David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$986M |
| 2 |
Sea Limited
SE
|
+$480M |
| 3 |
Snowflake
SNOW
|
+$441M |
| 4 |
Citigroup
C
|
+$422M |
| 5 |
Oracle
ORCL
|
+$393M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$575M |
| 2 |
Apple
AAPL
|
+$515M |
| 3 |
Mastercard
MA
|
+$506M |
| 4 |
Walt Disney
DIS
|
+$447M |
| 5 |
Alibaba
BABA
|
+$434M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.97% |
| 2 | Consumer Discretionary | 9.19% |
| 3 | Financials | 7.48% |
| 4 | Healthcare | 7.05% |
| 5 | Communication Services | 6.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
426
McKesson
MCK
$100B
| $59.4M | 0.05% |
239,163
-83,882
| -26% | -$18.4M |
|
427
HF Sinclair
DINO
$17.3B
| $59.3M | 0.05% |
1,809,087
-469,137
| -21% | -$15.8M |
|
428
CALL
Wells Fargo
WFC
$254B
| $59M | 0.05% |
1,229,000
-1,341,500
| -52% | -$66M |
|
429
American Homes 4 Rent
AMH
$12.4B
| $58.8M | 0.05% |
1,348,116
-746,023
| -36% | -$30.3M |
|
430
PUT
Johnson & Johnson
JNJ
$651B
| $58.7M | 0.05% |
343,100
+68,900
| +25% | +$11.3M |
|
431
Host Hotels & Resorts
HST
$15.9B
| $58.4M | 0.05% |
3,355,368
+2,254,304
| +205% | +$38M |
|
432
Magna International
MGA
$19.5B
| $58.1M | 0.05% |
717,197
+95,449
| +15% | +$7.77M |
|
433
KKR & Co
KKR
$97.4B
| $58M | 0.05% |
779,128
-861,840
| -53% | -$63.6M |
|
434
ATI
ATI
$28.2B
| $57.8M | 0.05% |
3,631,162
-407,997
| -10% | -$6.55M |
|
|
BKI
435
DELISTED
Black Knight, Inc. Common Stock
BKI
| $57.8M | 0.05% |
697,804
-488,218
| -41% | -$36.4M |
|
|
COUP
436
CALL
DELISTED
Coupa Software Incorporated
COUP
| $57.8M | 0.05% |
365,500
+63,600
| +21% | +$13.1M |
|
437
CALL
NextEra Energy
NEE
$174B
| $57.7M | 0.05% |
618,300
+425,400
| +221% | +$36.8M |
|
438
Dow Inc
DOW
$23.4B
| $57.7M | 0.05% |
1,017,467
+405,310
| +66% | +$23.1M |
|
439
CALL
Unity
U
$20.7B
| $57.6M | 0.05% |
402,500
+82,500
| +26% | +$12.6M |
|
440
PUT
Peloton Interactive
PTON
$2.37B
| $57.4M | 0.05% |
1,606,500
+813,300
| +103% | +$49.7M |
|
441
PUT
Caterpillar
CAT
$381B
| $56.9M | 0.05% |
275,200
+70,500
| +34% | +$14.2M |
|
442
CALL
Toronto Dominion Bank
TD
$194B
| $56.8M | 0.05% |
740,000
+700,000
| +1,750% | +$51M |
|
443
NetApp
NTAP
$37.7B
| $56.4M | 0.05% |
613,633
+68,221
| +13% | +$6.15M |
|
444
HDFC Bank
HDB
$121B
| $56.1M | 0.05% |
1,722,824
-807,556
| -32% | -$28.3M |
|
445
Lyft
LYFT
$6.61B
| $55.7M | 0.05% |
1,304,099
-657,459
| -34% | -$30.8M |
|
446
WEC Energy
WEC
$34.5B
| $55.7M | 0.05% |
573,447
-26,604
| -4% | -$2.43M |
|
447
Kosmos Energy
KOS
$1.76B
| $55.4M | 0.05% |
16,000,000
+7,056,967
| +79% | +$25.3M |
|
448
CALL
TSMC
TSM
$2.17T
| $55.3M | 0.05% |
460,000
+311,500
| +210% | +$36.5M |
|
449
Invitation Homes
INVH
$17.9B
| $55M | 0.05% |
1,213,938
-1,155,597
| -49% | -$47.7M |
|
450
SM Energy
SM
$8.85B
| $54.3M | 0.05% |
1,841,549
-348,828
| -16% | -$10.9M |
|
Similar funds
David Shaw's Q4 2021 Portfolio in Review
As of Q4 2021, David Shaw held 5,958 positions worth $121B, up 8.8% from $111B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.
David Shaw's Q4 2021 filing shows 1,032 new, 1,969 increased, 1,595 reduced and 616 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B. The largest sale was Microsoft, an estimated $575M.
By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Consumer Discretionary and Financials.
- David Shaw's largest Q4 2021 buy was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B.
- David Shaw added most to Sea Limited in Q4 2021, an estimated $480M increase.
- David Shaw's biggest Q4 2021 reduction was Microsoft, cutting an estimated $575M.
- David Shaw fully exited Aon in Q4 2021, selling an estimated $179M.
- David Shaw's ten largest holdings make up 9.2% of its $121B portfolio in Q4 2021.
- David Shaw opened 1,032 new positions and closed 616 in Q4 2021.
- David Shaw's portfolio value rose 8.8% quarter-over-quarter to $121B.
Based on D.E. Shaw & Co's 13F filing for Q4 2021, filed 14 Feb 2022.