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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
-14.3%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$85.3B
AUM Growth
-$21.5B
Cap. Flow
-$8.25B
Cap. Flow %
-9.67%
Top 10 Hldgs %
8.52%
Holding
6,080
New
595
Increased
1,779
Reduced
1,835
Closed
791

Sector Composition

Rank Sector Weight
1 Technology 12.38%
2 Financials 10.48%
3 Healthcare 7.82%
4 Consumer Discretionary 7.11%
5 Communication Services 5.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
VHI icon
4351
Valhi
VHI
$509M
$213K ﹤0.01%
+4,690
New +$187K
EQRXW
4352
DELISTED
EQRx, Inc. Warrant
EQRXW
$213K ﹤0.01%
250,000
NNN icon
4353
NNN REIT
NNN
$8.85B
$212K ﹤0.01%
4,924
-148,508
-97% -$6.53M
KBAL
4354
DELISTED
Kimball International
KBAL
$212K ﹤0.01%
27,598
-16,198
-37% -$133K
ESTE
4355
CALL
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
$212K ﹤0.01%
+15,500
New +$244K
AXTI icon
4356
AXT Inc
AXTI
$4.42B
$211K ﹤0.01%
36,071
-7,802
-18% -$46K
BMRC icon
4357
Bank of Marin Bancorp
BMRC
$435M
$211K ﹤0.01%
6,653
-9,996
-60% -$323K
QURE icon
4358
uniQure
QURE
$3.54B
$211K ﹤0.01%
+11,300
New +$180K
TG icon
4359
Tredegar Corp
TG
$276M
$211K ﹤0.01%
21,087
-9,194
-30% -$107K
GACQW
4360
DELISTED
Global Consumer Acquisition Corp. Warrant
GACQW
$210K ﹤0.01%
840,000
CPRI icon
4361
Capri Holdings
CPRI
$1.51B
$209K ﹤0.01%
5,094
+1,094
+27% +$50.9K
WSC icon
4362
WillScot Mobile Mini Holdings
WSC
$3.85B
$208K ﹤0.01%
6,431
+600
+10% +$21.2K
IRNT
4363
DELISTED
IronNet, Inc.
IRNT
$208K ﹤0.01%
+93,929
New +$265K
IPOF.WS
4364
DELISTED
Social Capital Hedosophia Holdings Corp. VI Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOF.WS
$208K ﹤0.01%
433,098
APLS
4365
DELISTED
Apellis Pharmaceuticals
APLS
$207K ﹤0.01%
4,570
-28,464
-86% -$1.3M
UPWK icon
4366
PUT
Upwork
UPWK
$1.09B
$207K ﹤0.01%
10,000
-40,000
-80% -$786K
ITI
4367
DELISTED
Iteris, Inc.
ITI
$207K ﹤0.01%
71,737
-89,499
-56% -$249K
ALX
4368
Alexander's
ALX
$1.38B
$206K ﹤0.01%
926
-947
-51% -$229K
FBIZ icon
4369
First Business Financial Services
FBIZ
$586M
$206K ﹤0.01%
+6,613
New +$221K
GES
4370
PUT
DELISTED
Guess Inc
GES
$206K ﹤0.01%
12,100
-85,700
-88% -$1.78M
LFVN icon
4371
LifeVantage
LFVN
$86.3M
$206K ﹤0.01%
47,415
USPH icon
4372
US Physical Therapy
USPH
$1.15B
$206K ﹤0.01%
+1,885
New +$200K
SLVRW
4373
DELISTED
SilverSPAC Inc. Warrant
SLVRW
$206K ﹤0.01%
825,000
ALG icon
4374
Alamo Group
ALG
$1.97B
$205K ﹤0.01%
1,761
-1,486
-46% -$182K
AAIC
4375
DELISTED
Arlington Asset Investment Corp.
AAIC
$205K ﹤0.01%
63,177
-11,342
-15% -$37.8K

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David Shaw's Q2 2022 Portfolio in Review

As of Q2 2022, David Shaw held 6,080 positions worth $85.3B, down 20% from $107B the previous quarter. Its ten largest holdings account for 8.5% of the portfolio.

David Shaw withdrew a net $8.25B in Q2 2022, closing 791 positions and reducing 1,835 holdings. Its most notable exit was Dominion Energy, Inc. 2019 Series A Corporate Units, an estimated $64.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

Against the trend, David Shaw opened a new position in iShares MSCI Emerging Markets ETF worth $171M.

  • David Shaw's largest Q2 2022 buy was iShares MSCI Emerging Markets ETF: 4,273,656 shares worth $171M.
  • David Shaw added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q2 2022, an estimated $510M increase.
  • David Shaw's biggest Q2 2022 reduction was Marathon Petroleum, cutting an estimated $573M.
  • David Shaw fully exited Dominion Energy, Inc. 2019 Series A Corporate Units in Q2 2022, selling an estimated $64.1M.
  • David Shaw's ten largest holdings make up 8.5% of its $85.3B portfolio in Q2 2022.
  • David Shaw opened 595 new positions and closed 791 in Q2 2022.
  • David Shaw's portfolio value fell 20% quarter-over-quarter to $85.3B.

Based on D.E. Shaw & Co's 13F filing for Q2 2022, filed 15 Aug 2022.