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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$121B
AUM Growth
+$9.79B
Cap. Flow
-$942M
Cap. Flow %
-0.78%
Top 10 Hldgs %
9.24%
Holding
5,958
New
1,032
Increased
1,969
Reduced
1,595
Closed
616

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$986M
2
SE icon
Sea Limited
SE
+$480M
3
SNOW icon
Snowflake
SNOW
+$441M
4
C icon
Citigroup
C
+$422M
5
ORCL icon
Oracle
ORCL
+$393M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$575M
2
AAPL icon
Apple
AAPL
+$515M
3
MA icon
Mastercard
MA
+$506M
4
DIS icon
Walt Disney
DIS
+$447M
5
BABA icon
Alibaba
BABA
+$434M

Sector Composition

Rank Sector Weight
1 Technology 13.97%
2 Consumer Discretionary 9.19%
3 Financials 7.48%
4 Healthcare 7.05%
5 Communication Services 6.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NARI
5626
DELISTED
Inari Medical, Inc. Common Stock
NARI
– –
-3,470
Closed -$281K
ZUO
5627
DELISTED
Zuora, Inc.
ZUO
– –
-10,306
Closed -$171K
CTV
5628
DELISTED
Innovid Corp.
CTV
– –
-179,423
Closed -$1.78M
CDMO
5629
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
– –
-55,521
Closed -$1.2M
PLMJU
5630
DELISTED
Plum Acquisition Corp. III Unit
PLMJU
– –
-89,001
Closed -$880K
GATO
5631
DELISTED
Gatos Silver, Inc.
GATO
– –
-50,030
Closed -$582K
AXNX
5632
DELISTED
Axonics, Inc. Common Stock
AXNX
– –
-34,627
Closed -$2.25M
SEEL
5633
DELISTED
Seelos Therapeutics, Inc. Common Stock
SEEL
– –
-30
Closed -$276K
CHUY
5634
CALL
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
– –
-28,500
Closed -$899K
TBIO
5635
DELISTED
Telesis Bio, Inc. Common Stock
TBIO
– –
-1,108
Closed -$222K
VLD.WS
5636
DELISTED
Velo3D, Inc. Redeemable warrants, each Warrant exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50
VLD.WS
– –
-26,470
Closed -$41K
IMAQ
5637
DELISTED
International Media Acquisition Corp. Class A Common Stock
IMAQ
– –
-1,294,296
Closed -$12.7M
MAQC
5638
DELISTED
Maquia Capital Acquisition Corporation Class A Common Stock
MAQC
– –
-790,000
Closed -$7.9M
SEPAU
5639
DELISTED
SEP Acquisition Corp Unit
SEPAU
– –
-92,632
Closed -$931K
OLK
5640
DELISTED
Olink Holding AB (publ) American Depositary Shares
OLK
– –
-22,060
Closed -$535K
NBSE
5641
DELISTED
NeuBase Therapeutics, Inc. Common Stock
NBSE
– –
-2,240
Closed -$162K
PXD
5642
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-10,945
Closed -$2.01M
FUV
5643
DELISTED
Arcimoto, Inc. Common Stock
FUV
– –
-880
Closed -$201K
DSAQ.U
5644
DELISTED
Direct Selling Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of redeemable warrant
DSAQ.U
– –
-200,000
Closed -$2.02M
MDC
5645
DELISTED
M.D.C. Holdings, Inc.
MDC
– –
-47,138
Closed -$2.2M
CBD
5646
DELISTED
Companhia Brasileira de Distribuicao
CBD
– –
-19,477
Closed -$92K
SOLO
5647
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
– –
-85,704
Closed -$305K
DWACU
5648
DELISTED
Digital World Acquisition Corp. Units
DWACU
– –
-2,425,000
Closed -$24.6M
BCEL
5649
PUT
DELISTED
Atreca, Inc. Class A Common Stock
BCEL
– –
-39,300
Closed -$245K
KRTX
5650
DELISTED
Karuna Therapeutics, Inc. Common Stock
KRTX
– –
-16,285
Closed -$1.99M
224 225
226
227 228

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David Shaw's Q4 2021 Portfolio in Review

As of Q4 2021, David Shaw held 5,958 positions worth $121B, up 8.8% from $111B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw's Q4 2021 filing shows 1,032 new, 1,969 increased, 1,595 reduced and 616 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B. The largest sale was Microsoft, an estimated $575M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Consumer Discretionary and Financials.

  • David Shaw's largest Q4 2021 buy was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B.
  • David Shaw added most to Sea Limited in Q4 2021, an estimated $480M increase.
  • David Shaw's biggest Q4 2021 reduction was Microsoft, cutting an estimated $575M.
  • David Shaw fully exited Aon in Q4 2021, selling an estimated $179M.
  • David Shaw's ten largest holdings make up 9.2% of its $121B portfolio in Q4 2021.
  • David Shaw opened 1,032 new positions and closed 616 in Q4 2021.
  • David Shaw's portfolio value rose 8.8% quarter-over-quarter to $121B.

Based on D.E. Shaw & Co's 13F filing for Q4 2021, filed 14 Feb 2022.