David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Netflix
NFLX
|
+$408M |
| 2 |
Medtronic
MDT
|
+$271M |
| 3 |
NXP Semiconductors
NXPI
|
+$270M |
| 4 |
Gilead Sciences
GILD
|
+$253M |
| 5 |
Hewlett Packard
HPE
|
+$211M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$424M |
| 2 |
CVS Health
CVS
|
+$391M |
| 3 |
LNKD
LinkedIn Corporation
LNKD
|
+$323M |
| 4 |
Wells Fargo
WFC
|
+$280M |
| 5 |
VMW
VMware, Inc
VMW
|
+$264M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.19% |
| 2 | Healthcare | 10.41% |
| 3 | Financials | 9.12% |
| 4 | Communication Services | 8.45% |
| 5 | Consumer Discretionary | 8.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
T-Mobile US
TMUS
$196B
| $261M | 0.44% |
4,537,219
+3,657,066
| +416% | +$191M |
|
27
PUT
Bank of America
BAC
$431B
| $260M | 0.44% |
11,770,900
+27,800
| +0.2% | +$535K |
|
|
28
Medtronic
MDT
$119B
| $260M | 0.44% |
3,646,126
+3,445,093
| +1,714% | +$271M |
|
29
Bristol-Myers Squibb
BMY
$137B
| $259M | 0.44% |
4,427,164
-2,857,336
| -39% | -$156M |
|
30
PepsiCo
PEP
$196B
| $254M | 0.43% |
2,426,636
+794,820
| +49% | +$83.2M |
|
31
Dell
DELL
$286B
| $251M | 0.43% |
16,276,561
+2,468,330
| +18% | +$35.4M |
|
32
VeriSign
VRSN
$25.5B
| $250M | 0.42% |
3,288,265
-339,346
| -9% | -$26.8M |
|
33
Coca-Cola
KO
$392B
| $240M | 0.41% |
5,794,817
+1,234,275
| +27% | +$51.4M |
|
34
CALL
Citigroup
C
$221B
| $240M | 0.41% |
4,032,800
+701,000
| +21% | +$37.8M |
|
|
APC
35
DELISTED
Anadarko Petroleum
APC
| $234M | 0.4% |
3,359,268
+44,177
| +1% | +$2.87M |
|
36
Humana
HUM
$45.5B
| $234M | 0.4% |
1,145,133
-1,299,941
| -53% | -$248M |
|
37
GE Aerospace
GE
$361B
| $229M | 0.39% |
1,510,460
-47,431
| -3% | -$6.89M |
|
38
Fidelity National Information Services
FIS
$21.3B
| $223M | 0.38% |
2,947,976
+844,279
| +40% | +$64.4M |
|
|
LSXMK
39
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
| $216M | 0.37% |
8,372,931
+1,496
| +0% | +$38.8K |
|
40
IBM
IBM
$222B
| $207M | 0.35% |
1,303,440
+634,632
| +95% | +$96.7M |
|
41
PUT
Apple
AAPL
$4.51T
| $204M | 0.35% |
7,052,400
-30,000
| -0.4% | -$851K |
|
|
42
PUT
Amazon
AMZN
$2.79T
| $204M | 0.35% |
5,438,000
-198,000
| -4% | -$7.76M |
|
43
Eli Lilly
LLY
$1.12T
| $203M | 0.35% |
2,764,227
-218,361
| -7% | -$16.3M |
|
44
CALL
Alphabet (Google) Class C
GOOG
$4.18T
| $202M | 0.34% |
5,224,000
+1,686,000
| +48% | +$65.7M |
|
45
Amgen
AMGN
$238B
| $201M | 0.34% |
1,374,091
+990,998
| +259% | +$149M |
|
|
46
PUT
Citigroup
C
$221B
| $201M | 0.34% |
3,374,700
-91,000
| -3% | -$4.91M |
|
47
Agilent Technologies
A
$44.9B
| $199M | 0.34% |
4,362,966
+957,584
| +28% | +$43.4M |
|
|
SPR
48
DELISTED
Spirit AeroSystems
SPR
| $198M | 0.34% |
3,397,912
+35,961
| +1% | +$1.95M |
|
49
TechnipFMC
FTI
$30.4B
| $197M | 0.33% |
7,457,451
-454,633
| -6% | -$11.4M |
|
50
Yum! Brands
YUM
$41.8B
| $196M | 0.33% |
3,098,468
+1,376,122
| +80% | +$86.4M |
|
Similar funds
David Shaw's Q4 2016 Portfolio in Review
As of Q4 2016, David Shaw held 3,804 positions worth $58.9B, up 3.9% from $56.7B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.
David Shaw's Q4 2016 filing shows 462 new, 1,382 increased, 1,255 reduced and 397 closed positions. Its largest new stake was Deere & Co: 1,429,259 shares worth $147M. The largest sale was Amazon, an estimated $424M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q4 2016 buy was Deere & Co: 1,429,259 shares worth $147M.
- David Shaw added most to Netflix in Q4 2016, an estimated $408M increase.
- David Shaw's biggest Q4 2016 reduction was Amazon, cutting an estimated $424M.
- David Shaw fully exited LinkedIn Corporation in Q4 2016, selling an estimated $323M.
- David Shaw's ten largest holdings make up 8.8% of its $58.9B portfolio in Q4 2016.
- David Shaw opened 462 new positions and closed 397 in Q4 2016.
- David Shaw's portfolio value rose 3.9% quarter-over-quarter to $58.9B.
Based on D.E. Shaw & Co's 13F filing for Q4 2016, filed 14 Feb 2017.