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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$121B
AUM Growth
+$9.79B
Cap. Flow
-$942M
Cap. Flow %
-0.78%
Top 10 Hldgs %
9.24%
Holding
5,958
New
1,032
Increased
1,969
Reduced
1,595
Closed
616

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$986M
2
SE icon
Sea Limited
SE
+$480M
3
SNOW icon
Snowflake
SNOW
+$441M
4
C icon
Citigroup
C
+$422M
5
ORCL icon
Oracle
ORCL
+$393M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$575M
2
AAPL icon
Apple
AAPL
+$515M
3
MA icon
Mastercard
MA
+$506M
4
DIS icon
Walt Disney
DIS
+$447M
5
BABA icon
Alibaba
BABA
+$434M

Sector Composition

Rank Sector Weight
1 Technology 13.97%
2 Consumer Discretionary 9.19%
3 Financials 7.48%
4 Healthcare 7.05%
5 Communication Services 6.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KOP icon
4426
Koppers
KOP
$872M
$364K ﹤0.01%
11,636
-3,502
-23% -$114K
PINE
4427
Alpine Income Property Trust
PINE
$347M
$364K ﹤0.01%
+18,167
New +$339K
WU icon
4428
PUT
Western Union
WU
$2.29B
$364K ﹤0.01%
+20,400
New +$376K
RNST icon
4429
Renasant Corp
RNST
$3.75B
$363K ﹤0.01%
+9,573
New +$363K
SLQT icon
4430
PUT
SelectQuote
SLQT
$96.7M
$362K ﹤0.01%
40,000
– –
FFIC
4431
DELISTED
Flushing Financial
FFIC
$361K ﹤0.01%
14,865
+3,784
+34% +$90.5K
RKLY
4432
DELISTED
Rockley Photonics Holdings Limited
RKLY
$361K ﹤0.01%
82,925
-817,075
-91% -$5.15M
JAQCW
4433
DELISTED
Jupiter Acquisition Corporation Warrants
JAQCW
$360K ﹤0.01%
+742,500
New +$394K
BCH icon
4434
Banco de Chile
BCH
$21.5B
$358K ﹤0.01%
22,818
-36,369
-61% -$646K
CEVA icon
4435
CEVA Inc
CEVA
$762M
$358K ﹤0.01%
8,283
+543
+7% +$24.2K
MCFT icon
4436
MasterCraft Boat Holdings
MCFT
$599M
$358K ﹤0.01%
12,644
-10,068
-44% -$275K
SLGCW
4437
DELISTED
SomaLogic, Inc. Warrant
SLGCW
$358K ﹤0.01%
106,472
– –
AHRT
4438
AH Realty Trust
AHRT
$506M
$357K ﹤0.01%
23,446
-27,780
-54% -$400K
SBH icon
4439
Sally Beauty Holdings
SBH
$1.54B
$357K ﹤0.01%
19,317
-22,676
-54% -$413K
APTO
4440
DELISTED
Aptose Biosciences, Inc.
APTO
$357K ﹤0.01%
+587
New +$552K
NBHC icon
4441
National Bank Holdings
NBHC
$1.84B
$355K ﹤0.01%
+8,086
New +$352K
RES icon
4442
RPC Inc
RES
$1.36B
$355K ﹤0.01%
78,120
-3,755
-5% -$18.4K
CMRC
4443
CALL
Commerce.com Inc Series 1
CMRC
$193M
$354K ﹤0.01%
10,000
-10,000
-50% -$471K
EWCZ
4444
DELISTED
European Wax Center
EWCZ
$354K ﹤0.01%
+11,657
New +$331K
CLAR icon
4445
Clarus
CLAR
$145M
$353K ﹤0.01%
12,742
+4,116
+48% +$114K
MIMO.WS
4446
DELISTED
Airspan Networks Holdings Inc Warrants
MIMO.WS
$352K ﹤0.01%
473,686
-16,314
-3% -$12.6K
FATPW
4447
DELISTED
Fat Projects Acquisition Corp Warrant
FATPW
$352K ﹤0.01%
+950,000
New +$362K
OXM icon
4448
Oxford Industries
OXM
$549M
$351K ﹤0.01%
+3,462
New +$337K
ONEM
4449
CALL
DELISTED
1Life Healthcare
ONEM
$351K ﹤0.01%
20,000
– –
MNDT
4450
PUT
DELISTED
Mandiant, Inc. Common Stock
MNDT
$351K ﹤0.01%
20,000
-150,000
-88% -$2.64M
176 177
178
179 180

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David Shaw's Q4 2021 Portfolio in Review

As of Q4 2021, David Shaw held 5,958 positions worth $121B, up 8.8% from $111B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw's Q4 2021 filing shows 1,032 new, 1,969 increased, 1,595 reduced and 616 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B. The largest sale was Microsoft, an estimated $575M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Consumer Discretionary and Financials.

  • David Shaw's largest Q4 2021 buy was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B.
  • David Shaw added most to Sea Limited in Q4 2021, an estimated $480M increase.
  • David Shaw's biggest Q4 2021 reduction was Microsoft, cutting an estimated $575M.
  • David Shaw fully exited Aon in Q4 2021, selling an estimated $179M.
  • David Shaw's ten largest holdings make up 9.2% of its $121B portfolio in Q4 2021.
  • David Shaw opened 1,032 new positions and closed 616 in Q4 2021.
  • David Shaw's portfolio value rose 8.8% quarter-over-quarter to $121B.

Based on D.E. Shaw & Co's 13F filing for Q4 2021, filed 14 Feb 2022.