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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+3.98%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$77.8B
AUM Growth
+$562M
Cap. Flow
-$1.46B
Cap. Flow %
-1.88%
Top 10 Hldgs %
10.8%
Holding
4,575
New
517
Increased
1,382
Reduced
1,468
Closed
614

Top Buys

Rank Stock Value
1
IBM icon
IBM
IBM
+$339M
2
JRVR icon
James River Group Holdings
JRVR
+$309M
3
PSX icon
Phillips 66
PSX
+$252M
4
LYB icon
LyondellBasell Industries
LYB
+$251M
5
DD icon
DuPont de Nemours
DD
+$250M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$693M
2
BABA icon
Alibaba
BABA
+$408M
3
BKNG icon
Booking.com
BKNG
+$406M
4
YHOO
Yahoo Inc
YHOO
+$284M
5
MU icon
Micron Technology
MU
+$265M

Sector Composition

Rank Sector Weight
1 Technology 8.71%
2 Energy 8.64%
3 Consumer Discretionary 8.27%
4 Healthcare 7.23%
5 Communication Services 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BNNY
4501
PUT
DELISTED
ANNIES INC COMMON STOCK (DE)
BNNY
– –
-40,000
Closed -$1.84M
GTAT
4502
DELISTED
GT ADVANCED TECHNOLOGIES INC COM STK (DE)
GTAT
– –
-226,958
Closed -$2.46M
END
4503
DELISTED
ENDEAVOUR INTERNATIONAL CORP NEW (NV)
END
– –
-35,278
Closed -$11K
MEAS
4504
DELISTED
MEASUREMENT SPECIALTIES INC
MEAS
– –
-10,466
Closed -$896K
MDCI
4505
DELISTED
MEDICAL ACTION INDS INC
MDCI
– –
-107,447
Closed -$1.48M
HDY
4506
DELISTED
HYPERDYNAMICS CORP (NEW)
HDY
– –
-21,168
Closed -$38K
AWH
4507
CALL
DELISTED
Allied World Assurance Co Hld Lt
AWH
– –
-30,000
Closed -$1.1M
FWLT
4508
DELISTED
FOSTER WHEELER AG (SWITZERLAND)
FWLT
– –
-762,947
Closed -$24.1M
FWLT
4509
PUT
DELISTED
FOSTER WHEELER AG (SWITZERLAND)
FWLT
– –
-10,400
Closed -$329K
ATVI
4510
PUT
DELISTED
Activision Blizzard
ATVI
– –
-15,000
Closed -$312K
SIVB
4511
DELISTED
SVB Financial Group
SIVB
– –
-9,300
Closed -$1.04M
SIVB
4512
PUT
DELISTED
SVB Financial Group
SIVB
– –
-10,000
Closed -$1.12M
BDSI
4513
DELISTED
BioDelivery Sciences International, Inc.
BDSI
– –
-32,983
Closed -$564K
BDSI
4514
PUT
DELISTED
BioDelivery Sciences International, Inc.
BDSI
– –
-50,000
Closed -$855K
MCF
4515
CALL
DELISTED
Contango Oil & Gas Co.
MCF
– –
-9,300
Closed -$309K
UFS
4516
CALL
DELISTED
DOMTAR CORPORATION (New)
UFS
– –
-28,600
Closed -$1M
VEDL
4517
CALL
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
– –
-30,000
Closed -$518K
CMO
4518
DELISTED
Capstead Mortgage Corp.
CMO
– –
-37,431
Closed -$458K
UN
4519
DELISTED
Unilever NV New York Registry Shares
UN
– –
-256,120
Closed -$10.2M
SHPG
4520
PUT
DELISTED
Shire pic
SHPG
– –
-30,000
Closed -$7.77M
IMUC
4521
DELISTED
ImmunoCellular Therapeutics, Ltd.
IMUC
– –
-4,156
Closed -$148K
CYS
4522
DELISTED
CYS Investments Inc.
CYS
– –
-65,929
Closed -$543K
WR
4523
DELISTED
Westar Energy Inc
WR
– –
-62,776
Closed -$2.14M
SGY
4524
CALL
DELISTED
Stone Energy
SGY
– –
-176
Closed -$314K
REXX
4525
CALL
DELISTED
Rex Energy Corporation
REXX
– –
-6,790
Closed -$860K
178 179 180
181
182

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David Shaw's Q4 2014 Portfolio in Review

As of Q4 2014, David Shaw held 4,575 positions worth $77.8B, up 0.73% from $77.2B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

David Shaw's Q4 2014 filing shows 517 new, 1,382 increased, 1,468 reduced and 614 closed positions. Its largest new stake was James River Group Holdings: 14,047,238 shares worth $320M. The largest sale was Apple, an estimated $693M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 9.2% a quarter earlier, followed by Energy and Consumer Discretionary.

  • David Shaw's largest Q4 2014 buy was James River Group Holdings: 14,047,238 shares worth $320M.
  • David Shaw added most to IBM in Q4 2014, an estimated $339M increase.
  • David Shaw's biggest Q4 2014 reduction was Apple, cutting an estimated $693M.
  • David Shaw fully exited TIM HORTONS INC COM, CANADA in Q4 2014, selling an estimated $110M.
  • David Shaw's ten largest holdings make up 11% of its $77.8B portfolio in Q4 2014.
  • David Shaw opened 517 new positions and closed 614 in Q4 2014.
  • David Shaw's portfolio value rose 0.73% quarter-over-quarter to $77.8B.

Based on D.E. Shaw & Co's 13F filing for Q4 2014, filed 17 Feb 2015.