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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+3.98%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$77.8B
AUM Growth
+$562M
Cap. Flow
-$1.46B
Cap. Flow %
-1.88%
Top 10 Hldgs %
10.8%
Holding
4,575
New
517
Increased
1,382
Reduced
1,468
Closed
614

Top Buys

Rank Stock Value
1
IBM icon
IBM
IBM
+$339M
2
JRVR icon
James River Group Holdings
JRVR
+$309M
3
PSX icon
Phillips 66
PSX
+$252M
4
LYB icon
LyondellBasell Industries
LYB
+$251M
5
DD icon
DuPont de Nemours
DD
+$250M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$693M
2
BABA icon
Alibaba
BABA
+$408M
3
BKNG icon
Booking.com
BKNG
+$406M
4
YHOO
Yahoo Inc
YHOO
+$284M
5
MU icon
Micron Technology
MU
+$265M

Sector Composition

Rank Sector Weight
1 Technology 8.71%
2 Energy 8.64%
3 Consumer Discretionary 8.27%
4 Healthcare 7.23%
5 Communication Services 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SQI
4426
PUT
DELISTED
SCIQUEST, INC. COMMON STOCK
SQI
– –
-40,000
Closed -$602K
TE
4427
DELISTED
TECO ENERGY INC
TE
– –
-17,880
Closed -$311K
CVC
4428
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
– –
-105,441
Closed -$1.85M
ENZN
4429
DELISTED
ENZON PHARMACEUTICALS INC
ENZN
– –
-14,073
Closed -$15K
UNIS
4430
DELISTED
Unilife Corporation
UNIS
– –
-1,182
Closed -$27K
JAH
4431
CALL
DELISTED
JARDEN CORPORATION
JAH
– –
-15,000
Closed -$601K
JAH
4432
PUT
DELISTED
JARDEN CORPORATION
JAH
– –
-15,000
Closed -$601K
AFFX
4433
DELISTED
Affymetrix Inc
AFFX
– –
-43,396
Closed -$347K
SFG
4434
CALL
DELISTED
STANCORP FINL GRP
SFG
– –
-15,400
Closed -$973K
SFG
4435
DELISTED
STANCORP FINL GRP
SFG
– –
-7,117
Closed -$450K
SFG
4436
PUT
DELISTED
STANCORP FINL GRP
SFG
– –
-8,200
Closed -$518K
REE
4437
DELISTED
RARE ELEMENT RES LTD
REE
– –
-231,946
Closed -$150K
ZINC
4438
CALL
DELISTED
HORSEHEAD HLDG CORP COM STK (DE)
ZINC
– –
-41,000
Closed -$678K
ZINC
4439
DELISTED
HORSEHEAD HLDG CORP COM STK (DE)
ZINC
– –
-14,761
Closed -$244K
ZINC
4440
PUT
DELISTED
HORSEHEAD HLDG CORP COM STK (DE)
ZINC
– –
-30,000
Closed -$496K
PCP
4441
CALL
DELISTED
PRECISION CASTPARTS CORP
PCP
– –
-30,800
Closed -$7.3M
UTIW
4442
DELISTED
UTI WORLDWIDE INC
UTIW
– –
-42,231
Closed -$449K
PVA
4443
PUT
DELISTED
PENN VIRGINIA CORP
PVA
– –
-81,100
Closed -$1.03M
RCAP
4444
DELISTED
RCS CAPITAL CORPORATION CLASS A COM
RCAP
– –
-74,001
Closed -$1.05M
PGN
4445
PUT
DELISTED
PARAGON OFFSHORE PLC (GBR)
PGN
– –
-85,140
Closed -$524K
WX
4446
DELISTED
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
– –
-11,770
Closed -$412K
SIAL
4447
CALL
DELISTED
SIGMA - ALDRICH CORP
SIAL
– –
-30,000
Closed -$4.08M
TEU
4448
DELISTED
BOX SHIPS INCORPORATED SHS (MARSHALL ISLANDS)
TEU
– –
-25,231
Closed -$31K
CYN
4449
DELISTED
CITY NATIONAL CORPORATION
CYN
– –
-14,848
Closed -$1.12M
CYN
4450
PUT
DELISTED
CITY NATIONAL CORPORATION
CYN
– –
-20,000
Closed -$1.51M
176 177
178
179 180

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David Shaw's Q4 2014 Portfolio in Review

As of Q4 2014, David Shaw held 4,575 positions worth $77.8B, up 0.73% from $77.2B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

David Shaw's Q4 2014 filing shows 517 new, 1,382 increased, 1,468 reduced and 614 closed positions. Its largest new stake was James River Group Holdings: 14,047,238 shares worth $320M. The largest sale was Apple, an estimated $693M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 9.2% a quarter earlier, followed by Energy and Consumer Discretionary.

  • David Shaw's largest Q4 2014 buy was James River Group Holdings: 14,047,238 shares worth $320M.
  • David Shaw added most to IBM in Q4 2014, an estimated $339M increase.
  • David Shaw's biggest Q4 2014 reduction was Apple, cutting an estimated $693M.
  • David Shaw fully exited TIM HORTONS INC COM, CANADA in Q4 2014, selling an estimated $110M.
  • David Shaw's ten largest holdings make up 11% of its $77.8B portfolio in Q4 2014.
  • David Shaw opened 517 new positions and closed 614 in Q4 2014.
  • David Shaw's portfolio value rose 0.73% quarter-over-quarter to $77.8B.

Based on D.E. Shaw & Co's 13F filing for Q4 2014, filed 17 Feb 2015.