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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$121B
AUM Growth
+$9.79B
Cap. Flow
-$942M
Cap. Flow %
-0.78%
Top 10 Hldgs %
9.24%
Holding
5,958
New
1,032
Increased
1,969
Reduced
1,595
Closed
616

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$986M
2
SE icon
Sea Limited
SE
+$480M
3
SNOW icon
Snowflake
SNOW
+$441M
4
C icon
Citigroup
C
+$422M
5
ORCL icon
Oracle
ORCL
+$393M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$575M
2
AAPL icon
Apple
AAPL
+$515M
3
MA icon
Mastercard
MA
+$506M
4
DIS icon
Walt Disney
DIS
+$447M
5
BABA icon
Alibaba
BABA
+$434M

Sector Composition

Rank Sector Weight
1 Technology 13.97%
2 Consumer Discretionary 9.19%
3 Financials 7.48%
4 Healthcare 7.05%
5 Communication Services 6.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAVE
4526
CALL
DELISTED
Spirit Airlines, Inc.
SAVE
$299K ﹤0.01%
13,700
– –
IDXX icon
4527
Idexx Laboratories
IDXX
$43.3B
$298K ﹤0.01%
453
-299
-40% -$188K
PGEN icon
4528
Precigen
PGEN
$2.61B
$298K ﹤0.01%
80,334
+10,714
+15% +$46.1K
DS
4529
DELISTED
Drive Shack Inc.
DS
$298K ﹤0.01%
208,649
+120,000
+135% +$264K
PII icon
4530
PUT
Polaris
PII
$3.62B
$297K ﹤0.01%
2,700
– –
BXMT icon
4531
Blackstone Mortgage Trust
BXMT
$2.36B
$296K ﹤0.01%
+9,666
New +$307K
GABC icon
4532
German American Bancorp
GABC
$1.87B
$296K ﹤0.01%
7,592
+1,746
+30% +$69.9K
WEN icon
4533
Wendy's
WEN
$1.74B
$296K ﹤0.01%
+12,421
New +$276K
EVV
4534
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$295K ﹤0.01%
22,500
– –
STXB
4535
DELISTED
Spirit of Texas Bancshares, Inc. Common Stock
STXB
$295K ﹤0.01%
+10,262
New +$271K
PKOH icon
4536
Park-Ohio Holdings
PKOH
$653M
$294K ﹤0.01%
+13,878
New +$315K
VNET
4537
VNET Group
VNET
$1.96B
$293K ﹤0.01%
+32,436
New +$441K
WIRE
4538
DELISTED
Encore Wire Corp
WIRE
$293K ﹤0.01%
2,049
-6,117
-75% -$792K
PHK
4539
PIMCO High Income Fund
PHK
$850M
$292K ﹤0.01%
47,500
– –
HRZN icon
4540
Horizon Technology Finance
HRZN
$320M
$290K ﹤0.01%
+18,209
New +$307K
HLTH
4541
DELISTED
Cue Health Inc. Common Stock
HLTH
$290K ﹤0.01%
+21,637
New +$238K
PRPB.WS
4542
DELISTED
CC Neuberger Principal Holdings II Redeemable warrants, each whole warrant exercisable for one Class
PRPB.WS
$289K ﹤0.01%
212,500
– –
IMAQW
4543
DELISTED
International Media Acquisition Corp. Warrants
IMAQW
$288K ﹤0.01%
900,000
– –
AVXL icon
4544
Anavex Life Sciences
AVXL
$330M
$287K ﹤0.01%
16,528
-28,351
-63% -$539K
PDM
4545
Piedmont Realty Trust
PDM
$1.24B
$287K ﹤0.01%
15,594
-4,384
-22% -$80.3K
SFE
4546
DELISTED
Safeguard Scientifics, Inc.
SFE
$287K ﹤0.01%
39,101
+14,797
+61% +$116K
GIWWW
4547
DELISTED
GigInternational1, Inc. Warrant
GIWWW
$287K ﹤0.01%
495,000
– –
TRIT
4548
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
$286K ﹤0.01%
+121,745
New +$605K
WLDN icon
4549
Willdan Group
WLDN
$1.3B
$285K ﹤0.01%
+8,106
New +$302K
WU icon
4550
CALL
Western Union
WU
$2.29B
$285K ﹤0.01%
+16,000
New +$295K
180 181
182
183 184

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David Shaw's Q4 2021 Portfolio in Review

As of Q4 2021, David Shaw held 5,958 positions worth $121B, up 8.8% from $111B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw's Q4 2021 filing shows 1,032 new, 1,969 increased, 1,595 reduced and 616 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B. The largest sale was Microsoft, an estimated $575M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Consumer Discretionary and Financials.

  • David Shaw's largest Q4 2021 buy was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B.
  • David Shaw added most to Sea Limited in Q4 2021, an estimated $480M increase.
  • David Shaw's biggest Q4 2021 reduction was Microsoft, cutting an estimated $575M.
  • David Shaw fully exited Aon in Q4 2021, selling an estimated $179M.
  • David Shaw's ten largest holdings make up 9.2% of its $121B portfolio in Q4 2021.
  • David Shaw opened 1,032 new positions and closed 616 in Q4 2021.
  • David Shaw's portfolio value rose 8.8% quarter-over-quarter to $121B.

Based on D.E. Shaw & Co's 13F filing for Q4 2021, filed 14 Feb 2022.