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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$121B
AUM Growth
+$9.79B
Cap. Flow
-$942M
Cap. Flow %
-0.78%
Top 10 Hldgs %
9.24%
Holding
5,958
New
1,032
Increased
1,969
Reduced
1,595
Closed
616

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$986M
2
SE icon
Sea Limited
SE
+$480M
3
SNOW icon
Snowflake
SNOW
+$441M
4
C icon
Citigroup
C
+$422M
5
ORCL icon
Oracle
ORCL
+$393M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$575M
2
AAPL icon
Apple
AAPL
+$515M
3
MA icon
Mastercard
MA
+$506M
4
DIS icon
Walt Disney
DIS
+$447M
5
BABA icon
Alibaba
BABA
+$434M

Sector Composition

Rank Sector Weight
1 Technology 13.97%
2 Consumer Discretionary 9.19%
3 Financials 7.48%
4 Healthcare 7.05%
5 Communication Services 6.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASPCW
5001
DELISTED
Alpha Capital Acquisition Co Warrant
ASPCW
$64K ﹤0.01%
74,470
– –
SBEAW
5002
DELISTED
SilverBox Engaged Merger Corp I Warrant
SBEAW
$64K ﹤0.01%
45,876
-8,763
-16% -$12.5K
CLAS.WS
5003
DELISTED
Class Acceleration Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CLAS.WS
$64K ﹤0.01%
125,000
– –
ESPR
5004
PUT
DELISTED
Esperion Therapeutics
ESPR
$63K ﹤0.01%
12,500
– –
PPTA
5005
Perpetua Resources
PPTA
$3.24B
$63K ﹤0.01%
13,310
-10,877
-45% -$52.7K
BMAC.WS
5006
DELISTED
Black Mountain Acquisition Corp. Warrants, exercisable for one share of Class A Common Stock
BMAC.WS
$63K ﹤0.01%
+131,249
New +$64.4K
PPGHW
5007
DELISTED
Poema Global Holdings Corp. Warrant
PPGHW
$63K ﹤0.01%
44,015
– –
PLUR icon
5008
Pluri
PLUR
$16.8M
$62K ﹤0.01%
5,294
+2,135
+68% +$42.2K
FSRXW
5009
DELISTED
FinServ Acquisition Corp. II Warrant
FSRXW
$62K ﹤0.01%
100,192
– –
NSTD.WS
5010
DELISTED
Northern Star Investment Corp. IV Redeemable Warrants, each whole warrant exercisable for shares of Class A common stock at an exercise price of $11.50 per share
NSTD.WS
$62K ﹤0.01%
71,961
– –
FTPAW
5011
DELISTED
FTAC Parnassus Acquisition Corp. Warrant
FTPAW
$62K ﹤0.01%
58,775
– –
HUGS.WS
5012
DELISTED
USHG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
HUGS.WS
$62K ﹤0.01%
37,272
– –
EXK
5013
Endeavour Silver
EXK
$3.19B
$61K ﹤0.01%
14,500
-104,054
-88% -$489K
CORZW
5014
DELISTED
Core Scientific, Inc. Warrant
CORZW
$61K ﹤0.01%
18,569
– –
BBD icon
5015
Banco Bradesco
BBD
$34.3B
$60K ﹤0.01%
+19,286
New +$63.8K
OPTN
5016
DELISTED
OptiNose
OPTN
$60K ﹤0.01%
2,471
+1,520
+160% +$50.9K
NBSTW
5017
DELISTED
Newbury Street Acquisition Corporation Warrants
NBSTW
$60K ﹤0.01%
100,000
– –
ASPU
5018
DELISTED
ASPEN GROUP, INC.
ASPU
$60K ﹤0.01%
+25,555
New +$105K
RKTA.WS
5019
DELISTED
Rocket Internet Growth Opportunities Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
RKTA.WS
$60K ﹤0.01%
79,166
– –
AILEW
5020
DELISTED
iLearningEngines, Inc. Warrant
AILEW
$60K ﹤0.01%
108,651
– –
RGTIW icon
5021
Rigetti Computing Warrants
RGTIW
$153M
$59K ﹤0.01%
25,000
– –
GDEVW icon
5022
GDEV Inc Warrant
GDEVW
$58.7K
$58K ﹤0.01%
75,000
– –
SOUNW icon
5023
SoundHound AI Warrant
SOUNW
$582M
$58K ﹤0.01%
48,655
– –
NKGNW
5024
DELISTED
NKGen Biotech, Inc. Warrants
NKGNW
$58K ﹤0.01%
50,000
– –
NOGNW
5025
DELISTED
Nogin, Inc. Warrant
NOGNW
$58K ﹤0.01%
100,997
– –
199 200
201
202 203

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David Shaw's Q4 2021 Portfolio in Review

As of Q4 2021, David Shaw held 5,958 positions worth $121B, up 8.8% from $111B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw's Q4 2021 filing shows 1,032 new, 1,969 increased, 1,595 reduced and 616 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B. The largest sale was Microsoft, an estimated $575M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Consumer Discretionary and Financials.

  • David Shaw's largest Q4 2021 buy was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B.
  • David Shaw added most to Sea Limited in Q4 2021, an estimated $480M increase.
  • David Shaw's biggest Q4 2021 reduction was Microsoft, cutting an estimated $575M.
  • David Shaw fully exited Aon in Q4 2021, selling an estimated $179M.
  • David Shaw's ten largest holdings make up 9.2% of its $121B portfolio in Q4 2021.
  • David Shaw opened 1,032 new positions and closed 616 in Q4 2021.
  • David Shaw's portfolio value rose 8.8% quarter-over-quarter to $121B.

Based on D.E. Shaw & Co's 13F filing for Q4 2021, filed 14 Feb 2022.