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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+7.83%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$104B
AUM Growth
-$8.26B
Cap. Flow
-$18.3B
Cap. Flow %
-17.65%
Top 10 Hldgs %
9.93%
Holding
4,712
New
825
Increased
1,119
Reduced
1,773
Closed
730

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$862M
2
BIDU icon
Baidu
BIDU
+$752M
3
TME icon
Tencent Music
TME
+$426M
4
KO icon
Coca-Cola
KO
+$424M
5
NVDA icon
NVIDIA
NVDA
+$383M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$981M
2
WFC icon
Wells Fargo
WFC
+$673M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$574M
4
MRNA icon
Moderna
MRNA
+$442M
5
DD icon
DuPont de Nemours
DD
+$415M

Sector Composition

Rank Sector Weight
1 Technology 16.45%
2 Consumer Discretionary 10.49%
3 Communication Services 9.04%
4 Healthcare 8.89%
5 Financials 6.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WU icon
4401
CALL
Western Union
WU
$2.28B
– –
-117,100
Closed -$2.57M
WW
4402
PUT
DELISTED
WW International
WW
– –
-10,000
Closed -$244K
XHR
4403
Xenia Hotels & Resorts
XHR
$1.79B
– –
-123,087
Closed -$1.87M
XLU icon
4404
State Street Utilities Select Sector SPDR ETF
XLU
$22.2B
– –
-113,600
Closed -$3.56M
XOMA
4405
DELISTED
Xoma
XOMA
– –
-4,816
Closed -$213K
XP icon
4406
XP
XP
$8.53B
– –
-62,938
Closed -$2.5M
XRX icon
4407
CALL
Xerox
XRX
$381M
– –
-129,500
Closed -$3M
YETI icon
4408
PUT
Yeti Holdings
YETI
$3.19B
– –
-120,400
Closed -$8.24M
YEXT icon
4409
PUT
Yext
YEXT
$637M
– –
-122,600
Closed -$1.93M
YUM icon
4410
CALL
Yum! Brands
YUM
$41.8B
– –
-45,000
Closed -$4.88M
YUM icon
4411
PUT
Yum! Brands
YUM
$41.8B
– –
-39,400
Closed -$4.28M
ZION icon
4412
PUT
Zions Bancorporation
ZION
$9.95B
– –
-46,500
Closed -$2.02M
ZTO icon
4413
ZTO Express
ZTO
$16.2B
– –
-28,267
Closed -$923K
ZTS icon
4414
CALL
Zoetis
ZTS
$32.1B
– –
-14,700
Closed -$2.43M
AMBR
4415
Amber International Holding Ltd
AMBR
$92M
– –
-4,466
Closed -$381K
SEI
4416
Solaris Energy Infrastructure
SEI
$3.51B
– –
-101,883
Closed -$829K
ONC
4417
BeOne Medicines Ltd
ONC
$42.4B
– –
-51,120
Closed -$13.2M
JOYY
4418
CALL
JOYY Inc
JOYY
$3.71B
– –
-29,200
Closed -$2.33M
BCPC
4419
Balchem Corp
BCPC
$5.78B
– –
-9,940
Closed -$1.15M
BERY
4420
CALL
DELISTED
Berry Global Group, Inc.
BERY
– –
-32,670
Closed -$1.69M
BERY
4421
PUT
DELISTED
Berry Global Group, Inc.
BERY
– –
-51,401
Closed -$2.65M
ENZ
4422
DELISTED
Enzo Biochem, Inc.
ENZ
– –
-15,275
Closed -$38K
ACCD
4423
DELISTED
Accolade Inc
ACCD
– –
-36,092
Closed -$1.57M
ITCI
4424
CALL
DELISTED
Intra-Cellular Therapies Inc.
ITCI
– –
-25,000
Closed -$795K
INFN
4425
DELISTED
Infinera Corporation Common Stock
INFN
– –
-137,699
Closed -$1.44M
175 176
177
178 179

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David Shaw's Q1 2021 Portfolio in Review

As of Q1 2021, David Shaw held 4,712 positions worth $104B, down 7.4% from $112B the previous quarter. Its ten largest holdings account for 9.9% of the portfolio.

David Shaw withdrew a net $18.3B in Q1 2021, closing 730 positions and reducing 1,773 holdings. Its most notable exit was AstraZeneca, an estimated $214M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Communication Services.

Against the trend, David Shaw opened a new position in Baidu worth $627M.

  • David Shaw's largest Q1 2021 buy was Baidu: 2,881,724 shares worth $627M.
  • David Shaw added most to Tesla in Q1 2021, an estimated $862M increase.
  • David Shaw's biggest Q1 2021 reduction was Amazon, cutting an estimated $981M.
  • David Shaw fully exited AstraZeneca in Q1 2021, selling an estimated $214M.
  • David Shaw's ten largest holdings make up 9.9% of its $104B portfolio in Q1 2021.
  • David Shaw opened 825 new positions and closed 730 in Q1 2021.
  • David Shaw's portfolio value fell 7.4% quarter-over-quarter to $104B.

Based on D.E. Shaw & Co's 13F filing for Q1 2021, filed 17 May 2021.