David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$986M |
| 2 |
Sea Limited
SE
|
+$480M |
| 3 |
Snowflake
SNOW
|
+$441M |
| 4 |
Citigroup
C
|
+$422M |
| 5 |
Oracle
ORCL
|
+$393M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$575M |
| 2 |
Apple
AAPL
|
+$515M |
| 3 |
Mastercard
MA
|
+$506M |
| 4 |
Walt Disney
DIS
|
+$447M |
| 5 |
Alibaba
BABA
|
+$434M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.97% |
| 2 | Consumer Discretionary | 9.19% |
| 3 | Financials | 7.48% |
| 4 | Healthcare | 7.05% |
| 5 | Communication Services | 6.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4501
MakeMyTrip
MMYT
$5.68B
| $317K | ﹤0.01% |
11,450
-131,333
| -92% | -$3.91M |
|
|
LSI
4502
DELISTED
Life Storage, Inc.
LSI
| $317K | ﹤0.01% |
2,071
-25,048
| -92% | -$3.35M |
|
4503
PUT
Oscar Health
OSCR
$9.55B
| $314K | ﹤0.01% |
+40,000
| New | +$502K |
|
4504
CALL
Canadian Solar
CSIQ
$970M
| $313K | ﹤0.01% |
10,000
| – | – |
|
4505
Matsons
MATX
$6.66B
| $312K | ﹤0.01% |
3,466
-4,447
| -56% | -$379K |
|
4506
John Wiley & Sons Class A
WLY
$2.74B
| $312K | ﹤0.01% |
5,456
-11,861
| -68% | -$641K |
|
4507
Main Street Capital
MAIN
$5.47B
| $311K | ﹤0.01% |
+6,922
| New | +$304K |
|
|
MRSN
4508
PUT
DELISTED
Mersana Therapeutics
MRSN
| $311K | ﹤0.01% |
2,000
| – | – |
|
4509
Intellia Therapeutics
NTLA
$1.89B
| $311K | ﹤0.01% |
2,634
-7,398
| -74% | -$927K |
|
4510
Steven Madden
SHOO
$3.33B
| $311K | ﹤0.01% |
6,691
-33,178
| -83% | -$1.53M |
|
4511
Digital Realty Trust
DLR
$71.2B
| $310K | ﹤0.01% |
1,755
-6,452
| -79% | -$1.03M |
|
|
MPX
4512
DELISTED
Marine Products Corp
MPX
| $308K | ﹤0.01% |
24,619
+13,253
| +117% | +$165K |
|
4513
Energy Vault
NRGV
$715M
| $308K | ﹤0.01% |
31,082
| – | – |
|
|
ANAT
4514
DELISTED
American National Group, Inc. Common Stock
ANAT
| $307K | ﹤0.01% |
1,626
-7,711
| -83% | -$1.46M |
|
4515
Carter Bankshares
CARE
$727M
| $306K | ﹤0.01% |
+19,907
| New | +$300K |
|
4516
West Pharmaceutical
WST
$24.5B
| $306K | ﹤0.01% |
+653
| New | +$281K |
|
4517
Neurogene
NGNE
$817M
| $305K | ﹤0.01% |
3,166
+1,858
| +142% | +$226K |
|
4518
Coursera
COUR
$1.64B
| $303K | ﹤0.01% |
+12,387
| New | +$377K |
|
4519
Albany International
AIN
$1.65B
| $302K | ﹤0.01% |
3,417
-2,856
| -46% | -$241K |
|
4520
i3 Verticals
IIIV
$306M
| $302K | ﹤0.01% |
13,233
-3,184
| -19% | -$71.4K |
|
4521
PUT
Snap-on
SNA
$20.4B
| $302K | ﹤0.01% |
1,400
-5,200
| -79% | -$1.11M |
|
|
SBNY
4522
DELISTED
Signature Bank
SBNY
| $301K | ﹤0.01% |
930
-17,912
| -95% | -$5.58M |
|
|
TRHC
4523
PUT
DELISTED
Tabula Rasa HealthCare, Inc. Common Stock
TRHC
| $300K | ﹤0.01% |
20,000
| – | – |
|
|
ESGR
4524
DELISTED
Enstar Group
ESGR
| $299K | ﹤0.01% |
1,209
+7
| +0.6% | +$1.66K |
|
|
ZENV
4525
DELISTED
Zenvia
ZENV
| $299K | ﹤0.01% |
44,096
+20,035
| +83% | +$208K |
|
Similar funds
David Shaw's Q4 2021 Portfolio in Review
As of Q4 2021, David Shaw held 5,958 positions worth $121B, up 8.8% from $111B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.
David Shaw's Q4 2021 filing shows 1,032 new, 1,969 increased, 1,595 reduced and 616 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B. The largest sale was Microsoft, an estimated $575M.
By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Consumer Discretionary and Financials.
- David Shaw's largest Q4 2021 buy was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B.
- David Shaw added most to Sea Limited in Q4 2021, an estimated $480M increase.
- David Shaw's biggest Q4 2021 reduction was Microsoft, cutting an estimated $575M.
- David Shaw fully exited Aon in Q4 2021, selling an estimated $179M.
- David Shaw's ten largest holdings make up 9.2% of its $121B portfolio in Q4 2021.
- David Shaw opened 1,032 new positions and closed 616 in Q4 2021.
- David Shaw's portfolio value rose 8.8% quarter-over-quarter to $121B.
Based on D.E. Shaw & Co's 13F filing for Q4 2021, filed 14 Feb 2022.