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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+3.98%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$77.8B
AUM Growth
+$562M
Cap. Flow
-$1.46B
Cap. Flow %
-1.88%
Top 10 Hldgs %
10.8%
Holding
4,575
New
517
Increased
1,382
Reduced
1,468
Closed
614

Top Buys

Rank Stock Value
1
IBM icon
IBM
IBM
+$339M
2
JRVR icon
James River Group Holdings
JRVR
+$309M
3
PSX icon
Phillips 66
PSX
+$252M
4
LYB icon
LyondellBasell Industries
LYB
+$251M
5
DD icon
DuPont de Nemours
DD
+$250M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$693M
2
BABA icon
Alibaba
BABA
+$408M
3
BKNG icon
Booking.com
BKNG
+$406M
4
YHOO
Yahoo Inc
YHOO
+$284M
5
MU icon
Micron Technology
MU
+$265M

Sector Composition

Rank Sector Weight
1 Technology 8.71%
2 Energy 8.64%
3 Consumer Discretionary 8.27%
4 Healthcare 7.23%
5 Communication Services 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GWPH
4326
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-14,799
Closed -$1.08M
EV
4327
DELISTED
Eaton Vance Corp.
EV
– –
-83,951
Closed -$3.17M
CXO
4328
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-44,678
Closed -$5.6M
AXAS
4329
DELISTED
Abraxas Petroleum Corp
AXAS
– –
-4,817
Closed -$509K
GMO
4330
DELISTED
General Moly, Inc.
GMO
– –
-29,900
Closed -$22K
CCMP
4331
CALL
DELISTED
CMC Materials, Inc. Common Stock
CCMP
– –
-9,900
Closed -$410K
PSV
4332
DELISTED
Hermitage Offshore Services Ltd.
PSV
– –
-9,502
Closed -$1.68M
LM
4333
CALL
DELISTED
Legg Mason, Inc.
LM
– –
-10,000
Closed -$512K
MINI
4334
CALL
DELISTED
Mobile Mini Inc
MINI
– –
-10,000
Closed -$350K
GNC
4335
PUT
DELISTED
GNC Holdings, Inc.
GNC
– –
-40,000
Closed -$1.55M
TECD
4336
CALL
DELISTED
Tech Data Corp
TECD
– –
-9,700
Closed -$571K
TECD
4337
DELISTED
Tech Data Corp
TECD
– –
-5,200
Closed -$306K
TECD
4338
PUT
DELISTED
Tech Data Corp
TECD
– –
-10,900
Closed -$642K
AKRX
4339
DELISTED
Akorn Inc
AKRX
– –
-190,897
Closed -$7.37M
WBC
4340
PUT
DELISTED
WABCO HOLDINGS INC.
WBC
– –
-10,000
Closed -$910K
AVH
4341
DELISTED
AVIANCA HOLDINGS S.A.
AVH
– –
-55,238
Closed -$758K
CYOU
4342
DELISTED
Changyou.com Limited American Depositary Share
CYOU
– –
-44,080
Closed -$1.05M
AKS
4343
PUT
DELISTED
AK Steel Holding Corp
AKS
– –
-50,000
Closed -$401K
PIR
4344
CALL
DELISTED
Pier 1 Imports, Inc.
PIR
– –
-1,500
Closed -$357K
STI
4345
DELISTED
SunTrust Banks, Inc.
STI
– –
-6,066
Closed -$238K
LTXB
4346
PUT
DELISTED
LegacyTexas Financial Group Inc
LTXB
– –
-20,000
Closed -$479K
SFLY
4347
PUT
DELISTED
Shutterfly, Inc.
SFLY
– –
-20,000
Closed -$975K
CHSP
4348
DELISTED
Chesapeake Lodging Trust
CHSP
– –
-85,432
Closed -$2.49M
FRED
4349
DELISTED
Fred's Inc
FRED
– –
-11,033
Closed -$154K
BT
4350
DELISTED
BT Group plc (ADR)
BT
– –
-7,524
Closed -$231K
172 173
174
175 176

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David Shaw's Q4 2014 Portfolio in Review

As of Q4 2014, David Shaw held 4,575 positions worth $77.8B, up 0.73% from $77.2B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

David Shaw's Q4 2014 filing shows 517 new, 1,382 increased, 1,468 reduced and 614 closed positions. Its largest new stake was James River Group Holdings: 14,047,238 shares worth $320M. The largest sale was Apple, an estimated $693M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 9.2% a quarter earlier, followed by Energy and Consumer Discretionary.

  • David Shaw's largest Q4 2014 buy was James River Group Holdings: 14,047,238 shares worth $320M.
  • David Shaw added most to IBM in Q4 2014, an estimated $339M increase.
  • David Shaw's biggest Q4 2014 reduction was Apple, cutting an estimated $693M.
  • David Shaw fully exited TIM HORTONS INC COM, CANADA in Q4 2014, selling an estimated $110M.
  • David Shaw's ten largest holdings make up 11% of its $77.8B portfolio in Q4 2014.
  • David Shaw opened 517 new positions and closed 614 in Q4 2014.
  • David Shaw's portfolio value rose 0.73% quarter-over-quarter to $77.8B.

Based on D.E. Shaw & Co's 13F filing for Q4 2014, filed 17 Feb 2015.