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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
-0.75%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$111B
AUM Growth
-$5.05B
Cap. Flow
-$8.92B
Cap. Flow %
-8.05%
Top 10 Hldgs %
9.24%
Holding
5,618
New
915
Increased
1,819
Reduced
1,634
Closed
695

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$757M
2
BABA icon
Alibaba
BABA
+$544M
3
BKNG icon
Booking.com
BKNG
+$475M
4
XLNX
Xilinx Inc
XLNX
+$377M
5
CAT icon
Caterpillar
CAT
+$285M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.07B
2
AMZN icon
Amazon
AMZN
+$486M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$443M
4
CRM icon
Salesforce
CRM
+$363M
5
QCOM icon
Qualcomm
QCOM
+$352M

Sector Composition

Rank Sector Weight
1 Technology 14.87%
2 Consumer Discretionary 9.92%
3 Healthcare 7.34%
4 Financials 7.06%
5 Communication Services 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BUR icon
4376
Burford Capital
BUR
$946M
$217K ﹤0.01%
+19,733
New +$219K
PAX icon
4377
Patria Investments
PAX
$1.85B
$217K ﹤0.01%
13,269
-18,516
-58% -$301K
MAQCW
4378
DELISTED
Maquia Capital Acquisition Corporation Warrant
MAQCW
$217K ﹤0.01%
+395,000
New +$217K
DISAW
4379
DELISTED
Disruptive Acquisition Corporation I Warrant
DISAW
$217K ﹤0.01%
+333,333
New +$278K
SFE
4380
DELISTED
Safeguard Scientifics, Inc.
SFE
$216K ﹤0.01%
24,304
-15,805
-39% -$127K
STFC
4381
DELISTED
State Auto Financial Corp
STFC
$216K ﹤0.01%
4,248
-79,726
-95% -$3.78M
INFU icon
4382
InfuSystem Holdings
INFU
$238M
$215K ﹤0.01%
+16,538
New +$270K
PRPB.WS
4383
DELISTED
CC Neuberger Principal Holdings II Redeemable warrants, each whole warrant exercisable for one Class
PRPB.WS
$215K ﹤0.01%
212,500
– –
PSO icon
4384
Pearson
PSO
$10B
$214K ﹤0.01%
+22,176
New +$241K
CVIIW
4385
DELISTED
Churchill Capital Corp VII Warrants
CVIIW
$214K ﹤0.01%
232,985
+222,985
+2,230% +$249K
MMX
4386
DELISTED
Maverix Metals Inc. Common Shares
MMX
$214K ﹤0.01%
47,832
-77,386
-62% -$370K
BVS icon
4387
Bioventus
BVS
$958M
$213K ﹤0.01%
+15,024
New +$231K
UAVS icon
4388
AgEagle Aerial Systems
UAVS
$67.9M
$213K ﹤0.01%
71
+53
+294% +$197K
AFI
4389
DELISTED
Armstrong Flooring, Inc.
AFI
$212K ﹤0.01%
67,677
-9,740
-13% -$40K
AGNC icon
4390
AGNC Investment
AGNC
$13B
$211K ﹤0.01%
13,371
-600
-4% -$9.72K
BBD icon
4391
PUT
Banco Bradesco
BBD
$34.3B
$211K ﹤0.01%
60,500
– –
XBIT icon
4392
XBiotech
XBIT
$70.4M
$211K ﹤0.01%
16,282
-4,647
-22% -$74K
CARG icon
4393
CarGurus
CARG
$3.31B
$210K ﹤0.01%
+6,700
New +$195K
CUBI icon
4394
Customers Bancorp
CUBI
$2.67B
$210K ﹤0.01%
4,880
-3,357
-41% -$131K
GBIO
4395
DELISTED
Generation Bio
GBIO
$210K ﹤0.01%
836
-11,679
-93% -$2.8M
IEA
4396
DELISTED
Infrastructure and Energy Alternatives, Inc. Common Stock
IEA
$210K ﹤0.01%
+18,352
New +$225K
BXP icon
4397
Boston Properties
BXP
$11.2B
$209K ﹤0.01%
+1,928
New +$220K
RACE icon
4398
CALL
Ferrari
RACE
$74.6B
$209K ﹤0.01%
1,000
– –
TRTN
4399
DELISTED
Triton International Limited
TRTN
$209K ﹤0.01%
4,024
-65,891
-94% -$3.42M
BGB
4400
Blackstone Strategic Credit 2027 Term Fund
BGB
$504M
$208K ﹤0.01%
15,000
– –
174 175
176
177 178

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David Shaw's Q3 2021 Portfolio in Review

As of Q3 2021, David Shaw held 5,618 positions worth $111B, down 4.4% from $116B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw withdrew a net $8.92B in Q3 2021, closing 695 positions and reducing 1,634 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $228M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, David Shaw opened a new position in Sea Limited worth $206M.

  • David Shaw's largest Q3 2021 buy was Sea Limited: 645,697 shares worth $206M.
  • David Shaw added most to Activision Blizzard in Q3 2021, an estimated $757M increase.
  • David Shaw's biggest Q3 2021 reduction was Apple, cutting an estimated $1.07B.
  • David Shaw fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $228M.
  • David Shaw's ten largest holdings make up 9.2% of its $111B portfolio in Q3 2021.
  • David Shaw opened 915 new positions and closed 695 in Q3 2021.
  • David Shaw's portfolio value fell 4.4% quarter-over-quarter to $111B.

Based on D.E. Shaw & Co's 13F filing for Q3 2021, filed 15 Nov 2021.