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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$121B
AUM Growth
+$9.79B
Cap. Flow
-$942M
Cap. Flow %
-0.78%
Top 10 Hldgs %
9.24%
Holding
5,958
New
1,032
Increased
1,969
Reduced
1,595
Closed
616

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$986M
2
SE icon
Sea Limited
SE
+$480M
3
SNOW icon
Snowflake
SNOW
+$441M
4
C icon
Citigroup
C
+$422M
5
ORCL icon
Oracle
ORCL
+$393M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$575M
2
AAPL icon
Apple
AAPL
+$515M
3
MA icon
Mastercard
MA
+$506M
4
DIS icon
Walt Disney
DIS
+$447M
5
BABA icon
Alibaba
BABA
+$434M

Sector Composition

Rank Sector Weight
1 Technology 13.97%
2 Consumer Discretionary 9.19%
3 Financials 7.48%
4 Healthcare 7.05%
5 Communication Services 6.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFTA
4726
DELISTED
Perception Capital Corp. III Class A Ordinary Share
PFTA
$202K ﹤0.01%
+20,775
New +$202K
ISD
4727
PGIM High Yield Bond Fund
ISD
$410M
$201K ﹤0.01%
12,500
– –
MODV
4728
DELISTED
ModivCare
MODV
$201K ﹤0.01%
1,353
+10
+0.7% +$1.55K
FOR icon
4729
Forestar Group
FOR
$1.48B
$200K ﹤0.01%
+9,215
New +$190K
FVRR icon
4730
Fiverr
FVRR
$341M
$200K ﹤0.01%
1,762
-18,212
-91% -$2.84M
SCWX
4731
DELISTED
SecureWorks Corp Class A Common Stock
SCWX
$199K ﹤0.01%
12,437
-7,869
-39% -$144K
KD icon
4732
CALL
Kyndryl
KD
$2.74B
$197K ﹤0.01%
+10,900
New +$235K
MAQCW
4733
DELISTED
Maquia Capital Acquisition Corporation Warrant
MAQCW
$197K ﹤0.01%
395,000
– –
FDUS icon
4734
Fidus Investment
FDUS
$752M
$196K ﹤0.01%
10,913
-694
-6% -$12.3K
EJFAW
4735
DELISTED
EJF Acquisition Corp. Warrant
EJFAW
$196K ﹤0.01%
151,725
– –
ARRY icon
4736
Array Technologies
ARRY
$705M
$195K ﹤0.01%
12,420
-10,769
-46% -$211K
FARM
4737
DELISTED
Farmer Brothers
FARM
$195K ﹤0.01%
+26,197
New +$193K
GHM icon
4738
Graham Corp
GHM
$1.15B
$195K ﹤0.01%
15,707
-2,265
-13% -$29K
MMX
4739
DELISTED
Maverix Metals Inc. Common Shares
MMX
$195K ﹤0.01%
44,677
-3,155
-7% -$14.8K
RCOR
4740
DELISTED
Renovacor, Inc.
RCOR
$195K ﹤0.01%
25,321
– –
MNDT
4741
CALL
DELISTED
Mandiant, Inc. Common Stock
MNDT
$195K ﹤0.01%
11,100
– –
GOTU icon
4742
CALL
Gaotu Techedu
GOTU
$408M
$194K ﹤0.01%
100,000
-555,000
-85% -$1.55M
VEON icon
4743
VEON
VEON
$4.17B
$194K ﹤0.01%
4,554
+3,492
+329% +$170K
VOD icon
4744
PUT
Vodafone
VOD
$36.6B
$194K ﹤0.01%
13,000
– –
TDW icon
4745
Tidewater
TDW
$4.57B
$192K ﹤0.01%
+17,896
New +$210K
HYZN
4746
DELISTED
Hyzon Motors Inc. Class A Common Stock
HYZN
$190K ﹤0.01%
585
-11,415
-95% -$3.72M
ELVN icon
4747
Enliven Therapeutics
ELVN
$4.51B
$189K ﹤0.01%
20,967
+5,469
+35% +$71.7K
GHY
4748
PGIM Global High Yield Fund
GHY
$474M
$189K ﹤0.01%
12,500
– –
LOOP icon
4749
Loop Industries
LOOP
$27.9M
$189K ﹤0.01%
+15,401
New +$207K
BBD icon
4750
PUT
Banco Bradesco
BBD
$34B
$188K ﹤0.01%
60,500
– –
188 189
190
191 192

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David Shaw's Q4 2021 Portfolio in Review

As of Q4 2021, David Shaw held 5,958 positions worth $121B, up 8.8% from $111B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw's Q4 2021 filing shows 1,032 new, 1,969 increased, 1,595 reduced and 616 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B. The largest sale was Microsoft, an estimated $575M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Consumer Discretionary and Financials.

  • David Shaw's largest Q4 2021 buy was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B.
  • David Shaw added most to Sea Limited in Q4 2021, an estimated $480M increase.
  • David Shaw's biggest Q4 2021 reduction was Microsoft, cutting an estimated $575M.
  • David Shaw fully exited Aon in Q4 2021, selling an estimated $179M.
  • David Shaw's ten largest holdings make up 9.2% of its $121B portfolio in Q4 2021.
  • David Shaw opened 1,032 new positions and closed 616 in Q4 2021.
  • David Shaw's portfolio value rose 8.8% quarter-over-quarter to $121B.

Based on D.E. Shaw & Co's 13F filing for Q4 2021, filed 14 Feb 2022.