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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
-0.75%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$111B
AUM Growth
-$5.05B
Cap. Flow
-$8.92B
Cap. Flow %
-8.05%
Top 10 Hldgs %
9.24%
Holding
5,618
New
915
Increased
1,819
Reduced
1,634
Closed
695

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$757M
2
BABA icon
Alibaba
BABA
+$544M
3
BKNG icon
Booking.com
BKNG
+$475M
4
XLNX
Xilinx Inc
XLNX
+$377M
5
CAT icon
Caterpillar
CAT
+$285M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.07B
2
AMZN icon
Amazon
AMZN
+$486M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$443M
4
CRM icon
Salesforce
CRM
+$363M
5
QCOM icon
Qualcomm
QCOM
+$352M

Sector Composition

Rank Sector Weight
1 Technology 14.87%
2 Consumer Discretionary 9.92%
3 Healthcare 7.34%
4 Financials 7.06%
5 Communication Services 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CB icon
4826
Chubb
CB
$133B
– –
-478,774
Closed -$83.9M
CB icon
4827
PUT
Chubb
CB
$133B
– –
-3,200
Closed -$509K
CCEP icon
4828
Coca-Cola Europacific Partners
CCEP
$48.6B
– –
-87,789
Closed -$5.21M
CDP icon
4829
COPT Defense Properties
CDP
$4.25B
– –
-78,870
Closed -$2.21M
CE icon
4830
Celanese
CE
$4.97B
– –
-1,790
Closed -$271K
CFFN icon
4831
Capitol Federal Financial
CFFN
$1.05B
– –
-31,703
Closed -$373K
CGAU
4832
Centerra Gold
CGAU
$4.59B
– –
-36,300
Closed -$276K
CGEM icon
4833
Cullinan Oncology
CGEM
$1.4B
– –
-60,319
Closed -$1.55M
CHE icon
4834
PUT
Chemed
CHE
$7.08B
– –
-11,600
Closed -$5.5M
CIO
4835
DELISTED
City Office REIT
CIO
– –
-59,924
Closed -$745K
CLVT icon
4836
Clarivate
CLVT
$1.36B
– –
-11,781
Closed -$324K
CMCM
4837
Cheetah Mobile
CMCM
$94M
– –
-6,060
Closed -$72K
CMCSA icon
4838
PUT
Comcast
CMCSA
$95.9B
– –
-54,500
Closed -$3.11M
CNK icon
4839
Cinemark Holdings
CNK
$4.45B
– –
-1,366,226
Closed -$23.2M
CNQ icon
4840
PUT
Canadian Natural Resources
CNQ
$104B
– –
-233,809
Closed -$4.15M
CNS icon
4841
Cohen & Steers
CNS
$4.28B
– –
-25,984
Closed -$2.13M
CODX
4842
Co-Diagnostics
CODX
$7.63M
– –
-1,208
Closed -$299K
COIN icon
4843
Coinbase
COIN
$47.4B
– –
-64,764
Closed -$16.4M
COLD icon
4844
Americold
COLD
$4.31B
– –
-122,849
Closed -$4.65M
COMP icon
4845
Compass
COMP
$8.87B
– –
-10,416
Closed -$137K
COP icon
4846
CALL
ConocoPhillips
COP
$160B
– –
-12,200
Closed -$743K
COP icon
4847
ConocoPhillips
COP
$160B
– –
-72,319
Closed -$4.17M
CPRI icon
4848
Capri Holdings
CPRI
$1.55B
– –
-26,562
Closed -$1.45M
CRCT icon
4849
Cricut
CRCT
$1.18B
– –
-59,801
Closed -$2.55M
CRI icon
4850
Carter's
CRI
$1.26B
– –
-4,807
Closed -$496K
192 193
194
195 196

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David Shaw's Q3 2021 Portfolio in Review

As of Q3 2021, David Shaw held 5,618 positions worth $111B, down 4.4% from $116B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw withdrew a net $8.92B in Q3 2021, closing 695 positions and reducing 1,634 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $228M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, David Shaw opened a new position in Sea Limited worth $206M.

  • David Shaw's largest Q3 2021 buy was Sea Limited: 645,697 shares worth $206M.
  • David Shaw added most to Activision Blizzard in Q3 2021, an estimated $757M increase.
  • David Shaw's biggest Q3 2021 reduction was Apple, cutting an estimated $1.07B.
  • David Shaw fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $228M.
  • David Shaw's ten largest holdings make up 9.2% of its $111B portfolio in Q3 2021.
  • David Shaw opened 915 new positions and closed 695 in Q3 2021.
  • David Shaw's portfolio value fell 4.4% quarter-over-quarter to $111B.

Based on D.E. Shaw & Co's 13F filing for Q3 2021, filed 15 Nov 2021.