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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+3.98%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$77.8B
AUM Growth
+$562M
Cap. Flow
-$1.46B
Cap. Flow %
-1.88%
Top 10 Hldgs %
10.8%
Holding
4,575
New
517
Increased
1,382
Reduced
1,468
Closed
614

Top Buys

Rank Stock Value
1
IBM icon
IBM
IBM
+$339M
2
JRVR icon
James River Group Holdings
JRVR
+$309M
3
PSX icon
Phillips 66
PSX
+$252M
4
LYB icon
LyondellBasell Industries
LYB
+$251M
5
DD icon
DuPont de Nemours
DD
+$250M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$693M
2
BABA icon
Alibaba
BABA
+$408M
3
BKNG icon
Booking.com
BKNG
+$406M
4
YHOO
Yahoo Inc
YHOO
+$284M
5
MU icon
Micron Technology
MU
+$265M

Sector Composition

Rank Sector Weight
1 Technology 8.71%
2 Energy 8.64%
3 Consumer Discretionary 8.27%
4 Healthcare 7.23%
5 Communication Services 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PES
4351
CALL
DELISTED
Pioneer Energy Services Corp.
PES
– –
-117,000
Closed -$1.64M
PES
4352
PUT
DELISTED
Pioneer Energy Services Corp.
PES
– –
-40,000
Closed -$561K
DATA
4353
CALL
DELISTED
Tableau Software, Inc.
DATA
– –
-38,000
Closed -$2.76M
DATA
4354
PUT
DELISTED
Tableau Software, Inc.
DATA
– –
-115,000
Closed -$8.36M
WP
4355
DELISTED
Worldpay, Inc.
WP
– –
-267,698
Closed -$8.27M
YUMA
4356
DELISTED
Yuma Energy Inc
YUMA
– –
-81
Closed -$104K
ARRS
4357
CALL
DELISTED
ARRIS International plc Ordinary Shares
ARRS
– –
-20,000
Closed -$567K
BHBK
4358
DELISTED
Blue Hills Bancorp, Inc.
BHBK
– –
-14,326
Closed -$188K
TFCFA
4359
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
– –
-107,882
Closed -$3.82M
AET
4360
DELISTED
Aetna Inc
AET
– –
-3,800
Closed -$319K
COL
4361
CALL
DELISTED
Rockwell Collins
COL
– –
-33,800
Closed -$2.65M
PX
4362
PUT
DELISTED
Praxair Inc
PX
– –
-10,000
Closed -$1.29M
PF
4363
DELISTED
Pinnacle Foods, Inc.
PF
– –
-42,365
Closed -$1.38M
SYNT
4364
DELISTED
Syntel Inc
SYNT
– –
-11,604
Closed -$510K
SYNT
4365
PUT
DELISTED
Syntel Inc
SYNT
– –
-16,000
Closed -$704K
AAV
4366
DELISTED
Advantage Oil & Gas Ltd
AAV
– –
-29,417
Closed -$149K
NSM
4367
DELISTED
Nationstar Mortgage Holdings
NSM
– –
-74,013
Closed -$2.29M
RSPP
4368
CALL
DELISTED
RSP Permian, Inc.
RSPP
– –
-20,000
Closed -$511K
KND
4369
CALL
DELISTED
Kindred Healthcare
KND
– –
-20,000
Closed -$388K
KND
4370
DELISTED
Kindred Healthcare
KND
– –
-43,086
Closed -$836K
KND
4371
PUT
DELISTED
Kindred Healthcare
KND
– –
-20,000
Closed -$388K
OA
4372
CALL
DELISTED
Orbital ATK, Inc.
OA
– –
-10,000
Closed -$1.28M
OA
4373
PUT
DELISTED
Orbital ATK, Inc.
OA
– –
-10,000
Closed -$1.28M
GXP
4374
DELISTED
Great Plains Energy Incorporated
GXP
– –
-16,159
Closed -$391K
RSO
4375
DELISTED
Resource Capital Corp.
RSO
– –
-64,660
Closed -$1.26M
173 174
175
176 177

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David Shaw's Q4 2014 Portfolio in Review

As of Q4 2014, David Shaw held 4,575 positions worth $77.8B, up 0.73% from $77.2B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

David Shaw's Q4 2014 filing shows 517 new, 1,382 increased, 1,468 reduced and 614 closed positions. Its largest new stake was James River Group Holdings: 14,047,238 shares worth $320M. The largest sale was Apple, an estimated $693M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 9.2% a quarter earlier, followed by Energy and Consumer Discretionary.

  • David Shaw's largest Q4 2014 buy was James River Group Holdings: 14,047,238 shares worth $320M.
  • David Shaw added most to IBM in Q4 2014, an estimated $339M increase.
  • David Shaw's biggest Q4 2014 reduction was Apple, cutting an estimated $693M.
  • David Shaw fully exited TIM HORTONS INC COM, CANADA in Q4 2014, selling an estimated $110M.
  • David Shaw's ten largest holdings make up 11% of its $77.8B portfolio in Q4 2014.
  • David Shaw opened 517 new positions and closed 614 in Q4 2014.
  • David Shaw's portfolio value rose 0.73% quarter-over-quarter to $77.8B.

Based on D.E. Shaw & Co's 13F filing for Q4 2014, filed 17 Feb 2015.