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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$121B
AUM Growth
+$9.79B
Cap. Flow
-$942M
Cap. Flow %
-0.78%
Top 10 Hldgs %
9.24%
Holding
5,958
New
1,032
Increased
1,969
Reduced
1,595
Closed
616

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$986M
2
SE icon
Sea Limited
SE
+$480M
3
SNOW icon
Snowflake
SNOW
+$441M
4
C icon
Citigroup
C
+$422M
5
ORCL icon
Oracle
ORCL
+$393M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$575M
2
AAPL icon
Apple
AAPL
+$515M
3
MA icon
Mastercard
MA
+$506M
4
DIS icon
Walt Disney
DIS
+$447M
5
BABA icon
Alibaba
BABA
+$434M

Sector Composition

Rank Sector Weight
1 Technology 13.97%
2 Consumer Discretionary 9.19%
3 Financials 7.48%
4 Healthcare 7.05%
5 Communication Services 6.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RMO
5701
CALL
DELISTED
Romeo Power, Inc.
RMO
– –
-187,200
Closed -$927K
CNVY
5702
DELISTED
Convey Health Solutions Holdings, Inc.
CNVY
– –
-16,207
Closed -$136K
IEA
5703
DELISTED
Infrastructure and Energy Alternatives, Inc. Common Stock
IEA
– –
-18,352
Closed -$210K
HNGR
5704
DELISTED
Hanger Inc.
HNGR
– –
-18,396
Closed -$404K
TPGY.WS
5705
DELISTED
TPG Pace Beneficial Finance Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
TPGY.WS
– –
-40,000
Closed -$79K
NBEV
5706
DELISTED
NewAge, Inc. Common Stock (Delaware)
NBEV
– –
-63,888
Closed -$89K
LFC
5707
DELISTED
China Life Insurance Company Ltd.
LFC
– –
-347,000
Closed -$570K
GOAC.U
5708
DELISTED
GO Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third of on
GOAC.U
– –
-995,000
Closed -$10M
EMBK
5709
DELISTED
Embark Technology, Inc. Common Stock
EMBK
– –
-16,438
Closed -$3.27M
RDBX
5710
DELISTED
Redbox Entertainment Inc. Class A Common Stock
RDBX
– –
-43,083
Closed -$434K
NPTN
5711
DELISTED
NEOPHOTONICS CORP
NPTN
– –
-25,877
Closed -$225K
ENIA
5712
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
– –
-30,323
Closed -$177K
SRGA
5713
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
– –
-3,670
Closed -$120K
GNOG
5714
DELISTED
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
– –
-113,111
Closed -$1.97M
CHPM
5715
DELISTED
CHP Merger Corp. Class A Common Stock
CHPM
– –
-546,237
Closed -$5.47M
VNE
5716
DELISTED
Veoneer, Inc.
VNE
– –
-121,537
Closed -$4.14M
VRS
5717
DELISTED
Verso Corporation
VRS
– –
-11,063
Closed -$230K
RESN
5718
DELISTED
Resonant Inc.
RESN
– –
-122,566
Closed -$297K
MCFE
5719
DELISTED
McAfee Corp. Class A Common Stock
MCFE
– –
-162,548
Closed -$3.59M
BXRX
5720
DELISTED
Baudax Bio, Inc. Common Stock
BXRX
– –
-23
Closed -$18K
ATHN.WS
5721
DELISTED
Athena Technology Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one shar
ATHN.WS
– –
-246,979
Closed -$336K
NGCAW
5722
DELISTED
NextGen Acquisition Corp. II Warrant
NGCAW
– –
-150,000
Closed -$252K
NGCA
5723
DELISTED
NextGen Acquisition Corp. II Class A Ordinary Shares
NGCA
– –
-750,000
Closed -$7.43M
CCCS.WS
5724
DELISTED
CCC Intelligent Solutions Holdings Inc. Redeemable warrants, each whole warrant exercisable for one
CCCS.WS
– –
-40,000
Closed -$93K
DRNA
5725
DELISTED
Dicerna Pharmaceuticals, Inc.
DRNA
– –
-103,422
Closed -$2.08M
227 228
229
230 231

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David Shaw's Q4 2021 Portfolio in Review

As of Q4 2021, David Shaw held 5,958 positions worth $121B, up 8.8% from $111B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw's Q4 2021 filing shows 1,032 new, 1,969 increased, 1,595 reduced and 616 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B. The largest sale was Microsoft, an estimated $575M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Consumer Discretionary and Financials.

  • David Shaw's largest Q4 2021 buy was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B.
  • David Shaw added most to Sea Limited in Q4 2021, an estimated $480M increase.
  • David Shaw's biggest Q4 2021 reduction was Microsoft, cutting an estimated $575M.
  • David Shaw fully exited Aon in Q4 2021, selling an estimated $179M.
  • David Shaw's ten largest holdings make up 9.2% of its $121B portfolio in Q4 2021.
  • David Shaw opened 1,032 new positions and closed 616 in Q4 2021.
  • David Shaw's portfolio value rose 8.8% quarter-over-quarter to $121B.

Based on D.E. Shaw & Co's 13F filing for Q4 2021, filed 14 Feb 2022.