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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$121B
AUM Growth
+$9.79B
Cap. Flow
-$942M
Cap. Flow %
-0.78%
Top 10 Hldgs %
9.24%
Holding
5,958
New
1,032
Increased
1,969
Reduced
1,595
Closed
616

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$986M
2
SE icon
Sea Limited
SE
+$480M
3
SNOW icon
Snowflake
SNOW
+$441M
4
C icon
Citigroup
C
+$422M
5
ORCL icon
Oracle
ORCL
+$393M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$575M
2
AAPL icon
Apple
AAPL
+$515M
3
MA icon
Mastercard
MA
+$506M
4
DIS icon
Walt Disney
DIS
+$447M
5
BABA icon
Alibaba
BABA
+$434M

Sector Composition

Rank Sector Weight
1 Technology 13.97%
2 Consumer Discretionary 9.19%
3 Financials 7.48%
4 Healthcare 7.05%
5 Communication Services 6.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOTU icon
4451
PUT
Gaotu Techedu
GOTU
$410M
$349K ﹤0.01%
180,000
– –
CTBI icon
4452
Community Trust Bancorp
CTBI
$1.39B
$348K ﹤0.01%
7,972
-12,098
-60% -$528K
MRSH
4453
Marsh
MRSH
$92.3B
$348K ﹤0.01%
+2,000
New +$332K
HUYA
4454
CALL
Huya Inc
HUYA
$491M
$347K ﹤0.01%
50,000
– –
NWLI
4455
DELISTED
National Western Life Group, Inc. Class A
NWLI
$347K ﹤0.01%
1,617
+216
+15% +$47K
INSE icon
4456
Inspired Entertainment
INSE
$158M
$346K ﹤0.01%
+26,642
New +$352K
KE
4457
Kimball Electronics
KE
$565M
$346K ﹤0.01%
15,890
-4,069
-20% -$102K
KFRC icon
4458
Kforce
KFRC
$1.03B
$346K ﹤0.01%
4,601
-3,333
-42% -$239K
CHCT
4459
Community Healthcare Trust
CHCT
$430M
$345K ﹤0.01%
7,289
+1,415
+24% +$65K
CMCO icon
4460
Columbus McKinnon
CMCO
$513M
$345K ﹤0.01%
7,463
-2,421
-24% -$117K
SHYF
4461
DELISTED
The Shyft Group
SHYF
$343K ﹤0.01%
+6,972
New +$319K
NPO icon
4462
Enpro
NPO
$6.42B
$342K ﹤0.01%
3,105
– –
UPWK icon
4463
PUT
Upwork
UPWK
$1.09B
$342K ﹤0.01%
10,000
-58,100
-85% -$2.57M
ENV
4464
DELISTED
ENVESTNET, INC.
ENV
$342K ﹤0.01%
+4,313
New +$351K
AQST icon
4465
Aquestive Therapeutics
AQST
$638M
$341K ﹤0.01%
+87,786
New +$441K
FPH icon
4466
Five Point Holdings
FPH
$367M
$341K ﹤0.01%
+52,099
New +$352K
CNR
4467
Core Natural Resources Inc
CNR
$4.81B
$341K ﹤0.01%
15,002
-22,834
-60% -$592K
FELE icon
4468
Franklin Electric
FELE
$4.5B
$340K ﹤0.01%
3,592
+35
+1% +$3.13K
PEGRW
4469
DELISTED
Project Energy Reimagined Acquisition Corp. Warrant
PEGRW
$340K ﹤0.01%
+618,750
New +$327K
BMBL icon
4470
CALL
Bumble
BMBL
$375M
$339K ﹤0.01%
+10,000
New +$425K
CLVR
4471
DELISTED
Clever Leaves Holdings Inc. Common Shares
CLVR
$339K ﹤0.01%
3,644
+3,098
+567% +$516K
MITT
4472
CALL
TPG Mortgage Investment Trust
MITT
$214M
$338K ﹤0.01%
33,000
– –
TSVT
4473
PUT
DELISTED
2seventy bio
TSVT
$338K ﹤0.01%
+13,200
New +$412K
QTTB icon
4474
Q32 Bio
QTTB
$486M
$338K ﹤0.01%
5,150
-8,976
-64% -$871K
SENS icon
4475
Senseonics Holdings Inc
SENS
$503M
$336K ﹤0.01%
6,283
-15,165
-71% -$985K
177 178
179
180 181

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David Shaw's Q4 2021 Portfolio in Review

As of Q4 2021, David Shaw held 5,958 positions worth $121B, up 8.8% from $111B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw's Q4 2021 filing shows 1,032 new, 1,969 increased, 1,595 reduced and 616 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B. The largest sale was Microsoft, an estimated $575M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Consumer Discretionary and Financials.

  • David Shaw's largest Q4 2021 buy was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B.
  • David Shaw added most to Sea Limited in Q4 2021, an estimated $480M increase.
  • David Shaw's biggest Q4 2021 reduction was Microsoft, cutting an estimated $575M.
  • David Shaw fully exited Aon in Q4 2021, selling an estimated $179M.
  • David Shaw's ten largest holdings make up 9.2% of its $121B portfolio in Q4 2021.
  • David Shaw opened 1,032 new positions and closed 616 in Q4 2021.
  • David Shaw's portfolio value rose 8.8% quarter-over-quarter to $121B.

Based on D.E. Shaw & Co's 13F filing for Q4 2021, filed 14 Feb 2022.