0.04% |
172,664
+41,559
| +32% | +$4.9M |
|
|
MNTA
557
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
| $20.4M | 0.04% |
1,743,520
-9,374
| -0.5% | -$110K |
|
558
Vulcan Materials
VMC
$36B
| $20.4M | 0.04% |
179,103
+26,056
| +17% | +$3.07M |
|
559
Oracle
ORCL
$411B
| $20.3M | 0.04% |
517,752
-31,120
| -6% | -$1.27M |
|
|
HMSY
560
DELISTED
HMS Holdings Corp.
HMSY
| $20.3M | 0.04% |
916,934
-185,909
| -17% | -$3.91M |
|
561
JB Hunt Transport Services
JBHT
$24.2B
| $20.2M | 0.04% |
249,435
+53,431
| +27% | +$4.36M |
|
562
Bath & Body Works
BBWI
$3.84B
| $20.1M | 0.04% |
351,353
-179,831
| -34% | -$10.6M |
|
|
563
CALL
Broadcom
AVGO
$1.72T
| $20M | 0.04% |
1,160,020
+483,000
| +71% | +$8.08M |
|
564
CALL
AbbVie
ABBV
$465B
| $20M | 0.04% |
316,800
+227,000
| +253% | +$14.7M |
|
565
CALL
Abbott
ABT
$202B
| $20M | 0.04% |
472,000
+295,000
| +167% | +$12.6M |
|
566
Tenet Healthcare
THC
$22.4B
| $19.9M | 0.04% |
+878,204
| New | +$22.9M |
|
567
Landstar System
LSTR
$6.13B
| $19.9M | 0.04% |
292,162
+174,327
| +148% | +$12M |
|
568
HDFC Bank
HDB
$121B
| $19.8M | 0.04% |
1,103,768
+775,508
| +236% | +$13.6M |
|
569
CALL
Consolidated Edison
ED
$39.5B
| $19.8M | 0.03% |
262,800
+92,700
| +54% | +$7.2M |
|
570
Seagate
STX
$179B
| $19.7M | 0.03% |
511,132
+249,533
| +95% | +$8.1M |
|
571
Verizon
VZ
$208B
| $19.7M | 0.03% |
378,057
+345,548
| +1,063% | +$18.5M |
|
572
HP
HPQ
$26.3B
| $19.6M | 0.03% |
1,261,915
+586,143
| +87% | +$8.36M |
|
573
PUT
Pfizer
PFE
$159B
| $19.5M | 0.03% |
607,104
+455,433
| +300% | +$15.2M |
|
574
CNX Resources
CNX
$5.37B
| $19.5M | 0.03% |
1,217,298
+1,203,749
| +8,884% | +$17.8M |
|
575
PUT
AutoZone
AZO
$48.8B
| $19.4M | 0.03% |
25,300
+15,300
| +153% | +$11.9M |
|
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David Shaw's Q3 2016 Portfolio in Review
As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
- David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- David Shaw opened 448 new positions and closed 429 in Q3 2016.
- David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.