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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
-0.75%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$111B
AUM Growth
-$5.05B
Cap. Flow
-$8.92B
Cap. Flow %
-8.05%
Top 10 Hldgs %
9.24%
Holding
5,618
New
915
Increased
1,819
Reduced
1,634
Closed
695

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$757M
2
BABA icon
Alibaba
BABA
+$544M
3
BKNG icon
Booking.com
BKNG
+$475M
4
XLNX
Xilinx Inc
XLNX
+$377M
5
CAT icon
Caterpillar
CAT
+$285M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.07B
2
AMZN icon
Amazon
AMZN
+$486M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$443M
4
CRM icon
Salesforce
CRM
+$363M
5
QCOM icon
Qualcomm
QCOM
+$352M

Sector Composition

Rank Sector Weight
1 Technology 14.87%
2 Consumer Discretionary 9.92%
3 Healthcare 7.34%
4 Financials 7.06%
5 Communication Services 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GHY
4426
PGIM Global High Yield Fund
GHY
$472M
$193K ﹤0.01%
12,500
– –
ZYXI
4427
DELISTED
Zynex
ZYXI
$193K ﹤0.01%
+18,644
New +$240K
AAQC.WS
4428
DELISTED
Accelerate Acquisition Corp Warrants
AAQC.WS
$192K ﹤0.01%
203,815
+137,149
+206% +$144K
AROC icon
4429
Archrock
AROC
$5.38B
$190K ﹤0.01%
+22,975
New +$185K
MTG icon
4430
MGIC Investment
MTG
$6.38B
$190K ﹤0.01%
+12,678
New +$184K
CRZNW
4431
DELISTED
Corazon Capital V838 Monoceros Corp Warrant
CRZNW
$190K ﹤0.01%
250,000
+199,597
+396% +$184K
NGNE icon
4432
Neurogene
NGNE
$793M
$189K ﹤0.01%
+1,308
New +$200K
IMAQR
4433
DELISTED
International Media Acquisition Corp. Rights
IMAQR
$189K ﹤0.01%
+900,000
New +$181K
GOL
4434
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$189K ﹤0.01%
24,800
-23,673
-49% -$184K
NOA
4435
North American Construction
NOA
$361M
$188K ﹤0.01%
12,900
-69,200
-84% -$992K
TGS icon
4436
Transportadora de Gas del Sur
TGS
$4.29B
$188K ﹤0.01%
38,177
-13,566
-26% -$65.1K
ALPAU
4437
DELISTED
Alpha Healthcare Acquisition Corp III Units
ALPAU
$188K ﹤0.01%
+19,026
New +$189K
FNHC
4438
DELISTED
FedNat Holding Company Common Stock
FNHC
$186K ﹤0.01%
75,437
+15,202
+25% +$40.1K
HERAW
4439
DELISTED
FTAC Hera Acquisition Corp. Warrant
HERAW
$185K ﹤0.01%
181,808
+120,016
+194% +$142K
TKC icon
4440
Turkcell
TKC
$4.72B
$184K ﹤0.01%
+42,336
New +$195K
TRAK icon
4441
ReposiTrak
TRAK
$145M
$184K ﹤0.01%
+33,686
New +$183K
HIO
4442
Western Asset High Income Opportunity Fund
HIO
$331M
$182K ﹤0.01%
35,000
– –
LEGOW
4443
DELISTED
Legato Merger Corp. Warrant
LEGOW
$181K ﹤0.01%
72,419
-152,581
-68% -$354K
BREZ
4444
DELISTED
Breeze Holdings Acquisition Corp. Common Stock
BREZ
$179K ﹤0.01%
17,704
– –
SWIR
4445
DELISTED
Sierra Wireless
SWIR
$179K ﹤0.01%
+11,535
New +$199K
ENIA
4446
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$177K ﹤0.01%
+30,323
New +$203K
AFAQ
4447
DELISTED
AF Acquisition Corp
AFAQ
$176K ﹤0.01%
+18,113
New +$175K
MBAC.WS
4448
DELISTED
M3-Brigade Acquisition II Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
MBAC.WS
$176K ﹤0.01%
131,498
+48,165
+58% +$53.9K
GLNG icon
4449
Golar LNG
GLNG
$5.25B
$174K ﹤0.01%
+13,430
New +$155K
CORZ
4450
DELISTED
Core Scientific, Inc. Common Stock
CORZ
$174K ﹤0.01%
17,188
-39,902
-70% -$401K
176 177
178
179 180

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David Shaw's Q3 2021 Portfolio in Review

As of Q3 2021, David Shaw held 5,618 positions worth $111B, down 4.4% from $116B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw withdrew a net $8.92B in Q3 2021, closing 695 positions and reducing 1,634 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $228M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, David Shaw opened a new position in Sea Limited worth $206M.

  • David Shaw's largest Q3 2021 buy was Sea Limited: 645,697 shares worth $206M.
  • David Shaw added most to Activision Blizzard in Q3 2021, an estimated $757M increase.
  • David Shaw's biggest Q3 2021 reduction was Apple, cutting an estimated $1.07B.
  • David Shaw fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $228M.
  • David Shaw's ten largest holdings make up 9.2% of its $111B portfolio in Q3 2021.
  • David Shaw opened 915 new positions and closed 695 in Q3 2021.
  • David Shaw's portfolio value fell 4.4% quarter-over-quarter to $111B.

Based on D.E. Shaw & Co's 13F filing for Q3 2021, filed 15 Nov 2021.