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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
-0.75%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$111B
AUM Growth
-$5.05B
Cap. Flow
-$8.92B
Cap. Flow %
-8.05%
Top 10 Hldgs %
9.24%
Holding
5,618
New
915
Increased
1,819
Reduced
1,634
Closed
695

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$757M
2
BABA icon
Alibaba
BABA
+$544M
3
BKNG icon
Booking.com
BKNG
+$475M
4
XLNX
Xilinx Inc
XLNX
+$377M
5
CAT icon
Caterpillar
CAT
+$285M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.07B
2
AMZN icon
Amazon
AMZN
+$486M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$443M
4
CRM icon
Salesforce
CRM
+$363M
5
QCOM icon
Qualcomm
QCOM
+$352M

Sector Composition

Rank Sector Weight
1 Technology 14.87%
2 Consumer Discretionary 9.92%
3 Healthcare 7.34%
4 Financials 7.06%
5 Communication Services 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COLIW
4726
DELISTED
Colicity Inc. Warrant
COLIW
$27K ﹤0.01%
+32,453
New +$33.2K
CLIM.WS
4727
DELISTED
Climate Real Impact Solutions II Acquisition Corporation Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
CLIM.WS
$26K ﹤0.01%
25,000
– –
ATMR.WS
4728
DELISTED
Altimar Acquisition Corp II Warrants
ATMR.WS
$26K ﹤0.01%
25,000
– –
LIII.WS
4729
DELISTED
Leo Holdings III Corp Redeemable Warrants, each whole warrant exercisable for one Class A ordinary s
LIII.WS
$26K ﹤0.01%
33,320
– –
WALDW icon
4730
Waldencast PLC Warrant
WALDW
$2.89M
$25K ﹤0.01%
30,799
+5,799
+23% +$5.53K
MVLAW
4731
DELISTED
Movella Holdings Inc. Warrant
MVLAW
$24K ﹤0.01%
25,000
– –
FAZEW
4732
DELISTED
FaZe Holdings Inc. Warrant
FAZEW
$24K ﹤0.01%
+30,437
New +$29.2K
IBER.WS
4733
DELISTED
Ibere Pharmaceuticals Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
IBER.WS
$24K ﹤0.01%
40,932
+28,432
+227% +$19.1K
GXIIW
4734
DELISTED
GX Acquisition Corp. II Warrant
GXIIW
$23K ﹤0.01%
+44,211
New +$38.9K
SSAAW
4735
DELISTED
Science Strategic Acquisition Corp. Alpha Warrant
SSAAW
$23K ﹤0.01%
33,333
– –
THCPW
4736
DELISTED
Thunder Bridge Capital Partners IV, Inc. Warrant
THCPW
$22K ﹤0.01%
+21,831
New +$20.9K
JCICW
4737
DELISTED
Jack Creek Investment Corp. Warrants
JCICW
$22K ﹤0.01%
+36,571
New +$27.4K
REVHW
4738
DELISTED
Revolution Healthcare Acquisition Corp. SAIL Warrant.
REVHW
$22K ﹤0.01%
23,489
+12,428
+112% +$14.2K
AGCWW
4739
DELISTED
Altimeter Growth Corp Warrant
AGCWW
$22K ﹤0.01%
10,000
– –
TOON icon
4740
Kartoon Studios
TOON
$40.2M
$21K ﹤0.01%
+1,520
New +$23.7K
EBACW
4741
DELISTED
European Biotech Acquisition Corp. Warrant
EBACW
$21K ﹤0.01%
37,216
+26,105
+235% +$20.3K
PV.WS
4742
DELISTED
Primavera Capital Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PV.WS
$21K ﹤0.01%
25,000
– –
RGTIW icon
4743
Rigetti Computing Warrants
RGTIW
$153M
$20K ﹤0.01%
+25,000
New +$25.6K
XBPEW
4744
XBP Europe Holdings Warrant
XBPEW
$20K ﹤0.01%
+19,714
New +$20.4K
GIIXW
4745
DELISTED
Gores Holdings VIII, Inc. Warrant
GIIXW
$20K ﹤0.01%
17,713
+5,213
+42% +$6.46K
CCAC.WS
4746
DELISTED
CITIC Capital Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary sh
CCAC.WS
$20K ﹤0.01%
25,000
– –
ITQRW
4747
DELISTED
Itiquira Acquisition Corp. Warrant
ITQRW
$19K ﹤0.01%
+36,503
New +$24.4K
CSLT
4748
DELISTED
CASTLIGHT HEALTH, INC.
CSLT
$19K ﹤0.01%
+12,081
New +$23.7K
AEON.WS
4749
DELISTED
AEON Biopharma Inc
AEON.WS
$18K ﹤0.01%
33,333
– –
AGAC.WS
4750
DELISTED
African Gold Acquisition Corp Warrants
AGAC.WS
$18K ﹤0.01%
37,500
– –
188 189
190
191 192

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David Shaw's Q3 2021 Portfolio in Review

As of Q3 2021, David Shaw held 5,618 positions worth $111B, down 4.4% from $116B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw withdrew a net $8.92B in Q3 2021, closing 695 positions and reducing 1,634 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $228M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, David Shaw opened a new position in Sea Limited worth $206M.

  • David Shaw's largest Q3 2021 buy was Sea Limited: 645,697 shares worth $206M.
  • David Shaw added most to Activision Blizzard in Q3 2021, an estimated $757M increase.
  • David Shaw's biggest Q3 2021 reduction was Apple, cutting an estimated $1.07B.
  • David Shaw fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $228M.
  • David Shaw's ten largest holdings make up 9.2% of its $111B portfolio in Q3 2021.
  • David Shaw opened 915 new positions and closed 695 in Q3 2021.
  • David Shaw's portfolio value fell 4.4% quarter-over-quarter to $111B.

Based on D.E. Shaw & Co's 13F filing for Q3 2021, filed 15 Nov 2021.