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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
-1.54%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$83.7B
AUM Growth
-$1.57B
Cap. Flow
-$3.66B
Cap. Flow %
-4.37%
Top 10 Hldgs %
8.74%
Holding
5,820
New
545
Increased
1,802
Reduced
1,597
Closed
678

Top Buys

Rank Stock Value
1
V icon
Visa
V
+$365M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$307M
3
ADBE icon
Adobe
ADBE
+$250M
4
NVDA icon
NVIDIA
NVDA
+$242M
5
CRM icon
Salesforce
CRM
+$240M

Top Sells

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$520M
2
XOM icon
ExxonMobil
XOM
+$372M
3
BAC icon
Bank of America
BAC
+$271M
4
NFLX icon
Netflix
NFLX
+$172M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$171M

Sector Composition

Rank Sector Weight
1 Technology 13.15%
2 Financials 9.51%
3 Healthcare 7.52%
4 Consumer Discretionary 6.79%
5 Communication Services 5.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALHC icon
4376
Alignment Healthcare
ALHC
$2.82B
$158K ﹤0.01%
+13,304
New +$194K
SFIX
4377
CALL
Stitch Fix
SFIX
$423M
$158K ﹤0.01%
40,000
– –
DCH
4378
Dauch Corp
DCH
$1.53B
$157K ﹤0.01%
22,939
-34,720
-60% -$313K
GBDC icon
4379
Golub Capital BDC
GBDC
$3.4B
$157K ﹤0.01%
12,667
-56,605
-82% -$770K
MX icon
4380
Magnachip Semiconductor
MX
$119M
$157K ﹤0.01%
15,287
+2,983
+24% +$39.1K
BIG
4381
DELISTED
Big Lots, Inc.
BIG
$156K ﹤0.01%
+10,000
New +$215K
SPRY icon
4382
ARS Pharmaceuticals
SPRY
$569M
$155K ﹤0.01%
29,289
-62,834
-68% -$310K
AMYT
4383
DELISTED
Amryt Pharma plc American Depositary Shares
AMYT
$155K ﹤0.01%
22,428
+12,415
+124% +$92.6K
CTOS.WS
4384
DELISTED
Custom Truck One Source, Inc. Warrants, exerciseable for Common Stock
CTOS.WS
$153K ﹤0.01%
227,739
+11,073
+5% +$7.15K
VCXB
4385
DELISTED
10X Capital Venture Acquisition Corp III
VCXB
$152K ﹤0.01%
15,099
-1,091,373
-99% -$11M
HCVIW
4386
DELISTED
Hennessy Capital Investment Corp. VI Warrant
HCVIW
$149K ﹤0.01%
990,000
– –
TRTL.WS
4387
DELISTED
TortoiseEcofin Acquisition Corp. III Warrant, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
TRTL.WS
$149K ﹤0.01%
742,500
– –
SLVRW
4388
DELISTED
SilverSPAC Inc. Warrant
SLVRW
$149K ﹤0.01%
825,000
– –
CMRC
4389
CALL
Commerce.com Inc Series 1
CMRC
$193M
$148K ﹤0.01%
10,000
– –
RKLB icon
4390
Rocket Lab Corp
RKLB
$42.8B
$147K ﹤0.01%
36,159
-757,300
-95% -$3.74M
FLNT
4391
Fluent
FLNT
$126M
$146K ﹤0.01%
17,988
+3,647
+25% +$30.9K
CRMD icon
4392
CorMedix
CRMD
$667M
$145K ﹤0.01%
51,349
+37,529
+272% +$156K
DCFC
4393
DELISTED
Tritium DCFC Limited Ordinary Shares
DCFC
$145K ﹤0.01%
+227
New +$284K
ISD
4394
PGIM High Yield Bond Fund
ISD
$413M
$144K ﹤0.01%
12,500
– –
BKKT icon
4395
Bakkt Inc
BKKT
$389M
$143K ﹤0.01%
+2,509
New +$168K
VRM icon
4396
CALL
Vroom Inc
VRM
$49.2M
$143K ﹤0.01%
1,546
– –
FSTR icon
4397
Foster
FSTR
$401M
$139K ﹤0.01%
14,194
-18,870
-57% -$247K
DISH
4398
PUT
DELISTED
DISH Network Corp.
DISH
$138K ﹤0.01%
10,000
– –
GAIN icon
4399
Gladstone Investment Corp
GAIN
$657M
$137K ﹤0.01%
+11,361
New +$163K
AVYA
4400
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$136K ﹤0.01%
85,792
-551,516
-87% -$875K
174 175
176
177 178

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David Shaw's Q3 2022 Portfolio in Review

As of Q3 2022, David Shaw held 5,820 positions worth $83.7B, down 1.8% from $85.3B the previous quarter. Its ten largest holdings account for 8.7% of the portfolio.

David Shaw withdrew a net $3.66B in Q3 2022, closing 678 positions and reducing 1,597 holdings. Its most notable exit was iShares MSCI Emerging Markets ETF, an estimated $171M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.

Against the trend, David Shaw opened a new position in Prologis worth $66.1M.

  • David Shaw's largest Q3 2022 buy was Prologis: 650,725 shares worth $66.1M.
  • David Shaw added most to Visa in Q3 2022, an estimated $365M increase.
  • David Shaw's biggest Q3 2022 reduction was PayPal, cutting an estimated $520M.
  • David Shaw fully exited iShares MSCI Emerging Markets ETF in Q3 2022, selling an estimated $171M.
  • David Shaw's ten largest holdings make up 8.7% of its $83.7B portfolio in Q3 2022.
  • David Shaw opened 545 new positions and closed 678 in Q3 2022.
  • David Shaw's portfolio value fell 1.8% quarter-over-quarter to $83.7B.

Based on D.E. Shaw & Co's 13F filing for Q3 2022, filed 14 Nov 2022.