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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
-0.75%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$111B
AUM Growth
-$5.05B
Cap. Flow
-$8.92B
Cap. Flow %
-8.05%
Top 10 Hldgs %
9.24%
Holding
5,618
New
915
Increased
1,819
Reduced
1,634
Closed
695

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$757M
2
BABA icon
Alibaba
BABA
+$544M
3
BKNG icon
Booking.com
BKNG
+$475M
4
XLNX
Xilinx Inc
XLNX
+$377M
5
CAT icon
Caterpillar
CAT
+$285M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.07B
2
AMZN icon
Amazon
AMZN
+$486M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$443M
4
CRM icon
Salesforce
CRM
+$363M
5
QCOM icon
Qualcomm
QCOM
+$352M

Sector Composition

Rank Sector Weight
1 Technology 14.87%
2 Consumer Discretionary 9.92%
3 Healthcare 7.34%
4 Financials 7.06%
5 Communication Services 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROSS.U
5176
DELISTED
Ross Acquisition Corp II Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
ROSS.U
– –
-669,540
Closed -$6.67M
DHCAU
5177
DELISTED
DHC Acquisition Corp. Unit
DHCAU
– –
-176,629
Closed -$1.77M
EXPR
5178
CALL
DELISTED
Express, Inc.
EXPR
– –
-8,510
Closed -$1.1M
LCAHU
5179
DELISTED
Landcadia Holdings IV, Inc. Units
LCAHU
– –
-1,500,000
Closed -$14.9M
SLACU
5180
DELISTED
Social Leverage Acquisition Corp I Units, each consisting of one share of Class A common stock and one-fourth of one redeemable warrant
SLACU
– –
-261,655
Closed -$2.61M
LCAAU
5181
DELISTED
L Catterton Asia Acquisition Corp Units
LCAAU
– –
-76,044
Closed -$760K
GRCL
5182
DELISTED
Gracell Biotechnologies Inc. American Depositary Shares
GRCL
– –
-15,356
Closed -$200K
FLME.U
5183
DELISTED
Flame Acquisition Corp. Units, each consisting of one share of Class A Common Stock, and one-half of one Warrant
FLME.U
– –
-275,876
Closed -$2.8M
NVTA
5184
DELISTED
Invitae Corporation
NVTA
– –
-12,488
Closed -$366K
TSP
5185
DELISTED
TuSimple Holdings Inc. Class A Common Stock
TSP
– –
-111,793
Closed -$7.96M
DISAU
5186
DELISTED
Disruptive Acquisition Corporation I Unit
DISAU
– –
-1,000,000
Closed -$9.97M
IMPL
5187
DELISTED
Impel Pharmaceuticals Inc. Common Stock
IMPL
– –
-27,142
Closed -$240K
FRXB.U
5188
DELISTED
Forest Road Acquisition Corp. II Units, each consisting of one share of Class A common stock, and one-fifth of one redeemable warrant
FRXB.U
– –
-301,695
Closed -$3.03M
TBCPU
5189
DELISTED
Thunder Bridge Capital Partners III Inc. Units
TBCPU
– –
-315,157
Closed -$3.15M
FSRXU
5190
DELISTED
FinServ Acquisition Corp. II Unit
FSRXU
– –
-255,625
Closed -$2.56M
CCVI.U
5191
DELISTED
Churchill Capital Corp VI Units, each consisting of one share of Class A common stock, and one-fifth of one redeemable warrant
CCVI.U
– –
-1,262,413
Closed -$12.8M
CORR
5192
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
– –
-29,936
Closed -$198K
CFFEU
5193
DELISTED
CF Acquisition Corp. VIII Unit
CFFEU
– –
-78,857
Closed -$798K
APGB.U
5194
DELISTED
Apollo Strategic Growth Capital II Units, each consisting of one Class A ordinary share, and one-fifth of one warrant
APGB.U
– –
-480,259
Closed -$4.8M
SCU
5195
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
– –
-16,384
Closed -$403K
CCF
5196
DELISTED
Chase Corporation
CCF
– –
-4,565
Closed -$468K
PRPC.U
5197
DELISTED
CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
PRPC.U
– –
-185,574
Closed -$1.85M
DKDCU
5198
DELISTED
Data Knights Acquisition Corp. Unit
DKDCU
– –
-420,000
Closed -$4.34M
AMAOU
5199
DELISTED
American Acquisition Opportunity Inc. Units
AMAOU
– –
-120,030
Closed -$1.27M
TRCA.U
5200
DELISTED
Twin Ridge Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TRCA.U
– –
-306,948
Closed -$3.07M
206 207
208
209 210

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David Shaw's Q3 2021 Portfolio in Review

As of Q3 2021, David Shaw held 5,618 positions worth $111B, down 4.4% from $116B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw withdrew a net $8.92B in Q3 2021, closing 695 positions and reducing 1,634 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $228M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, David Shaw opened a new position in Sea Limited worth $206M.

  • David Shaw's largest Q3 2021 buy was Sea Limited: 645,697 shares worth $206M.
  • David Shaw added most to Activision Blizzard in Q3 2021, an estimated $757M increase.
  • David Shaw's biggest Q3 2021 reduction was Apple, cutting an estimated $1.07B.
  • David Shaw fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $228M.
  • David Shaw's ten largest holdings make up 9.2% of its $111B portfolio in Q3 2021.
  • David Shaw opened 915 new positions and closed 695 in Q3 2021.
  • David Shaw's portfolio value fell 4.4% quarter-over-quarter to $111B.

Based on D.E. Shaw & Co's 13F filing for Q3 2021, filed 15 Nov 2021.