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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+3.98%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$77.8B
AUM Growth
+$562M
Cap. Flow
-$1.46B
Cap. Flow %
-1.88%
Top 10 Hldgs %
10.8%
Holding
4,575
New
517
Increased
1,382
Reduced
1,468
Closed
614

Top Buys

Rank Stock Value
1
IBM icon
IBM
IBM
+$339M
2
JRVR icon
James River Group Holdings
JRVR
+$309M
3
PSX icon
Phillips 66
PSX
+$252M
4
LYB icon
LyondellBasell Industries
LYB
+$251M
5
DD icon
DuPont de Nemours
DD
+$250M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$693M
2
BABA icon
Alibaba
BABA
+$408M
3
BKNG icon
Booking.com
BKNG
+$406M
4
YHOO
Yahoo Inc
YHOO
+$284M
5
MU icon
Micron Technology
MU
+$265M

Sector Composition

Rank Sector Weight
1 Technology 8.71%
2 Energy 8.64%
3 Consumer Discretionary 8.27%
4 Healthcare 7.23%
5 Communication Services 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSL
4401
PUT
DELISTED
Trina Solar Limited
TSL
– –
-50,000
Closed -$604K
HAR
4402
DELISTED
Harman International Industries
HAR
– –
-5,800
Closed -$597K
HAR
4403
PUT
DELISTED
Harman International Industries
HAR
– –
-52,200
Closed -$5.12M
ISIL
4404
DELISTED
Intersil Corp
ISIL
– –
-13,419
Closed -$178K
ISIL
4405
PUT
DELISTED
Intersil Corp
ISIL
– –
-22,000
Closed -$313K
TMH
4406
DELISTED
Team Health Holdings Inc
TMH
– –
-18,179
Closed -$1.05M
GGP
4407
DELISTED
GGP Inc.
GGP
– –
-140,402
Closed -$3.31M
MEG
4408
DELISTED
Media General, Inc
MEG
– –
-44,613
Closed -$585K
ININ
4409
PUT
DELISTED
Interactive Intelligence Group, inc.
ININ
– –
-7,600
Closed -$318K
AEGR
4410
PUT
DELISTED
Aegerion Pharmaceuticals
AEGR
– –
-94,400
Closed -$3.15M
N
4411
CALL
DELISTED
Netsuite Inc
N
– –
-27,400
Closed -$2.45M
N
4412
PUT
DELISTED
Netsuite Inc
N
– –
-20,000
Closed -$1.79M
PTX
4413
DELISTED
Pernix Therapeutics Holdings, Inc.
PTX
– –
-2,897
Closed -$222K
EPIQ
4414
DELISTED
EPIQ SYSTEMS INC
EPIQ
– –
-20,808
Closed -$365K
OUTR
4415
CALL
DELISTED
OUTERWALL INC
OUTR
– –
-10,000
Closed -$561K
FCS
4416
CALL
DELISTED
FAIRCHILD SEMICONDUCTOR INTL INC COMMON
FCS
– –
-40,000
Closed -$621K
MFRM
4417
DELISTED
MATTRESS FIRM HLDG CORP COM STK (DE)
MFRM
– –
-10,539
Closed -$656K
ASEI
4418
DELISTED
AMER SCIENCE & ENGR INC.
ASEI
– –
-3,905
Closed -$216K
RDEN
4419
DELISTED
ELIZABETH ARDEN INC
RDEN
– –
-10,060
Closed -$168K
RDEN
4420
PUT
DELISTED
ELIZABETH ARDEN INC
RDEN
– –
-30,000
Closed -$502K
ESI
4421
PUT
DELISTED
ITT EDUCATIONAL SERVICES INC
ESI
– –
-22,300
Closed -$96K
WPG
4422
CALL
DELISTED
Washington Prime Group Inc.
WPG
– –
-1,111
Closed -$175K
MESG
4423
PUT
DELISTED
XURA INC COM (DE)
MESG
– –
-30,000
Closed -$670K
MKTO
4424
PUT
DELISTED
MARKETO INC COM STK (DE)
MKTO
– –
-62,600
Closed -$2.02M
SQI
4425
DELISTED
SCIQUEST, INC. COMMON STOCK
SQI
– –
-30,202
Closed -$454K
175 176
177
178 179

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David Shaw's Q4 2014 Portfolio in Review

As of Q4 2014, David Shaw held 4,575 positions worth $77.8B, up 0.73% from $77.2B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

David Shaw's Q4 2014 filing shows 517 new, 1,382 increased, 1,468 reduced and 614 closed positions. Its largest new stake was James River Group Holdings: 14,047,238 shares worth $320M. The largest sale was Apple, an estimated $693M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 9.2% a quarter earlier, followed by Energy and Consumer Discretionary.

  • David Shaw's largest Q4 2014 buy was James River Group Holdings: 14,047,238 shares worth $320M.
  • David Shaw added most to IBM in Q4 2014, an estimated $339M increase.
  • David Shaw's biggest Q4 2014 reduction was Apple, cutting an estimated $693M.
  • David Shaw fully exited TIM HORTONS INC COM, CANADA in Q4 2014, selling an estimated $110M.
  • David Shaw's ten largest holdings make up 11% of its $77.8B portfolio in Q4 2014.
  • David Shaw opened 517 new positions and closed 614 in Q4 2014.
  • David Shaw's portfolio value rose 0.73% quarter-over-quarter to $77.8B.

Based on D.E. Shaw & Co's 13F filing for Q4 2014, filed 17 Feb 2015.