We are live on ! Find out more
DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
-0.75%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$111B
AUM Growth
-$5.05B
Cap. Flow
-$8.92B
Cap. Flow %
-8.05%
Top 10 Hldgs %
9.24%
Holding
5,618
New
915
Increased
1,819
Reduced
1,634
Closed
695

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$757M
2
BABA icon
Alibaba
BABA
+$544M
3
BKNG icon
Booking.com
BKNG
+$475M
4
XLNX
Xilinx Inc
XLNX
+$377M
5
CAT icon
Caterpillar
CAT
+$285M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.07B
2
AMZN icon
Amazon
AMZN
+$486M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$443M
4
CRM icon
Salesforce
CRM
+$363M
5
QCOM icon
Qualcomm
QCOM
+$352M

Sector Composition

Rank Sector Weight
1 Technology 14.87%
2 Consumer Discretionary 9.92%
3 Healthcare 7.34%
4 Financials 7.06%
5 Communication Services 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCNEW
4676
DELISTED
Jaws Hurricane Acquisition Corp. Warrant
HCNEW
$48K ﹤0.01%
+41,666
New +$46.5K
FVT.WS
4677
DELISTED
Fortress Value Acquisition Corp. III Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
FVT.WS
$48K ﹤0.01%
60,099
+684
+1% +$748
OESX icon
4678
Orion Energy Systems
OESX
$85.8M
$47K ﹤0.01%
+1,197
New +$55.3K
SLDB icon
4679
Solid Biosciences
SLDB
$982M
$47K ﹤0.01%
1,312
-3,227
-71% -$137K
LEGAW
4680
DELISTED
Lead Edge Growth Opportunities, Ltd Warrant
LEGAW
$47K ﹤0.01%
67,727
+52,450
+343% +$47.4K
VELOW
4681
DELISTED
Velocity Acquisition Corp. Warrant
VELOW
$47K ﹤0.01%
+66,965
New +$59.9K
GLHAW
4682
DELISTED
Glass Houses Acquisition Corp. Warrant
GLHAW
$47K ﹤0.01%
+67,185
New +$54.9K
STRE.WS
4683
DELISTED
Supernova Partners Acquisition Company III, Ltd. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
STRE.WS
$47K ﹤0.01%
49,999
+33,333
+200% +$33.9K
CORZW
4684
DELISTED
Core Scientific, Inc. Warrant
CORZW
$46K ﹤0.01%
18,569
+4,297
+30% +$8.23K
ARC
4685
DELISTED
ARC Document Solutions, Inc.
ARC
$46K ﹤0.01%
15,710
+2,014
+15% +$5.15K
DRTT
4686
DELISTED
DIRTT Environmental Solutions Ltd. Common Shares
DRTT
$45K ﹤0.01%
+14,600
New +$57.1K
PICC.WS
4687
DELISTED
Pivotal Investment Corporation III Redeemable Warrants, each whole warrant exercisable for shares of Class A common stock at an exercise price of $11.50 per share
PICC.WS
$45K ﹤0.01%
50,848
+30,848
+154% +$33.1K
ISOS.WS
4688
DELISTED
Isos Acquisition Corporation Warrants, each whole warrant exercisable for one Class A ordinary share
ISOS.WS
$45K ﹤0.01%
+32,379
New +$43.1K
PHX
4689
DELISTED
PHX Minerals
PHX
$44K ﹤0.01%
+14,344
New +$42.2K
XXII
4690
22nd Century Group
XXII
$2.63M
– –
0
– –
OPTN
4691
DELISTED
OptiNose
OPTN
$43K ﹤0.01%
951
-2,385
-71% -$100K
AAC.WS
4692
DELISTED
Ares Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AAC.WS
$43K ﹤0.01%
50,000
– –
GSMGW
4693
DELISTED
Cheer Holding, Inc. Warrant expiring 2/13/2025
GSMGW
$42K ﹤0.01%
498,473
– –
LOKM.WS
4694
DELISTED
Live Oak Mobility Acquisition Corp. Warrants, exercisable for one share of Class A common stock at an exercise price of $11.50 per share
LOKM.WS
$42K ﹤0.01%
+43,090
New +$48.2K
MSPRZ
4695
DELISTED
MSP Recovery Inc Warrant
MSPRZ
$41K ﹤0.01%
44,240
-55,760
-56% -$51.4K
VLD.WS
4696
DELISTED
Velo3D, Inc. Redeemable warrants, each Warrant exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50
VLD.WS
$41K ﹤0.01%
+26,470
New +$40.8K
PSAGW
4697
DELISTED
Property Solutions Acquisition Corporation II Warrant
PSAGW
$41K ﹤0.01%
60,404
+29,154
+93% +$28.8K
ASPCW
4698
DELISTED
Alpha Capital Acquisition Co Warrant
ASPCW
$41K ﹤0.01%
74,470
+49,470
+198% +$33.5K
RONI.WS
4699
DELISTED
Rice Acquisition Corp. II Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
RONI.WS
$40K ﹤0.01%
+25,000
New +$37.6K
CAS.WS
4700
DELISTED
Cascade Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class
CAS.WS
$40K ﹤0.01%
64,699
– –
186 187
188
189 190

Similar funds

Vanguard Global Advisers
Vanguard Global Advisers Malvern, Pennsylvania $215B AUM
Principal Financial Group
Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return
PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return
1832 Asset Management
1832 Asset Management Toronto, Ontario, Canada $199B AUM 37.98% 1-Year Est. Return
Arrowstreet Capital
Arrowstreet Capital Boston, Massachusetts $225B AUM 49.49% 1-Year Est. Return
American Century Companies
American Century Companies Kansas City, Missouri $226B AUM 44.75% 1-Year Est. Return
Swiss National Bank
Swiss National Bank Zurich, Switzerland $191B AUM 45.21% 1-Year Est. Return
Dodge & Cox
Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return

David Shaw's Q3 2021 Portfolio in Review

As of Q3 2021, David Shaw held 5,618 positions worth $111B, down 4.4% from $116B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw withdrew a net $8.92B in Q3 2021, closing 695 positions and reducing 1,634 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $228M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, David Shaw opened a new position in Sea Limited worth $206M.

  • David Shaw's largest Q3 2021 buy was Sea Limited: 645,697 shares worth $206M.
  • David Shaw added most to Activision Blizzard in Q3 2021, an estimated $757M increase.
  • David Shaw's biggest Q3 2021 reduction was Apple, cutting an estimated $1.07B.
  • David Shaw fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $228M.
  • David Shaw's ten largest holdings make up 9.2% of its $111B portfolio in Q3 2021.
  • David Shaw opened 915 new positions and closed 695 in Q3 2021.
  • David Shaw's portfolio value fell 4.4% quarter-over-quarter to $111B.

Based on D.E. Shaw & Co's 13F filing for Q3 2021, filed 15 Nov 2021.