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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+9%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$93.4B
AUM Growth
+$2.92B
Cap. Flow
-$9.17B
Cap. Flow %
-9.82%
Top 10 Hldgs %
10.67%
Holding
5,246
New
431
Increased
1,423
Reduced
1,787
Closed
860

Top Buys

Rank Stock Value
1
SCHW
Charles Schwab
SCHW
+$602M
2
BKNG icon
Booking.com
BKNG
+$582M
3
WMT icon
Walmart Inc
WMT
+$407M
4
V icon
Visa
V
+$395M
5
JNJ icon
Johnson & Johnson
JNJ
+$335M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$483M
2
CRM icon
Salesforce
CRM
+$380M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$364M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$336M
5
CL icon
Colgate-Palmolive
CL
+$316M

Sector Composition

Rank Sector Weight
1 Technology 14.49%
2 Consumer Discretionary 9.18%
3 Healthcare 8.57%
4 Financials 8%
5 Industrials 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HBIO icon
4476
Harvard Bioscience
HBIO
$34.4M
– –
-8,557
Closed -$237K
HDSN
4477
Hudson Technologies
HDSN
$232M
– –
-17,802
Closed -$180K
HFWA icon
4478
Heritage Financial
HFWA
$1.19B
– –
-10,156
Closed -$311K
HGTY icon
4479
Hagerty
HGTY
$1.37B
– –
-17,403
Closed -$146K
HGV icon
4480
Hilton Grand Vacations
HGV
$3.53B
– –
-187,443
Closed -$7.22M
HIG icon
4481
CALL
Hartford Financial Services
HIG
$37.6B
– –
-3,300
Closed -$250K
HII icon
4482
Huntington Ingalls Industries
HII
$11.6B
– –
-1,330
Closed -$307K
HIO
4483
Western Asset High Income Opportunity Fund
HIO
$331M
– –
-35,000
Closed -$138K
HIW icon
4484
Highwoods Properties
HIW
$3.5B
– –
-24,155
Closed -$676K
HLN icon
4485
Haleon
HLN
$44.7B
– –
-135,717
Closed -$1.09M
HLN icon
4486
PUT
Haleon
HLN
$44.7B
– –
-50,000
Closed -$400K
HLT icon
4487
CALL
Hilton Worldwide
HLT
$74.3B
– –
-16,900
Closed -$2.14M
HLT icon
4488
PUT
Hilton Worldwide
HLT
$74.3B
– –
-20,000
Closed -$2.53M
HMN icon
4489
Horace Mann Educators
HMN
$2.07B
– –
-6,502
Closed -$243K
HOG icon
4490
CALL
Harley-Davidson
HOG
$2.94B
– –
-13,300
Closed -$553K
HOG icon
4491
PUT
Harley-Davidson
HOG
$2.94B
– –
-35,000
Closed -$1.46M
HP icon
4492
PUT
Helmerich & Payne
HP
$4.25B
– –
-75,100
Closed -$3.72M
HRI icon
4493
CALL
Herc Holdings
HRI
$5.28B
– –
-10,000
Closed -$1.32M
HRI icon
4494
Herc Holdings
HRI
$5.28B
– –
-5,907
Closed -$815K
HSY icon
4495
CALL
Hershey
HSY
$38.2B
– –
-10,000
Closed -$2.32M
HTGC icon
4496
Hercules Capital
HTGC
$3.28B
– –
-155,697
Closed -$2.06M
HTZWW
4497
Hertz Global Holdings Warrants
HTZWW
$92M
– –
-652,977
Closed -$4.87M
HUBG icon
4498
CALL
HUB Group
HUBG
$2.46B
– –
-30,800
Closed -$1.22M
HUBG icon
4499
PUT
HUB Group
HUBG
$2.46B
– –
-11,600
Closed -$461K
HUN icon
4500
PUT
Huntsman Corp
HUN
$1.68B
– –
-100,400
Closed -$2.76M
178 179
180
181 182

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David Shaw's Q1 2023 Portfolio in Review

As of Q1 2023, David Shaw held 5,246 positions worth $93.4B, up 3.2% from $90.5B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

David Shaw withdrew a net $9.17B in Q1 2023, closing 860 positions and reducing 1,787 holdings. Its most notable exit was SVB Financial Group, an estimated $163M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, David Shaw opened a new position in State Street Utilities Select Sector SPDR ETF worth $99.9M.

  • David Shaw's largest Q1 2023 buy was State Street Utilities Select Sector SPDR ETF: 2,950,552 shares worth $99.9M.
  • David Shaw added most to Charles Schwab in Q1 2023, an estimated $602M increase.
  • David Shaw's biggest Q1 2023 reduction was Microsoft, cutting an estimated $483M.
  • David Shaw fully exited SVB Financial Group in Q1 2023, selling an estimated $163M.
  • David Shaw's ten largest holdings make up 11% of its $93.4B portfolio in Q1 2023.
  • David Shaw opened 431 new positions and closed 860 in Q1 2023.
  • David Shaw's portfolio value rose 3.2% quarter-over-quarter to $93.4B.

Based on D.E. Shaw & Co's 13F filing for Q1 2023, filed 15 May 2023.