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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+3.98%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$77.8B
AUM Growth
+$562M
Cap. Flow
-$1.46B
Cap. Flow %
-1.88%
Top 10 Hldgs %
10.8%
Holding
4,575
New
517
Increased
1,382
Reduced
1,468
Closed
614

Top Buys

Rank Stock Value
1
IBM icon
IBM
IBM
+$339M
2
JRVR icon
James River Group Holdings
JRVR
+$309M
3
PSX icon
Phillips 66
PSX
+$252M
4
LYB icon
LyondellBasell Industries
LYB
+$251M
5
DD icon
DuPont de Nemours
DD
+$250M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$693M
2
BABA icon
Alibaba
BABA
+$408M
3
BKNG icon
Booking.com
BKNG
+$406M
4
YHOO
Yahoo Inc
YHOO
+$284M
5
MU icon
Micron Technology
MU
+$265M

Sector Composition

Rank Sector Weight
1 Technology 8.71%
2 Energy 8.64%
3 Consumer Discretionary 8.27%
4 Healthcare 7.23%
5 Communication Services 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DYN
4376
CALL
DELISTED
Dynegy, Inc.
DYN
– –
-16,700
Closed -$482K
LVNTA
4377
CALL
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
– –
-10,000
Closed -$380K
TIME
4378
CALL
DELISTED
Time Inc.
TIME
– –
-12,480
Closed -$292K
TESO
4379
DELISTED
Tesco Corp
TESO
– –
-29,906
Closed -$594K
ABCO
4380
CALL
DELISTED
Advisory Board Co
ABCO
– –
-13,300
Closed -$620K
ABCO
4381
PUT
DELISTED
Advisory Board Co
ABCO
– –
-20,600
Closed -$960K
RICE
4382
DELISTED
Rice Energy Inc.
RICE
– –
-12,900
Closed -$343K
PRXL
4383
CALL
DELISTED
Parexel International Corp
PRXL
– –
-6,500
Closed -$410K
PRXL
4384
PUT
DELISTED
Parexel International Corp
PRXL
– –
-6,900
Closed -$435K
FUEL
4385
CALL
DELISTED
Rocket Fuel Inc.
FUEL
– –
-55,100
Closed -$871K
FUEL
4386
PUT
DELISTED
Rocket Fuel Inc.
FUEL
– –
-17,000
Closed -$269K
NSR
4387
PUT
DELISTED
Neustar Inc
NSR
– –
-20,000
Closed -$497K
ENOC
4388
CALL
DELISTED
EnerNOC, Inc.
ENOC
– –
-20,000
Closed -$339K
ENOC
4389
DELISTED
EnerNOC, Inc.
ENOC
– –
-13,918
Closed -$236K
RAI
4390
DELISTED
Reynolds American Inc
RAI
– –
-33,264
Closed -$1.05M
KCG
4391
CALL
DELISTED
KCG Holdings, Inc.
KCG
– –
-21,500
Closed -$218K
WILN
4392
DELISTED
Wi-LAN Inc.
WILN
– –
-12,000
Closed -$43K
CACB
4393
DELISTED
Cascade Bancorp
CACB
– –
-13,743
Closed -$69K
UTEK
4394
CALL
DELISTED
Ultratech Inc.
UTEK
– –
-24,500
Closed -$557K
INVN
4395
CALL
DELISTED
Invensense Inc
INVN
– –
-19,000
Closed -$375K
ZLTQ
4396
DELISTED
ZELTIQ Aesthetics, Inc.
ZLTQ
– –
-47,778
Closed -$1.08M
ADPT
4397
DELISTED
Adeptus Health Inc
ADPT
– –
-10,000
Closed -$249K
KZ
4398
PUT
DELISTED
KongZhong Corporation
KZ
– –
-30,000
Closed -$196K
TSL
4399
CALL
DELISTED
Trina Solar Limited
TSL
– –
-50,000
Closed -$604K
TSL
4400
DELISTED
Trina Solar Limited
TSL
– –
-164,799
Closed -$1.99M
174 175
176
177 178

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David Shaw's Q4 2014 Portfolio in Review

As of Q4 2014, David Shaw held 4,575 positions worth $77.8B, up 0.73% from $77.2B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

David Shaw's Q4 2014 filing shows 517 new, 1,382 increased, 1,468 reduced and 614 closed positions. Its largest new stake was James River Group Holdings: 14,047,238 shares worth $320M. The largest sale was Apple, an estimated $693M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 9.2% a quarter earlier, followed by Energy and Consumer Discretionary.

  • David Shaw's largest Q4 2014 buy was James River Group Holdings: 14,047,238 shares worth $320M.
  • David Shaw added most to IBM in Q4 2014, an estimated $339M increase.
  • David Shaw's biggest Q4 2014 reduction was Apple, cutting an estimated $693M.
  • David Shaw fully exited TIM HORTONS INC COM, CANADA in Q4 2014, selling an estimated $110M.
  • David Shaw's ten largest holdings make up 11% of its $77.8B portfolio in Q4 2014.
  • David Shaw opened 517 new positions and closed 614 in Q4 2014.
  • David Shaw's portfolio value rose 0.73% quarter-over-quarter to $77.8B.

Based on D.E. Shaw & Co's 13F filing for Q4 2014, filed 17 Feb 2015.