David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Liberty Media Series C
FWONK
|
+$430M |
| 2 |
Alibaba
BABA
|
+$364M |
| 3 |
HP
HPQ
|
+$298M |
| 4 |
Pfizer
PFE
|
+$258M |
| 5 |
Booking.com
BKNG
|
+$244M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
FRX
FOREST LABORATORIES INC
FRX
|
+$602M |
| 2 |
Liberty Media Series A
FWONA
|
+$321M |
| 3 |
AbbVie
ABBV
|
+$312M |
| 4 |
GE Aerospace
GE
|
+$233M |
| 5 |
SNDK
SANDISK CORP
SNDK
|
+$183M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.23% |
| 2 | Consumer Discretionary | 8.61% |
| 3 | Energy | 8.3% |
| 4 | Healthcare | 6.98% |
| 5 | Communication Services | 6.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
26
Alibaba
BABA
$286B
| $360M | 0.47% |
+4,052,705
| New | +$364M |
|
|
MON
27
DELISTED
Monsanto Co
MON
| $358M | 0.46% |
3,183,042
+1,331,407
| +72% | +$156M |
|
28
PUT
Johnson & Johnson
JNJ
$651B
| $357M | 0.46% |
3,352,100
+267,900
| +9% | +$27.8M |
|
29
PUT
Gilead Sciences
GILD
$181B
| $349M | 0.45% |
3,274,500
+681,100
| +26% | +$66.7M |
|
30
Procter & Gamble
PG
$336B
| $348M | 0.45% |
4,154,690
+1,699,099
| +69% | +$139M |
|
|
31
HP
HPQ
$27.2B
| $339M | 0.44% |
21,044,540
+18,352,126
| +682% | +$298M |
|
32
Constellation Brands
STZ
$23.2B
| $334M | 0.43% |
3,837,507
-500,821
| -12% | -$43.5M |
|
33
CF Industries
CF
$19.6B
| $333M | 0.43% |
5,968,675
+817,200
| +16% | +$41.5M |
|
34
DuPont de Nemours
DD
$18.7B
| $317M | 0.41% |
2,390,082
+1,060,764
| +80% | +$141M |
|
|
35
Pfizer
PFE
$160B
| $304M | 0.39% |
10,824,313
+9,191,215
| +563% | +$258M |
|
36
International Paper
IP
$22B
| $302M | 0.39% |
6,675,398
+3,027,501
| +83% | +$139M |
|
37
DaVita
DVA
$11.1B
| $301M | 0.39% |
4,121,517
+342,086
| +9% | +$25M |
|
38
Canadian National Railway
CNI
$78.5B
| $294M | 0.38% |
4,143,702
+274,700
| +7% | +$19M |
|
|
39
CALL
Booking.com
BKNG
$158B
| $294M | 0.38% |
6,335,000
-172,500
| -3% | -$8.49M |
|
40
PUT
Micron Technology
MU
$1.09T
| $290M | 0.38% |
8,453,000
+684,900
| +9% | +$22.2M |
|
41
Allison Transmission
ALSN
$11B
| $282M | 0.36% |
9,889,734
+228,642
| +2% | +$6.94M |
|
42
PUT
Amazon
AMZN
$2.79T
| $271M | 0.35% |
16,830,000
+3,093,800
| +23% | +$51.5M |
|
43
Merck
MRK
$376B
| $271M | 0.35% |
4,785,030
+651,421
| +16% | +$36.6M |
|
|
COV
44
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
| $268M | 0.35% |
3,099,936
+2,125,219
| +218% | +$188M |
|
|
45
Liberty Media Series A
FWONA
$24.2B
| $265M | 0.34% |
11,032,246
-13,059,536
| -54% | -$321M |
|
46
CALL
Meta Platforms (Facebook)
META
$1.4T
| $264M | 0.34% |
3,335,400
+888,500
| +36% | +$65.2M |
|
47
IBM
IBM
$222B
| $253M | 0.33% |
1,395,410
+830,739
| +147% | +$151M |
|
|
48
GE Aerospace
GE
$361B
| $250M | 0.32% |
2,037,726
-1,866,764
| -48% | -$233M |
|
49
Walmart Inc
WMT
$825B
| $250M | 0.32% |
9,801,843
-1,777,662
| -15% | -$44.9M |
|
|
TFCF
50
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
| $241M | 0.31% |
7,239,752
-3,260,302
| -31% | -$110M |
|
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David Shaw's Q3 2014 Portfolio in Review
As of Q3 2014, David Shaw held 4,729 positions worth $77.2B, up 5.1% from $73.4B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
David Shaw deployed $3.39B of net new capital in Q3 2014, opening 599 new positions and adding to 1,385 existing holdings. Its largest new stake was Liberty Media Series C: 16,804,239 shares worth $422M.
By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 8.3% a quarter earlier, followed by Consumer Discretionary and Energy.
On the sell side, the largest reduction was Liberty Media Series A, an estimated $321M trimmed.
- David Shaw's largest Q3 2014 buy was Liberty Media Series C: 16,804,239 shares worth $422M.
- David Shaw added most to HP in Q3 2014, an estimated $298M increase.
- David Shaw's biggest Q3 2014 reduction was Liberty Media Series A, cutting an estimated $321M.
- David Shaw fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $602M.
- David Shaw's ten largest holdings make up 12% of its $77.2B portfolio in Q3 2014.
- David Shaw opened 599 new positions and closed 674 in Q3 2014.
- David Shaw's portfolio value rose 5.1% quarter-over-quarter to $77.2B.
Based on D.E. Shaw & Co's 13F filing for Q3 2014, filed 14 Nov 2014.