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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
-0.75%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$111B
AUM Growth
-$5.05B
Cap. Flow
-$8.92B
Cap. Flow %
-8.05%
Top 10 Hldgs %
9.24%
Holding
5,618
New
915
Increased
1,819
Reduced
1,634
Closed
695

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$757M
2
BABA icon
Alibaba
BABA
+$544M
3
BKNG icon
Booking.com
BKNG
+$475M
4
XLNX
Xilinx Inc
XLNX
+$377M
5
CAT icon
Caterpillar
CAT
+$285M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.07B
2
AMZN icon
Amazon
AMZN
+$486M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$443M
4
CRM icon
Salesforce
CRM
+$363M
5
QCOM icon
Qualcomm
QCOM
+$352M

Sector Composition

Rank Sector Weight
1 Technology 14.87%
2 Consumer Discretionary 9.92%
3 Healthcare 7.34%
4 Financials 7.06%
5 Communication Services 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JKHY icon
4926
PUT
Jack Henry & Associates
JKHY
$12.1B
– –
-11,500
Closed -$1.88M
JNK icon
4927
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.67B
– –
-102,996
Closed -$11.3M
JOBY icon
4928
Joby Aviation
JOBY
$7.11B
– –
-130,071
Closed -$1.3M
JSPR icon
4929
Jasper Therapeutics
JSPR
$24M
– –
-4,448
Closed -$443K
KLIC icon
4930
CALL
Kulicke & Soffa
KLIC
$4.37B
– –
-37,600
Closed -$2.3M
KMDA icon
4931
Kamada
KMDA
$486M
– –
-22,145
Closed -$129K
KMI icon
4932
CALL
Kinder Morgan
KMI
$69B
– –
-23,400
Closed -$427K
KODK icon
4933
Kodak
KODK
$948M
– –
-584,211
Closed -$4.86M
KWEB icon
4934
KraneShares CSI China Internet ETF
KWEB
$5.18B
– –
-113,573
Closed -$7.92M
KWR icon
4935
CALL
Quaker Houghton
KWR
$2.79B
– –
-900
Closed -$213K
LEA icon
4936
CALL
Lear
LEA
$8.18B
– –
-1,500
Closed -$263K
LEA icon
4937
PUT
Lear
LEA
$8.18B
– –
-10,200
Closed -$1.79M
LECO icon
4938
Lincoln Electric
LECO
$15.4B
– –
-5,222
Closed -$688K
LESL icon
4939
Leslie's
LESL
$5.44M
– –
-9,406
Closed -$5.17M
LGIH icon
4940
CALL
LGI Homes
LGIH
$1.35B
– –
-22,500
Closed -$3.64M
LGND icon
4941
CALL
Ligand Pharmaceuticals
LGND
$5.59B
– –
-16,030
Closed -$1.31M
LIDR icon
4942
AEye
LIDR
$56.3M
– –
-3,060
Closed -$921K
LILA icon
4943
Liberty Latin America Class A
LILA
$1.65B
– –
-29,493
Closed -$278K
LMAT icon
4944
LeMaitre Vascular
LMAT
$1.83B
– –
-4,619
Closed -$282K
LNG icon
4945
CALL
Cheniere Energy
LNG
$58B
– –
-21,500
Closed -$1.86M
LNSR icon
4946
LENSAR
LNSR
$113M
– –
-33,306
Closed -$288K
LNW
4947
DELISTED
Light & Wonder
LNW
– –
-9,019
Closed -$698K
LOB icon
4948
CALL
Live Oak Bancshares
LOB
$1.87B
– –
-22,600
Closed -$1.33M
LOPE icon
4949
Grand Canyon Education
LOPE
$3.85B
– –
-2,921
Closed -$263K
LPSN icon
4950
CALL
LivePerson
LPSN
$33.2M
– –
-4,133
Closed -$3.92M
196 197
198
199 200

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David Shaw's Q3 2021 Portfolio in Review

As of Q3 2021, David Shaw held 5,618 positions worth $111B, down 4.4% from $116B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw withdrew a net $8.92B in Q3 2021, closing 695 positions and reducing 1,634 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $228M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, David Shaw opened a new position in Sea Limited worth $206M.

  • David Shaw's largest Q3 2021 buy was Sea Limited: 645,697 shares worth $206M.
  • David Shaw added most to Activision Blizzard in Q3 2021, an estimated $757M increase.
  • David Shaw's biggest Q3 2021 reduction was Apple, cutting an estimated $1.07B.
  • David Shaw fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $228M.
  • David Shaw's ten largest holdings make up 9.2% of its $111B portfolio in Q3 2021.
  • David Shaw opened 915 new positions and closed 695 in Q3 2021.
  • David Shaw's portfolio value fell 4.4% quarter-over-quarter to $111B.

Based on D.E. Shaw & Co's 13F filing for Q3 2021, filed 15 Nov 2021.