David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.54% |
| 2 | Healthcare | 11.42% |
| 3 | Financials | 9.58% |
| 4 | Consumer Discretionary | 9.33% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
526
Sally Beauty Holdings
SBH
$1.55B
| $22.3M | 0.04% |
868,377
-1,034,253
| -54% | -$29M |
|
527
Sensata Technologies
ST
$6.08B
| $22.3M | 0.04% |
574,797
-537,221
| -48% | -$20.3M |
|
528
Nasdaq
NDAQ
$55.3B
| $22.2M | 0.04% |
984,528
+570,759
| +138% | +$13.2M |
|
529
NiSource
NI
$19.5B
| $22M | 0.04% |
914,301
+374,544
| +69% | +$9.37M |
|
530
GoPro
GPRO
$113M
| $21.8M | 0.04% |
1,307,551
+1,082,764
| +482% | +$14.9M |
|
531
PUT
Teva Pharmaceuticals
TEVA
$43B
| $21.8M | 0.04% |
473,500
+223,500
| +89% | +$11.7M |
|
532
Pan American Silver
PAAS
$22B
| $21.8M | 0.04% |
1,235,234
+13,173
| +1% | +$246K |
|
533
Alibaba
BABA
$285B
| $21.7M | 0.04% |
205,500
+169,901
| +477% | +$15.7M |
|
534
Babcock & Wilcox
BW
$1.17B
| $21.6M | 0.04% |
131,053
+35,253
| +37% | +$5.65M |
|
|
SIOX
535
DELISTED
Sio Gene Therapies Inc. Common Stock
SIOX
| $21.6M | 0.04% |
192,711
+975
| +0.5% | +$117K |
|
536
SunCoke Energy
SXC
$830M
| $21.6M | 0.04% |
2,688,455
-182,806
| -6% | -$1.28M |
|
|
CHS
537
DELISTED
Chicos FAS, Inc.
CHS
| $21.5M | 0.04% |
1,807,970
+458,815
| +34% | +$5.43M |
|
538
Intuitive Surgical
ISRG
$134B
| $21.5M | 0.04% |
267,057
+239,112
| +856% | +$18.3M |
|
539
PUT
Las Vegas Sands
LVS
$30.4B
| $21.4M | 0.04% |
372,100
-363,600
| -49% | -$18.7M |
|
|
PXD
540
CALL
DELISTED
Pioneer Natural Resource Co.
PXD
| $21.4M | 0.04% |
115,100
+34,000
| +42% | +$5.79M |
|
541
Cleveland-Cliffs
CLF
$6.74B
| $21.2M | 0.04% |
3,619,163
+3,165,481
| +698% | +$20.7M |
|
542
Adeia
ADEA
$2.88B
| $21.1M | 0.04% |
2,075,681
-1,071,573
| -34% | -$9.4M |
|
|
SAVE
543
DELISTED
Spirit Airlines, Inc.
SAVE
| $21.1M | 0.04% |
495,842
+50,633
| +11% | +$2.1M |
|
|
CPE
544
DELISTED
Callon Petroleum Company
CPE
| $21.1M | 0.04% |
134,292
+35,240
| +36% | +$4.66M |
|
|
CBPX
545
DELISTED
CONTINENTAL BUILDING PRODUCTS, INC.
CBPX
| $21.1M | 0.04% |
1,002,926
-81,544
| -8% | -$1.83M |
|
546
Amkor Technology
AMKR
$11.8B
| $21M | 0.04% |
2,162,124
+16,256
| +0.8% | +$130K |
|
547
Nu Skin
NUS
$231M
| $21M | 0.04% |
324,074
-13,396
| -4% | -$753K |
|
|
TVTY
548
DELISTED
Tivity Health, Inc. Common Stock
TVTY
| $21M | 0.04% |
791,939
+100,180
| +14% | +$2.02M |
|
549
PUT
Costco
COST
$428B
| $20.9M | 0.04% |
137,200
+45,700
| +50% | +$7.38M |
|
550
Prologis
PLD
$135B
| $20.9M | 0.04% |
390,447
+50,997
| +15% | +$2.69M |
|
Similar funds
David Shaw's Q3 2016 Portfolio in Review
As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
- David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- David Shaw opened 448 new positions and closed 429 in Q3 2016.
- David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.