David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.54% |
| 2 | Healthcare | 11.42% |
| 3 | Financials | 9.58% |
| 4 | Consumer Discretionary | 9.33% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
B
451
Barrick Mining
B
$78.3B
| $28.1M | 0.05% |
1,587,123
-54,024
| -3% | -$1.08M |
|
452
DuPont de Nemours
DD
$18.7B
| $28.1M | 0.05% |
214,200
+128,976
| +151% | +$17.2M |
|
453
CALL
American International
AIG
$39.8B
| $28.1M | 0.05% |
473,100
+279,200
| +144% | +$16M |
|
|
MDRX
454
DELISTED
Veradigm Inc. Common Stock
MDRX
| $27.9M | 0.05% |
2,121,471
-213,055
| -9% | -$2.85M |
|
455
Delta Air Lines
DAL
$54.2B
| $27.9M | 0.05% |
709,596
+574,428
| +425% | +$21.7M |
|
|
WNR
456
DELISTED
Western Refining Inc
WNR
| $27.7M | 0.05% |
1,048,334
+556,682
| +113% | +$13.2M |
|
457
CDW
CDW
$17.2B
| $27.6M | 0.05% |
603,224
-147,179
| -20% | -$6.46M |
|
458
Radian Group
RDN
$4.84B
| $27.4M | 0.05% |
2,020,316
-1,847,184
| -48% | -$23.8M |
|
459
BlackBerry
BB
$4.71B
| $27.3M | 0.05% |
3,417,401
+1,162,154
| +52% | +$8.73M |
|
460
CALL
Kinder Morgan
KMI
$69B
| $27.1M | 0.05% |
1,170,100
+15,900
| +1% | +$337K |
|
|
PPS
461
DELISTED
Post Properties
PPS
| $27M | 0.05% |
408,969
-191,660
| -32% | -$12.4M |
|
462
ArcelorMittal
MT
$54.4B
| $27M | 0.05% |
1,491,247
+431,896
| +41% | +$7.66M |
|
463
Telus
TU
$15.6B
| $27M | 0.05% |
1,634,584
-370,200
| -18% | -$6.12M |
|
464
CALL
American Express
AXP
$227B
| $27M | 0.05% |
421,000
+169,000
| +67% | +$10.9M |
|
465
Crown Castle
CCI
$32.1B
| $26.7M | 0.05% |
283,768
+13,738
| +5% | +$1.32M |
|
466
Expeditors International
EXPD
$24.4B
| $26.7M | 0.05% |
518,409
+126,438
| +32% | +$6.4M |
|
467
PUT
Lockheed Martin
LMT
$130B
| $26.7M | 0.05% |
111,400
+28,300
| +34% | +$7.08M |
|
468
CALL
Trip.com Group
TCOM
$29B
| $26.7M | 0.05% |
572,800
+20,000
| +4% | +$891K |
|
469
TransUnion
TRU
$16.2B
| $26.7M | 0.05% |
772,671
+85,070
| +12% | +$2.85M |
|
|
ESV
470
DELISTED
Ensco Rowan plc
ESV
| $26.6M | 0.05% |
782,150
+86,234
| +12% | +$2.93M |
|
|
POT
471
DELISTED
Potash Corp Of Saskatchewan
POT
| $26.5M | 0.05% |
1,627,361
+83,400
| +5% | +$1.38M |
|
|
WMGI
472
DELISTED
Wright Medical Group Inc
WMGI
| $26.3M | 0.05% |
1,074,132
+550,990
| +105% | +$12.7M |
|
|
ARRS
473
DELISTED
ARRIS International plc Ordinary Shares
ARRS
| $26.2M | 0.05% |
925,907
-1,504,183
| -62% | -$40.2M |
|
|
HTZ
474
DELISTED
Hertz Global Holdings, Inc.
HTZ
| $26.2M | 0.05% |
+751,541
| New | +$31.5M |
|
|
475
CALL
Nike
NKE
$60.5B
| $26.2M | 0.05% |
497,800
+233,400
| +88% | +$13.2M |
|
Similar funds
David Shaw's Q3 2016 Portfolio in Review
As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
- David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- David Shaw opened 448 new positions and closed 429 in Q3 2016.
- David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.