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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
-0.75%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$111B
AUM Growth
-$5.05B
Cap. Flow
-$8.92B
Cap. Flow %
-8.05%
Top 10 Hldgs %
9.24%
Holding
5,618
New
915
Increased
1,819
Reduced
1,634
Closed
695

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$757M
2
BABA icon
Alibaba
BABA
+$544M
3
BKNG icon
Booking.com
BKNG
+$475M
4
XLNX
Xilinx Inc
XLNX
+$377M
5
CAT icon
Caterpillar
CAT
+$285M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.07B
2
AMZN icon
Amazon
AMZN
+$486M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$443M
4
CRM icon
Salesforce
CRM
+$363M
5
QCOM icon
Qualcomm
QCOM
+$352M

Sector Composition

Rank Sector Weight
1 Technology 14.87%
2 Consumer Discretionary 9.92%
3 Healthcare 7.34%
4 Financials 7.06%
5 Communication Services 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCRR
5226
DELISTED
TCR2 Therapeutics Inc. Common Stock
TCRR
– –
-55,350
Closed -$908K
GRCY
5227
DELISTED
Greencity Acquisition Corporation Ordinary Shares
GRCY
– –
-34,482
Closed -$349K
PSPC.U
5228
DELISTED
Post Holdings Partnering Corporation Units, each consisting of one share of Series A common stock, and one-third of one redeemable warrant
PSPC.U
– –
-1,310,000
Closed -$13.6M
RIDE
5229
CALL
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
– –
-8,360
Closed -$1.39M
SGTX
5230
DELISTED
Sigilon Therapeutics, Inc. Common Stock
SGTX
– –
-1,111
Closed -$155K
SI
5231
DELISTED
Silvergate Capital Corporation
SI
– –
-2,620
Closed -$297K
SI
5232
PUT
DELISTED
Silvergate Capital Corporation
SI
– –
-20,000
Closed -$2.27M
BBBY
5233
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-1,228,879
Closed -$40.9M
BBBY
5234
PUT
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-120,000
Closed -$4M
FRC
5235
CALL
DELISTED
First Republic Bank
FRC
– –
-16,900
Closed -$3.16M
IPVIU
5236
DELISTED
InterPrivate IV InfraTech Partners Inc. Units
IPVIU
– –
-309,233
Closed -$3.08M
TIG
5237
DELISTED
Trean Insurance Group, Inc. Common Stock
TIG
– –
-16,287
Closed -$246K
SJR
5238
DELISTED
Shaw Communications Inc.
SJR
– –
-664,615
Closed -$19.3M
RAMMU
5239
DELISTED
Aries I Acquisition Corporation Unit
RAMMU
– –
-1,067,000
Closed -$10.7M
DHHCU
5240
DELISTED
DiamondHead Holdings Corp. Unit
DHHCU
– –
-135,510
Closed -$1.35M
MSDAU
5241
DELISTED
MSD Acquisition Corp. Unit
MSDAU
– –
-250,000
Closed -$2.52M
TETCU
5242
DELISTED
Tech and Energy Transition Corporation Unit
TETCU
– –
-166,196
Closed -$1.66M
CRZNU
5243
DELISTED
Corazon Capital V838 Monoceros Corp Unit
CRZNU
– –
-598,791
Closed -$5.99M
RKTA.U
5244
DELISTED
Rocket Internet Growth Opportunities Corp. Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
RKTA.U
– –
-150,000
Closed -$1.5M
STRE.U
5245
DELISTED
Supernova Partners Acquisition Company III, Ltd. Units, each consisting of one Class A ordinary share and one-fifth of one redeemable warrant
STRE.U
– –
-166,667
Closed -$1.66M
SPKBU
5246
DELISTED
Silver Spike Acquisition Corp II Units
SPKBU
– –
-284,715
Closed -$2.87M
NGC.U
5247
DELISTED
Northern Genesis Acquisition Corp. III Units, each consisting of one share of common stock and one-quarter of one redeemable warrant
NGC.U
– –
-333,234
Closed -$3.37M
LDHAU
5248
DELISTED
LDH Growth Corp I Units
LDHAU
– –
-189,615
Closed -$1.9M
LVRAU
5249
DELISTED
Levere Holdings Corp. Unit
LVRAU
– –
-285,949
Closed -$2.93M
VPCBU
5250
DELISTED
VPC Impact Acquisition Holdings II Unit
VPCBU
– –
-305,921
Closed -$3.07M
208 209
210
211 212

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David Shaw's Q3 2021 Portfolio in Review

As of Q3 2021, David Shaw held 5,618 positions worth $111B, down 4.4% from $116B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw withdrew a net $8.92B in Q3 2021, closing 695 positions and reducing 1,634 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $228M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, David Shaw opened a new position in Sea Limited worth $206M.

  • David Shaw's largest Q3 2021 buy was Sea Limited: 645,697 shares worth $206M.
  • David Shaw added most to Activision Blizzard in Q3 2021, an estimated $757M increase.
  • David Shaw's biggest Q3 2021 reduction was Apple, cutting an estimated $1.07B.
  • David Shaw fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $228M.
  • David Shaw's ten largest holdings make up 9.2% of its $111B portfolio in Q3 2021.
  • David Shaw opened 915 new positions and closed 695 in Q3 2021.
  • David Shaw's portfolio value fell 4.4% quarter-over-quarter to $111B.

Based on D.E. Shaw & Co's 13F filing for Q3 2021, filed 15 Nov 2021.