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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
-1.54%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$83.7B
AUM Growth
-$1.57B
Cap. Flow
-$3.66B
Cap. Flow %
-4.37%
Top 10 Hldgs %
8.74%
Holding
5,820
New
545
Increased
1,802
Reduced
1,597
Closed
678

Top Buys

Rank Stock Value
1
V icon
Visa
V
+$365M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$307M
3
ADBE icon
Adobe
ADBE
+$250M
4
NVDA icon
NVIDIA
NVDA
+$242M
5
CRM icon
Salesforce
CRM
+$240M

Top Sells

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$520M
2
XOM icon
ExxonMobil
XOM
+$372M
3
BAC icon
Bank of America
BAC
+$271M
4
NFLX icon
Netflix
NFLX
+$172M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$171M

Sector Composition

Rank Sector Weight
1 Technology 13.15%
2 Financials 9.51%
3 Healthcare 7.52%
4 Consumer Discretionary 6.79%
5 Communication Services 5.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KPLT icon
4401
Katapult Holdings
KPLT
$494M
$133K ﹤0.01%
5,553
-8,930
-62% -$276K
GHY
4402
PGIM Global High Yield Fund
GHY
$477M
$132K ﹤0.01%
12,500
– –
ERAS icon
4403
Erasca
ERAS
$6.21B
$131K ﹤0.01%
16,836
-94,108
-85% -$758K
SABR icon
4404
CALL
Sabre
SABR
$912M
$130K ﹤0.01%
25,300
– –
UONE icon
4405
Urban One Class A
UONE
$22.7M
$130K ﹤0.01%
2,453
+683
+39% +$38.2K
HIO
4406
Western Asset High Income Opportunity Fund
HIO
$332M
$129K ﹤0.01%
35,000
– –
BLUE
4407
PUT
DELISTED
bluebird bio
BLUE
$127K ﹤0.01%
1,000
– –
OABIW icon
4408
OmniAb Inc Warrant
OABIW
$28.1M
$127K ﹤0.01%
283,333
– –
SCTL
4409
DELISTED
Societal CDMO, Inc. Common Stock
SCTL
$126K ﹤0.01%
77,335
-134,201
-63% -$156K
ADVWW
4410
DELISTED
Advantage Solutions Warrant
ADVWW
$125K ﹤0.01%
1,253,037
+696,637
+125% +$221K
PEGRW
4411
DELISTED
Project Energy Reimagined Acquisition Corp. Warrant
PEGRW
$124K ﹤0.01%
1,237,500
– –
HT
4412
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
$124K ﹤0.01%
15,512
-42,065
-73% -$419K
FPH icon
4413
Five Point Holdings
FPH
$367M
$123K ﹤0.01%
47,006
+10,356
+28% +$37.9K
GORO icon
4414
Goldgroup Mining
GORO
$292M
$121K ﹤0.01%
73,408
-135,275
-65% -$229K
BTMWW
4415
DELISTED
Bitcoin Depot Inc Warrant
BTMWW
$120K ﹤0.01%
750,000
– –
LAW icon
4416
CS Disco
LAW
$271M
$120K ﹤0.01%
+12,010
New +$218K
SAMAW
4417
DELISTED
Schultze Special Purpose Acquisition Corp. II Warrant
SAMAW
$120K ﹤0.01%
742,500
– –
SKIL.WS
4418
DELISTED
Skillsoft Corp. Warrants, each whole warrant is exercisable for 1/20th of a share of Class A Common Stock at an exercise price of $230.00
SKIL.WS
$119K ﹤0.01%
+595,420
New +$281K
SABR icon
4419
Sabre
SABR
$912M
$117K ﹤0.01%
+22,684
New +$151K
INFU icon
4420
InfuSystem Holdings
INFU
$239M
$116K ﹤0.01%
16,623
-28,478
-63% -$239K
TCPC icon
4421
BlackRock TCP Capital
TCPC
$351M
$115K ﹤0.01%
10,562
-41,947
-80% -$545K
WKHS icon
4422
CALL
Workhorse Group
WKHS
$34.3M
$115K ﹤0.01%
13
– –
SLGCW
4423
DELISTED
SomaLogic, Inc. Warrant
SLGCW
$115K ﹤0.01%
261,125
+149,028
+133% +$99.2K
PNNT
4424
Pennant Park Investment Corp
PNNT
$249M
$114K ﹤0.01%
+20,903
New +$132K
NAGE
4425
Niagen Bioscience
NAGE
$259M
$114K ﹤0.01%
92,532
+25,208
+37% +$40.6K
175 176
177
178 179

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David Shaw's Q3 2022 Portfolio in Review

As of Q3 2022, David Shaw held 5,820 positions worth $83.7B, down 1.8% from $85.3B the previous quarter. Its ten largest holdings account for 8.7% of the portfolio.

David Shaw withdrew a net $3.66B in Q3 2022, closing 678 positions and reducing 1,597 holdings. Its most notable exit was iShares MSCI Emerging Markets ETF, an estimated $171M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.

Against the trend, David Shaw opened a new position in Prologis worth $66.1M.

  • David Shaw's largest Q3 2022 buy was Prologis: 650,725 shares worth $66.1M.
  • David Shaw added most to Visa in Q3 2022, an estimated $365M increase.
  • David Shaw's biggest Q3 2022 reduction was PayPal, cutting an estimated $520M.
  • David Shaw fully exited iShares MSCI Emerging Markets ETF in Q3 2022, selling an estimated $171M.
  • David Shaw's ten largest holdings make up 8.7% of its $83.7B portfolio in Q3 2022.
  • David Shaw opened 545 new positions and closed 678 in Q3 2022.
  • David Shaw's portfolio value fell 1.8% quarter-over-quarter to $83.7B.

Based on D.E. Shaw & Co's 13F filing for Q3 2022, filed 14 Nov 2022.