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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
-0.75%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$111B
AUM Growth
-$5.05B
Cap. Flow
-$8.92B
Cap. Flow %
-8.05%
Top 10 Hldgs %
9.24%
Holding
5,618
New
915
Increased
1,819
Reduced
1,634
Closed
695

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$757M
2
BABA icon
Alibaba
BABA
+$544M
3
BKNG icon
Booking.com
BKNG
+$475M
4
XLNX
Xilinx Inc
XLNX
+$377M
5
CAT icon
Caterpillar
CAT
+$285M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.07B
2
AMZN icon
Amazon
AMZN
+$486M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$443M
4
CRM icon
Salesforce
CRM
+$363M
5
QCOM icon
Qualcomm
QCOM
+$352M

Sector Composition

Rank Sector Weight
1 Technology 14.87%
2 Consumer Discretionary 9.92%
3 Healthcare 7.34%
4 Financials 7.06%
5 Communication Services 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MYE icon
4976
Myers Industries
MYE
$1.26B
– –
-9,928
Closed -$208K
NBHC icon
4977
National Bank Holdings
NBHC
$1.86B
– –
-30,168
Closed -$1.14M
NGG icon
4978
National Grid
NGG
$80.9B
– –
-5,728
Closed -$324K
NI icon
4979
NiSource
NI
$19.6B
– –
-763,666
Closed -$18.7M
NIC icon
4980
Nicolet Bankshares
NIC
$3.62B
– –
-4,088
Closed -$288K
NLY icon
4981
Annaly Capital Management
NLY
$17.5B
– –
-82,967
Closed -$2.95M
NNOX icon
4982
CALL
Nano X Imaging
NNOX
$67.9M
– –
-6,500
Closed -$208K
NOAH
4983
Noah Holdings
NOAH
$597M
– –
-5,899
Closed -$234K
NOAH
4984
PUT
Noah Holdings
NOAH
$597M
– –
-4,500
Closed -$212K
NRDY icon
4985
Nerdy
NRDY
$87.7M
– –
-16,992
Closed -$2.53M
NRIX icon
4986
Nurix Therapeutics
NRIX
$2.73B
– –
-24,012
Closed -$637K
NSC icon
4987
CALL
Norfolk Southern
NSC
$79.3B
– –
-2,600
Closed -$690K
NTRS icon
4988
Northern Trust
NTRS
$34.2B
– –
-2,119
Closed -$245K
NVCR icon
4989
CALL
NovoCure
NVCR
$1.95B
– –
-10,000
Closed -$2.22M
OCSL icon
4990
Oaktree Specialty Lending
OCSL
$1.16B
– –
-7,913
Closed -$159K
OKE icon
4991
PUT
Oneok
OKE
$58.6B
– –
-3,800
Closed -$211K
OLN icon
4992
Olin
OLN
$2B
– –
-33,100
Closed -$1.54M
OLO
4993
DELISTED
Olo Inc
OLO
– –
-30,584
Closed -$1.14M
OMCL icon
4994
PUT
Omnicell
OMCL
$1.58B
– –
-50,000
Closed -$7.57M
ONDS icon
4995
Ondas Inc
ONDS
$4.7B
– –
-80,121
Closed -$636K
ORI icon
4996
Old Republic International
ORI
$10.1B
– –
-45,749
Closed -$1.14M
ORLY icon
4997
CALL
O'Reilly Automotive
ORLY
$73.4B
– –
-150,000
Closed -$5.66M
OTLK icon
4998
Outlook Therapeutics
OTLK
$148M
– –
-1,507
Closed -$75K
PAAS icon
4999
Pan American Silver
PAAS
$22.2B
– –
-35,797
Closed -$935K
PACB icon
5000
CALL
Pacific Biosciences
PACB
$398M
– –
-52,000
Closed -$1.82M
198 199
200
201 202

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David Shaw's Q3 2021 Portfolio in Review

As of Q3 2021, David Shaw held 5,618 positions worth $111B, down 4.4% from $116B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw withdrew a net $8.92B in Q3 2021, closing 695 positions and reducing 1,634 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $228M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, David Shaw opened a new position in Sea Limited worth $206M.

  • David Shaw's largest Q3 2021 buy was Sea Limited: 645,697 shares worth $206M.
  • David Shaw added most to Activision Blizzard in Q3 2021, an estimated $757M increase.
  • David Shaw's biggest Q3 2021 reduction was Apple, cutting an estimated $1.07B.
  • David Shaw fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $228M.
  • David Shaw's ten largest holdings make up 9.2% of its $111B portfolio in Q3 2021.
  • David Shaw opened 915 new positions and closed 695 in Q3 2021.
  • David Shaw's portfolio value fell 4.4% quarter-over-quarter to $111B.

Based on D.E. Shaw & Co's 13F filing for Q3 2021, filed 15 Nov 2021.