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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
-0.75%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$111B
AUM Growth
-$5.05B
Cap. Flow
-$8.92B
Cap. Flow %
-8.05%
Top 10 Hldgs %
9.24%
Holding
5,618
New
915
Increased
1,819
Reduced
1,634
Closed
695

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$757M
2
BABA icon
Alibaba
BABA
+$544M
3
BKNG icon
Booking.com
BKNG
+$475M
4
XLNX
Xilinx Inc
XLNX
+$377M
5
CAT icon
Caterpillar
CAT
+$285M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.07B
2
AMZN icon
Amazon
AMZN
+$486M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$443M
4
CRM icon
Salesforce
CRM
+$363M
5
QCOM icon
Qualcomm
QCOM
+$352M

Sector Composition

Rank Sector Weight
1 Technology 14.87%
2 Consumer Discretionary 9.92%
3 Healthcare 7.34%
4 Financials 7.06%
5 Communication Services 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVOP
4401
DELISTED
EVO Payments, Inc. Class A Common Stock
EVOP
$208K ﹤0.01%
8,802
-610
-6% -$16.2K
CNTA
4402
DELISTED
Centessa Pharmaceuticals
CNTA
$207K ﹤0.01%
+12,420
New +$257K
KALU icon
4403
Kaiser Aluminum
KALU
$2.49B
$207K ﹤0.01%
+1,902
New +$227K
BLNGU
4404
DELISTED
Belong Acquisition Corp. Units
BLNGU
$207K ﹤0.01%
+20,700
New +$205K
BXMT icon
4405
PUT
Blackstone Mortgage Trust
BXMT
$2.38B
$206K ﹤0.01%
+6,800
New +$216K
GEF icon
4406
Greif
GEF
$4.89B
$206K ﹤0.01%
+3,188
New +$197K
ESTA icon
4407
Establishment Labs
ESTA
$2.15B
$205K ﹤0.01%
2,870
-7,971
-74% -$587K
WMK icon
4408
Weis Markets
WMK
$1.76B
$205K ﹤0.01%
3,902
-411
-10% -$22.3K
ISD
4409
PGIM High Yield Bond Fund
ISD
$408M
$203K ﹤0.01%
12,500
– –
IIAC.WS
4410
DELISTED
Investindustrial Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class
IIAC.WS
$203K ﹤0.01%
157,013
-9,653
-6% -$12K
FDUS icon
4411
Fidus Investment
FDUS
$752M
$202K ﹤0.01%
11,607
-12,886
-53% -$224K
TNK icon
4412
Teekay Tankers
TNK
$3.19B
$202K ﹤0.01%
13,921
-41,099
-75% -$503K
ROAD icon
4413
Construction Partners
ROAD
$6.16B
$201K ﹤0.01%
6,011
-1,291
-18% -$42.4K
VOD icon
4414
PUT
Vodafone
VOD
$36.9B
$201K ﹤0.01%
+13,000
New +$215K
LGTY
4415
DELISTED
Logility Supply Chain Solutions, Inc. Common Stock
LGTY
$201K ﹤0.01%
8,467
-646
-7% -$14.9K
FUV
4416
DELISTED
Arcimoto, Inc. Common Stock
FUV
$201K ﹤0.01%
+880
New +$239K
TMAC.WS
4417
DELISTED
The Music Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
TMAC.WS
$201K ﹤0.01%
269,562
+144,562
+116% +$115K
PFTAU
4418
DELISTED
Perception Capital Corp. III Unit
PFTAU
$201K ﹤0.01%
+20,275
New +$202K
PTOCW
4419
DELISTED
Pine Technology Acquisition Corp. Warrant
PTOCW
$199K ﹤0.01%
284,945
+237,218
+497% +$179K
MNDT
4420
CALL
DELISTED
Mandiant, Inc. Common Stock
MNDT
$198K ﹤0.01%
11,100
– –
SIC
4421
DELISTED
Select Interior Concepts, Inc. Class A Common Stock
SIC
$197K ﹤0.01%
13,683
-33,245
-71% -$423K
FONR
4422
DELISTED
Fonar
FONR
$194K ﹤0.01%
12,563
-5,898
-32% -$100K
SPWH icon
4423
Sportsman's Warehouse
SPWH
$44.5M
$194K ﹤0.01%
+11,030
New +$195K
TH icon
4424
Target Hospitality
TH
$1.78B
$194K ﹤0.01%
51,996
-60,561
-54% -$223K
DALS
4425
DELISTED
DA32 Life Science Tech Acquisition Corp. Class A Common Stock
DALS
$194K ﹤0.01%
+19,776
New +$195K
175 176
177
178 179

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David Shaw's Q3 2021 Portfolio in Review

As of Q3 2021, David Shaw held 5,618 positions worth $111B, down 4.4% from $116B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw withdrew a net $8.92B in Q3 2021, closing 695 positions and reducing 1,634 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $228M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, David Shaw opened a new position in Sea Limited worth $206M.

  • David Shaw's largest Q3 2021 buy was Sea Limited: 645,697 shares worth $206M.
  • David Shaw added most to Activision Blizzard in Q3 2021, an estimated $757M increase.
  • David Shaw's biggest Q3 2021 reduction was Apple, cutting an estimated $1.07B.
  • David Shaw fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $228M.
  • David Shaw's ten largest holdings make up 9.2% of its $111B portfolio in Q3 2021.
  • David Shaw opened 915 new positions and closed 695 in Q3 2021.
  • David Shaw's portfolio value fell 4.4% quarter-over-quarter to $111B.

Based on D.E. Shaw & Co's 13F filing for Q3 2021, filed 15 Nov 2021.