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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
-0.75%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$111B
AUM Growth
-$5.05B
Cap. Flow
-$8.92B
Cap. Flow %
-8.05%
Top 10 Hldgs %
9.24%
Holding
5,618
New
915
Increased
1,819
Reduced
1,634
Closed
695

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$757M
2
BABA icon
Alibaba
BABA
+$544M
3
BKNG icon
Booking.com
BKNG
+$475M
4
XLNX
Xilinx Inc
XLNX
+$377M
5
CAT icon
Caterpillar
CAT
+$285M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.07B
2
AMZN icon
Amazon
AMZN
+$486M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$443M
4
CRM icon
Salesforce
CRM
+$363M
5
QCOM icon
Qualcomm
QCOM
+$352M

Sector Composition

Rank Sector Weight
1 Technology 14.87%
2 Consumer Discretionary 9.92%
3 Healthcare 7.34%
4 Financials 7.06%
5 Communication Services 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NRACW
4626
DELISTED
Northern Revival Acquisition Corporation Warrant
NRACW
$70K ﹤0.01%
103,336
+61,670
+148% +$48.4K
BNAIW
4627
Brand Engagement Network Warrant
BNAIW
$1.64M
$69K ﹤0.01%
103,319
+58,875
+132% +$57K
EMWP
4628
DELISTED
Eros Media World PLC
EMWP
$69K ﹤0.01%
3,755
+2,237
+147% +$42.7K
FRWAW
4629
DELISTED
PWP Forward Acquisition Corp. I Warrant
FRWAW
$68K ﹤0.01%
83,154
+33,154
+66% +$32.3K
PLUR icon
4630
Pluri
PLUR
$16.8M
$67K ﹤0.01%
3,159
-2,331
-42% -$59.7K
TLMD
4631
DELISTED
SOC Telemed, Inc. Class A Common Stock
TLMD
$67K ﹤0.01%
29,562
-75,714
-72% -$272K
GTPBW
4632
DELISTED
Gores Technology Partners II, Inc. Warrant
GTPBW
$66K ﹤0.01%
55,056
+35,056
+175% +$46.3K
QDROW
4633
DELISTED
Quadro Acquisition One Corp. Warrant
QDROW
$65K ﹤0.01%
85,514
+60,514
+242% +$43.3K
GOCO
4634
DELISTED
GoHealth
GOCO
$64K ﹤0.01%
+847
New +$89.6K
NSTD.WS
4635
DELISTED
Northern Star Investment Corp. IV Redeemable Warrants, each whole warrant exercisable for shares of Class A common stock at an exercise price of $11.50 per share
NSTD.WS
$64K ﹤0.01%
71,961
+58,073
+418% +$65.7K
NSTC.WS
4636
DELISTED
Northern Star Investment Corp. III Redeemable Warrants, each whole warrant exercisable for shares of Class A common stock at an exercise price of $11.50 per share
NSTC.WS
$64K ﹤0.01%
64,504
+50,616
+364% +$59.4K
GAU
4637
Galiano Gold
GAU
$633M
$63K ﹤0.01%
87,460
+15,002
+21% +$13.3K
GDEVW icon
4638
GDEV Inc Warrant
GDEVW
$58.7K
$63K ﹤0.01%
+75,000
New +$63K
SUPV
4639
Grupo Supervielle
SUPV
$749M
$63K ﹤0.01%
+28,171
New +$60.4K
BWACW
4640
DELISTED
BETTER WORLD ACQUISITION CORP. Warrants
BWACW
$63K ﹤0.01%
100,770
– –
RKTA.WS
4641
DELISTED
Rocket Internet Growth Opportunities Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
RKTA.WS
$63K ﹤0.01%
79,166
+37,500
+90% +$41.6K
RXRAW
4642
DELISTED
RXR Acquisition Corp. Warrants to purchase Class A common stock
RXRAW
$63K ﹤0.01%
82,267
+55,601
+209% +$51.4K
TBCPW
4643
DELISTED
Thunder Bridge Capital Partners III Inc. Warrant
TBCPW
$62K ﹤0.01%
+82,913
New +$77K
PRPC.WS
4644
DELISTED
CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PRPC.WS
$62K ﹤0.01%
62,017
+42,017
+210% +$49.9K
AILEW
4645
DELISTED
iLearningEngines, Inc. Warrant
AILEW
$62K ﹤0.01%
+108,651
New +$77.1K
CLVS
4646
DELISTED
Clovis Oncology, Inc.
CLVS
$61K ﹤0.01%
13,756
-8,487
-38% -$40.9K
CPUH.WS
4647
DELISTED
Compute Health Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
CPUH.WS
$60K ﹤0.01%
62,500
– –
IPVIW
4648
DELISTED
InterPrivate IV InfraTech Partners Inc. Warrant
IPVIW
$59K ﹤0.01%
88,510
+61,844
+232% +$55.9K
SND icon
4649
Smart Sand
SND
$198M
$58K ﹤0.01%
23,613
-62,556
-73% -$160K
NKGNW
4650
DELISTED
NKGen Biotech, Inc. Warrants
NKGNW
$58K ﹤0.01%
+50,000
New +$62.5K
184 185
186
187 188

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David Shaw's Q3 2021 Portfolio in Review

As of Q3 2021, David Shaw held 5,618 positions worth $111B, down 4.4% from $116B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw withdrew a net $8.92B in Q3 2021, closing 695 positions and reducing 1,634 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $228M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, David Shaw opened a new position in Sea Limited worth $206M.

  • David Shaw's largest Q3 2021 buy was Sea Limited: 645,697 shares worth $206M.
  • David Shaw added most to Activision Blizzard in Q3 2021, an estimated $757M increase.
  • David Shaw's biggest Q3 2021 reduction was Apple, cutting an estimated $1.07B.
  • David Shaw fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $228M.
  • David Shaw's ten largest holdings make up 9.2% of its $111B portfolio in Q3 2021.
  • David Shaw opened 915 new positions and closed 695 in Q3 2021.
  • David Shaw's portfolio value fell 4.4% quarter-over-quarter to $111B.

Based on D.E. Shaw & Co's 13F filing for Q3 2021, filed 15 Nov 2021.