We are live on ! Find out more
DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
-0.75%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$111B
AUM Growth
-$5.05B
Cap. Flow
-$8.92B
Cap. Flow %
-8.05%
Top 10 Hldgs %
9.24%
Holding
5,618
New
915
Increased
1,819
Reduced
1,634
Closed
695

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$757M
2
BABA icon
Alibaba
BABA
+$544M
3
BKNG icon
Booking.com
BKNG
+$475M
4
XLNX
Xilinx Inc
XLNX
+$377M
5
CAT icon
Caterpillar
CAT
+$285M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.07B
2
AMZN icon
Amazon
AMZN
+$486M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$443M
4
CRM icon
Salesforce
CRM
+$363M
5
QCOM icon
Qualcomm
QCOM
+$352M

Sector Composition

Rank Sector Weight
1 Technology 14.87%
2 Consumer Discretionary 9.92%
3 Healthcare 7.34%
4 Financials 7.06%
5 Communication Services 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLND
5426
DELISTED
Talend S.A. American Depositary Shares
TLND
– –
-6,064
Closed -$398K
HOME
5427
DELISTED
At Home Group Inc.
HOME
– –
-930,856
Closed -$34.3M
ALSK
5428
DELISTED
Alaska Communications Systems
ALSK
– –
-72,955
Closed -$243K
ALXN
5429
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-1,241,928
Closed -$228M
WORK
5430
DELISTED
Slack Technologies, Inc.
WORK
– –
-2,967,628
Closed -$131M
NHIC
5431
DELISTED
NewHold Investment Corp. Class A Common Stock
NHIC
– –
-350,115
Closed -$3.51M
ASPL.WS
5432
DELISTED
Aspirational Consumer Lifestyle Corp. Redeemable Warrants, each whole warrant exercisable for one Cl
ASPL.WS
– –
-200,000
Closed -$384K
MSGN
5433
DELISTED
MSG Networks Inc.
MSGN
– –
-11,929
Closed -$174K
WPF.WS
5434
DELISTED
Foley Trasimene Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A
WPF.WS
– –
-166,666
Closed -$347K
PRAH
5435
DELISTED
PRA Health Sciences, Inc.
PRAH
– –
-338,754
Closed -$56M
NAV
5436
DELISTED
Navistar International
NAV
– –
-14,581
Closed -$649K
BPFH
5437
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
– –
-48,711
Closed -$718K
FTSI
5438
DELISTED
FTS International, Inc. Common Stock
FTSI
– –
-7,584
Closed -$215K
GTYH
5439
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
– –
-19,852
Closed -$141K
COWN
5440
CALL
DELISTED
Cowen Inc. Class A Common Stock
COWN
– –
-20,000
Closed -$821K
WPG
5441
DELISTED
Washington Prime Group Inc.
WPG
– –
-170,069
Closed -$369K
GTT
5442
DELISTED
GTT Communications, Inc.
GTT
– –
-15,378
Closed -$37K
EGLE
5443
DELISTED
Eagle Bulk Shipping Inc.
EGLE
– –
-9,429
Closed -$446K
FLY
5444
DELISTED
Fly Leasing Limited
FLY
– –
-153,776
Closed -$2.6M
DISH
5445
CALL
DELISTED
DISH Network Corp.
DISH
– –
-7,400
Closed -$309K
SIVB
5446
DELISTED
SVB Financial Group
SIVB
– –
-374
Closed -$217K
SIVB
5447
PUT
DELISTED
SVB Financial Group
SIVB
– –
-20,000
Closed -$11.1M
KNL
5448
DELISTED
Knoll, Inc.
KNL
– –
-97,971
Closed -$2.55M
PUCKU
5449
DELISTED
Goal Acquisitions Corp. Unit
PUCKU
– –
-11,659
Closed -$120K
TWLVU
5450
DELISTED
Twelve Seas Investment Company II Unit
TWLVU
– –
-197,605
Closed -$1.97M
215 216 217
218
219

Similar funds

Vanguard Global Advisers
Vanguard Global Advisers Malvern, Pennsylvania $215B AUM
Principal Financial Group
Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return
PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return
1832 Asset Management
1832 Asset Management Toronto, Ontario, Canada $199B AUM 37.98% 1-Year Est. Return
Arrowstreet Capital
Arrowstreet Capital Boston, Massachusetts $225B AUM 49.49% 1-Year Est. Return
American Century Companies
American Century Companies Kansas City, Missouri $226B AUM 44.75% 1-Year Est. Return
Swiss National Bank
Swiss National Bank Zurich, Switzerland $191B AUM 45.21% 1-Year Est. Return
Dodge & Cox
Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return

David Shaw's Q3 2021 Portfolio in Review

As of Q3 2021, David Shaw held 5,618 positions worth $111B, down 4.4% from $116B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw withdrew a net $8.92B in Q3 2021, closing 695 positions and reducing 1,634 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $228M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, David Shaw opened a new position in Sea Limited worth $206M.

  • David Shaw's largest Q3 2021 buy was Sea Limited: 645,697 shares worth $206M.
  • David Shaw added most to Activision Blizzard in Q3 2021, an estimated $757M increase.
  • David Shaw's biggest Q3 2021 reduction was Apple, cutting an estimated $1.07B.
  • David Shaw fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $228M.
  • David Shaw's ten largest holdings make up 9.2% of its $111B portfolio in Q3 2021.
  • David Shaw opened 915 new positions and closed 695 in Q3 2021.
  • David Shaw's portfolio value fell 4.4% quarter-over-quarter to $111B.

Based on D.E. Shaw & Co's 13F filing for Q3 2021, filed 15 Nov 2021.