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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$121B
AUM Growth
+$9.79B
Cap. Flow
-$942M
Cap. Flow %
-0.78%
Top 10 Hldgs %
9.24%
Holding
5,958
New
1,032
Increased
1,969
Reduced
1,595
Closed
616

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$986M
2
SE icon
Sea Limited
SE
+$480M
3
SNOW icon
Snowflake
SNOW
+$441M
4
C icon
Citigroup
C
+$422M
5
ORCL icon
Oracle
ORCL
+$393M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$575M
2
AAPL icon
Apple
AAPL
+$515M
3
MA icon
Mastercard
MA
+$506M
4
DIS icon
Walt Disney
DIS
+$447M
5
BABA icon
Alibaba
BABA
+$434M

Sector Composition

Rank Sector Weight
1 Technology 13.97%
2 Consumer Discretionary 9.19%
3 Financials 7.48%
4 Healthcare 7.05%
5 Communication Services 6.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HLGN.WS
4351
DELISTED
Heliogen, Inc. Redeemable Warrants, Each whole warrant is exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50
HLGN.WS
$420K ﹤0.01%
+246,979
New +$420K
SPOK icon
4352
Spok Holdings
SPOK
$221M
$419K ﹤0.01%
44,921
-20,333
-31% -$200K
ITI
4353
DELISTED
Iteris, Inc.
ITI
$417K ﹤0.01%
+104,042
New +$503K
AMN icon
4354
AMN Healthcare
AMN
$1.31B
$416K ﹤0.01%
+3,402
New +$378K
COOP
4355
PUT
DELISTED
Mr. Cooper
COOP
$416K ﹤0.01%
10,000
– –
GO icon
4356
Grocery Outlet
GO
$1.2B
$414K ﹤0.01%
14,640
+1,747
+14% +$44.9K
KMB icon
4357
CALL
Kimberly-Clark
KMB
$36.9B
$414K ﹤0.01%
2,900
– –
GP
4358
GreenPower Motor Co
GP
$14.2M
$413K ﹤0.01%
+4,355
New +$564K
FFAI
4359
Faraday Future Intelligent Electric
FFAI
$10.7M
– –
0
– –
RAMMW
4360
DELISTED
Aries I Acquisition Corporation
RAMMW
$411K ﹤0.01%
533,500
– –
AVLR
4361
DELISTED
Avalara, Inc.
AVLR
$411K ﹤0.01%
3,186
+1,444
+83% +$225K
GRPN icon
4362
PUT
Groupon
GRPN
$797M
$410K ﹤0.01%
17,700
-13,500
-43% -$315K
OBK icon
4363
Origin Bancorp
OBK
$1.63B
$410K ﹤0.01%
+9,548
New +$419K
FSS icon
4364
Federal Signal
FSS
$7.36B
$408K ﹤0.01%
+9,415
New +$409K
NWG icon
4365
NatWest
NWG
$74.9B
$407K ﹤0.01%
123,897
-36,661
-23% -$238K
ANDE icon
4366
Andersons Inc
ANDE
$2.24B
$406K ﹤0.01%
10,481
-5,324
-34% -$187K
NUS icon
4367
PUT
Nu Skin
NUS
$236M
$406K ﹤0.01%
8,000
– –
SPFI icon
4368
South Plains Financial
SPFI
$823M
$406K ﹤0.01%
14,591
+1,858
+15% +$48.3K
BRBR icon
4369
BellRing Brands
BRBR
$1.25B
$405K ﹤0.01%
14,192
+4,824
+51% +$126K
LPSN icon
4370
LivePerson
LPSN
$34.2M
$404K ﹤0.01%
+755
New +$524K
DQ
4371
PUT
Daqo New Energy
DQ
$962M
$403K ﹤0.01%
10,000
-100,000
-91% -$5.81M
PKE icon
4372
Park Aerospace
PKE
$707M
$403K ﹤0.01%
30,550
+9,324
+44% +$125K
FBP icon
4373
First Bancorp
FBP
$4.27B
$402K ﹤0.01%
29,186
-181,012
-86% -$2.49M
NC icon
4374
NACCO Industries
NC
$313M
$402K ﹤0.01%
11,070
-1,710
-13% -$55.3K
BKR icon
4375
Baker Hughes
BKR
$61.4B
$401K ﹤0.01%
+16,648
New +$411K
173 174
175
176 177

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David Shaw's Q4 2021 Portfolio in Review

As of Q4 2021, David Shaw held 5,958 positions worth $121B, up 8.8% from $111B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw's Q4 2021 filing shows 1,032 new, 1,969 increased, 1,595 reduced and 616 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B. The largest sale was Microsoft, an estimated $575M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Consumer Discretionary and Financials.

  • David Shaw's largest Q4 2021 buy was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B.
  • David Shaw added most to Sea Limited in Q4 2021, an estimated $480M increase.
  • David Shaw's biggest Q4 2021 reduction was Microsoft, cutting an estimated $575M.
  • David Shaw fully exited Aon in Q4 2021, selling an estimated $179M.
  • David Shaw's ten largest holdings make up 9.2% of its $121B portfolio in Q4 2021.
  • David Shaw opened 1,032 new positions and closed 616 in Q4 2021.
  • David Shaw's portfolio value rose 8.8% quarter-over-quarter to $121B.

Based on D.E. Shaw & Co's 13F filing for Q4 2021, filed 14 Feb 2022.