We are live on ! Find out more
DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
-0.75%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$111B
AUM Growth
-$5.05B
Cap. Flow
-$8.92B
Cap. Flow %
-8.05%
Top 10 Hldgs %
9.24%
Holding
5,618
New
915
Increased
1,819
Reduced
1,634
Closed
695

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$757M
2
BABA icon
Alibaba
BABA
+$544M
3
BKNG icon
Booking.com
BKNG
+$475M
4
XLNX
Xilinx Inc
XLNX
+$377M
5
CAT icon
Caterpillar
CAT
+$285M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.07B
2
AMZN icon
Amazon
AMZN
+$486M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$443M
4
CRM icon
Salesforce
CRM
+$363M
5
QCOM icon
Qualcomm
QCOM
+$352M

Sector Composition

Rank Sector Weight
1 Technology 14.87%
2 Consumer Discretionary 9.92%
3 Healthcare 7.34%
4 Financials 7.06%
5 Communication Services 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NIRWW
4601
DELISTED
Near Intelligence, Inc. Warrant
NIRWW
$81K ﹤0.01%
125,000
– –
NEXA icon
4602
Nexa Resources
NEXA
$2.02B
$80K ﹤0.01%
10,529
-6,137
-37% -$48.9K
FSRXW
4603
DELISTED
FinServ Acquisition Corp. II Warrant
FSRXW
$80K ﹤0.01%
100,192
+71,104
+244% +$75.3K
BSKYW
4604
DELISTED
Big Sky Growth Partners, Inc. Warrant
BSKYW
$80K ﹤0.01%
+99,999
New +$107K
IRAAW
4605
DELISTED
Iris Acquisition Corp Warrant
IRAAW
$79K ﹤0.01%
+86,953
New +$92K
GMBL
4606
DELISTED
Esports Entertainment Group Inc. Common Stock
GMBL
– –
0
– –
GSQD.WS
4607
DELISTED
G Squared Ascend I Inc. Redeemable Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
GSQD.WS
$79K ﹤0.01%
+75,251
New +$79K
TPGY.WS
4608
DELISTED
TPG Pace Beneficial Finance Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
TPGY.WS
$79K ﹤0.01%
40,000
– –
FRXB.WS
4609
DELISTED
Forest Road Acquisition Corp. II Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
FRXB.WS
$78K ﹤0.01%
89,549
+69,549
+348% +$76.2K
ASAXW
4610
DELISTED
Astrea Acquisition Corp. Warrant
ASAXW
$78K ﹤0.01%
100,000
– –
ESM.WS
4611
DELISTED
ESM Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
ESM.WS
$77K ﹤0.01%
117,318
+28,899
+33% +$23.4K
BETRW icon
4612
Better Home & Finance Warrant
BETRW
$1.8M
$75K ﹤0.01%
47,302
+26,469
+127% +$41.3K
GETR.WS
4613
DELISTED
Getaround, Inc. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50 per share
GETR.WS
$75K ﹤0.01%
75,878
+55,878
+279% +$59.1K
SPAQ.WS
4614
DELISTED
Spartan Acquisition Corp. III Warrants, exercisable for one share of Class A Common Stock
SPAQ.WS
$75K ﹤0.01%
68,009
+43,009
+172% +$50.2K
SIGA icon
4615
SIGA Technologies
SIGA
$211M
$74K ﹤0.01%
10,037
-47,121
-82% -$302K
TWLVW
4616
DELISTED
Twelve Seas Investment Company II Warrant
TWLVW
$74K ﹤0.01%
111,768
+70,102
+168% +$51.3K
SLACW
4617
DELISTED
Social Leverage Acquisition Corp I Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
SLACW
$74K ﹤0.01%
89,573
+71,084
+384% +$68.5K
FRSGW
4618
DELISTED
First Reserve Sustainable Growth Corp. Warrant
FRSGW
$74K ﹤0.01%
89,522
+64,522
+258% +$55.9K
VEEAW
4619
Veea Inc Warrant
VEEAW
$73K ﹤0.01%
90,749
+57,416
+172% +$56.1K
CLAS.WS
4620
DELISTED
Class Acceleration Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CLAS.WS
$73K ﹤0.01%
125,000
– –
BIVI icon
4621
BioVie
BIVI
$18.1M
$71K ﹤0.01%
+106
New +$114K
COCHW icon
4622
Envoy Medical Warrant
COCHW
$415K
$71K ﹤0.01%
113,431
+80,098
+240% +$65.1K
EMBKW
4623
DELISTED
Embark Technology, Inc. Warrants
EMBKW
$71K ﹤0.01%
66,666
– –
PTN
4624
Palatin Technologies
PTN
$18.1M
$70K ﹤0.01%
+126
New +$78.7K
YRD
4625
Yiren Digital
YRD
$95.4M
$70K ﹤0.01%
+23,162
New +$91.5K
183 184
185
186 187

Similar funds

Vanguard Global Advisers
Vanguard Global Advisers Malvern, Pennsylvania $215B AUM
Principal Financial Group
Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return
PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return
1832 Asset Management
1832 Asset Management Toronto, Ontario, Canada $199B AUM 37.98% 1-Year Est. Return
Arrowstreet Capital
Arrowstreet Capital Boston, Massachusetts $225B AUM 49.49% 1-Year Est. Return
American Century Companies
American Century Companies Kansas City, Missouri $226B AUM 44.75% 1-Year Est. Return
Swiss National Bank
Swiss National Bank Zurich, Switzerland $191B AUM 45.21% 1-Year Est. Return
Dodge & Cox
Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return

David Shaw's Q3 2021 Portfolio in Review

As of Q3 2021, David Shaw held 5,618 positions worth $111B, down 4.4% from $116B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw withdrew a net $8.92B in Q3 2021, closing 695 positions and reducing 1,634 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $228M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, David Shaw opened a new position in Sea Limited worth $206M.

  • David Shaw's largest Q3 2021 buy was Sea Limited: 645,697 shares worth $206M.
  • David Shaw added most to Activision Blizzard in Q3 2021, an estimated $757M increase.
  • David Shaw's biggest Q3 2021 reduction was Apple, cutting an estimated $1.07B.
  • David Shaw fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $228M.
  • David Shaw's ten largest holdings make up 9.2% of its $111B portfolio in Q3 2021.
  • David Shaw opened 915 new positions and closed 695 in Q3 2021.
  • David Shaw's portfolio value fell 4.4% quarter-over-quarter to $111B.

Based on D.E. Shaw & Co's 13F filing for Q3 2021, filed 15 Nov 2021.