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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+0.81%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$77.2B
AUM Growth
+$3.78B
Cap. Flow
+$3.39B
Cap. Flow %
4.39%
Top 10 Hldgs %
11.56%
Holding
4,729
New
599
Increased
1,385
Reduced
1,503
Closed
674

Top Buys

Rank Stock Value
1
FWONK icon
Liberty Media Series C
FWONK
+$430M
2
BABA icon
Alibaba
BABA
+$364M
3
HPQ icon
HP
HPQ
+$298M
4
PFE icon
Pfizer
PFE
+$258M
5
BKNG icon
Booking.com
BKNG
+$244M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$602M
2
FWONA icon
Liberty Media Series A
FWONA
+$321M
3
ABBV icon
AbbVie
ABBV
+$312M
4
GE icon
GE Aerospace
GE
+$233M
5
SNDK
SANDISK CORP
SNDK
+$183M

Sector Composition

Rank Sector Weight
1 Technology 9.23%
2 Consumer Discretionary 8.61%
3 Energy 8.3%
4 Healthcare 6.98%
5 Communication Services 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RCPI
4626
DELISTED
ROCK CREEK PHARMACEUTICALS INC COM STK (DE)
RCPI
– –
-2,071
Closed -$31K
AVIV
4627
DELISTED
AVIV REIT INC COM STK (MD)
AVIV
– –
-87,952
Closed -$2.48M
PETM
4628
DELISTED
PETSMART INC
PETM
– –
-44,773
Closed -$3.11M
PTP
4629
DELISTED
PLATINUM UNDERWRITERS HLDGS LTD
PTP
– –
-24,984
Closed -$1.62M
NPSP
4630
DELISTED
NPS PHARMACEUTICALS INC
NPSP
– –
-263,773
Closed -$7.58M
CVD
4631
PUT
DELISTED
COVANCE INC.
CVD
– –
-19,200
Closed -$1.64M
ORB
4632
PUT
DELISTED
ORBITAL SCIENCES CORP
ORB
– –
-40,000
Closed -$1.18M
GRT
4633
DELISTED
GLIMCHER REALTY TRUST
GRT
– –
-32,193
Closed -$349K
MGAM
4634
DELISTED
MULTIMEDIA GAMES HOLDING COMPANY INC COM STK (TX)
MGAM
– –
-8,297
Closed -$246K
LIN
4635
DELISTED
LIN MEDIA LLC CLASS A COM
LIN
– –
-22,568
Closed -$615K
PSMI
4636
DELISTED
PEREGRINE SEMICONDUCTOR CORP COM STK (DE)
PSMI
– –
-29,202
Closed -$200K
BKW
4637
CALL
DELISTED
BURGER KING WORLDWIDE
BKW
– –
-55,100
Closed -$1.5M
CNQR
4638
CALL
DELISTED
CONCUR TECHNOLOGIES INC
CNQR
– –
-160,100
Closed -$14.9M
KMR
4639
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
– –
-41,450
Closed -$3.17M
MONT
4640
DELISTED
MONTAGE TECHNOLOGY GROUP LTD
MONT
– –
-28,583
Closed -$591K
GTAT
4641
CALL
DELISTED
GT ADVANCED TECHNOLOGIES INC COM STK (DE)
GTAT
– –
-56,900
Closed -$1.06M
GTAT
4642
PUT
DELISTED
GT ADVANCED TECHNOLOGIES INC COM STK (DE)
GTAT
– –
-186,400
Closed -$3.47M
OHAI
4643
DELISTED
OHA Investment Corporation
OHAI
– –
-16,188
Closed -$101K
ITMN
4644
DELISTED
INTERMUNE INC
ITMN
– –
-901,169
Closed -$39.8M
ARX
4645
DELISTED
Aeroflex Holding Corp (DE)
ARX
– –
-140,856
Closed -$1.48M
PDO
4646
DELISTED
PYRAMID OIL CO
PDO
– –
-24,208
Closed -$140K
MCRS
4647
DELISTED
MICROS SYSTEMS INC
MCRS
– –
-1,417,122
Closed -$96.2M
SUSS
4648
DELISTED
SUSSER HOLDINGS CORPORATION COMMON STOCK
SUSS
– –
-58,988
Closed -$4.76M
HSH
4649
DELISTED
HILLSHIRE BRANDS CO
HSH
– –
-2,018,764
Closed -$126M
VITC
4650
DELISTED
VITACOST COM INC COM STK (DE)
VITC
– –
-13,293
Closed -$83K
184 185
186
187 188

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David Shaw's Q3 2014 Portfolio in Review

As of Q3 2014, David Shaw held 4,729 positions worth $77.2B, up 5.1% from $73.4B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

David Shaw deployed $3.39B of net new capital in Q3 2014, opening 599 new positions and adding to 1,385 existing holdings. Its largest new stake was Liberty Media Series C: 16,804,239 shares worth $422M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 8.3% a quarter earlier, followed by Consumer Discretionary and Energy.

On the sell side, the largest reduction was Liberty Media Series A, an estimated $321M trimmed.

  • David Shaw's largest Q3 2014 buy was Liberty Media Series C: 16,804,239 shares worth $422M.
  • David Shaw added most to HP in Q3 2014, an estimated $298M increase.
  • David Shaw's biggest Q3 2014 reduction was Liberty Media Series A, cutting an estimated $321M.
  • David Shaw fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $602M.
  • David Shaw's ten largest holdings make up 12% of its $77.2B portfolio in Q3 2014.
  • David Shaw opened 599 new positions and closed 674 in Q3 2014.
  • David Shaw's portfolio value rose 5.1% quarter-over-quarter to $77.2B.

Based on D.E. Shaw & Co's 13F filing for Q3 2014, filed 14 Nov 2014.