We are live on ! Find out more
DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$121B
AUM Growth
+$9.79B
Cap. Flow
-$942M
Cap. Flow %
-0.78%
Top 10 Hldgs %
9.24%
Holding
5,958
New
1,032
Increased
1,969
Reduced
1,595
Closed
616

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$986M
2
SE icon
Sea Limited
SE
+$480M
3
SNOW icon
Snowflake
SNOW
+$441M
4
C icon
Citigroup
C
+$422M
5
ORCL icon
Oracle
ORCL
+$393M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$575M
2
AAPL icon
Apple
AAPL
+$515M
3
MA icon
Mastercard
MA
+$506M
4
DIS icon
Walt Disney
DIS
+$447M
5
BABA icon
Alibaba
BABA
+$434M

Sector Composition

Rank Sector Weight
1 Technology 13.97%
2 Consumer Discretionary 9.19%
3 Financials 7.48%
4 Healthcare 7.05%
5 Communication Services 6.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STRO icon
4301
Sutro Biopharma
STRO
$356M
$456K ﹤0.01%
3,066
-673
-18% -$121K
SOLN
4302
DELISTED
The Southern Company
SOLN
$456K ﹤0.01%
8,500
-975,000
-99% -$50.4M
AFL icon
4303
PUT
Aflac
AFL
$58.2B
$455K ﹤0.01%
7,800
– –
TTEK icon
4304
Tetra Tech
TTEK
$9.42B
$453K ﹤0.01%
13,335
-32,150
-71% -$1.11M
GEOS icon
4305
Geospace Technologies
GEOS
$72.3M
$450K ﹤0.01%
66,990
-11,474
-15% -$100K
AMWL icon
4306
PUT
American Well
AMWL
$198M
$449K ﹤0.01%
3,715
-28,175
-88% -$4.3M
IMKTA icon
4307
Ingles Markets
IMKTA
$1.61B
$448K ﹤0.01%
5,187
-2,341
-31% -$179K
TBHC
4308
CALL
DELISTED
The Brand House Collective
TBHC
$448K ﹤0.01%
+30,000
New +$618K
OKE icon
4309
PUT
Oneok
OKE
$57.8B
$447K ﹤0.01%
+7,600
New +$471K
RPD icon
4310
PUT
Rapid7
RPD
$818M
$447K ﹤0.01%
3,800
– –
SONO icon
4311
PUT
Sonos
SONO
$1.81B
$447K ﹤0.01%
15,000
– –
MLGO
4312
MicroAlgo
MLGO
$45.4M
$446K ﹤0.01%
+7
New +$422K
USAK
4313
DELISTED
USA Truck Inc
USAK
$445K ﹤0.01%
+22,408
New +$426K
MBSC
4314
DELISTED
M3-Brigade Acquisition III Corp.
MBSC
$444K ﹤0.01%
+45,000
New +$443K
LAKE icon
4315
CALL
Lakeland Industries
LAKE
$114M
$443K ﹤0.01%
20,400
– –
RMD icon
4316
PUT
ResMed
RMD
$34.1B
$443K ﹤0.01%
1,700
– –
CTT
4317
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
$443K ﹤0.01%
+50,818
New +$453K
MODN
4318
DELISTED
MODEL N, INC.
MODN
$442K ﹤0.01%
14,726
-6,944
-32% -$217K
EOCW.WS
4319
DELISTED
Elliott Opportunity II Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
EOCW.WS
$442K ﹤0.01%
412,826
– –
NOTV
4320
DELISTED
Inotiv
NOTV
$439K ﹤0.01%
+10,442
New +$467K
FLNA
4321
CALL
Filana Therapeutics
FLNA
$45.8M
$437K ﹤0.01%
10,000
– –
SBSI icon
4322
Southside Bancshares
SBSI
$951M
$437K ﹤0.01%
10,460
+1,769
+20% +$73.1K
NESR
4323
National Energy Services Reunited Corp
NESR
$3.38B
$437K ﹤0.01%
46,245
+28,854
+166% +$322K
EHTH icon
4324
eHealth
EHTH
$38.4M
$436K ﹤0.01%
17,081
+7,472
+78% +$248K
EQT icon
4325
CALL
EQT Corp
EQT
$33.8B
$436K ﹤0.01%
20,000
– –
171 172
173
174 175

Similar funds

Vanguard Global Advisers
Vanguard Global Advisers Malvern, Pennsylvania $215B AUM
Principal Financial Group
Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return
PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return
1832 Asset Management
1832 Asset Management Toronto, Ontario, Canada $199B AUM 37.98% 1-Year Est. Return
Arrowstreet Capital
Arrowstreet Capital Boston, Massachusetts $225B AUM 49.49% 1-Year Est. Return
American Century Companies
American Century Companies Kansas City, Missouri $226B AUM 44.75% 1-Year Est. Return
Swiss National Bank
Swiss National Bank Zurich, Switzerland $191B AUM 45.21% 1-Year Est. Return
Dodge & Cox
Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return

David Shaw's Q4 2021 Portfolio in Review

As of Q4 2021, David Shaw held 5,958 positions worth $121B, up 8.8% from $111B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw's Q4 2021 filing shows 1,032 new, 1,969 increased, 1,595 reduced and 616 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B. The largest sale was Microsoft, an estimated $575M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Consumer Discretionary and Financials.

  • David Shaw's largest Q4 2021 buy was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B.
  • David Shaw added most to Sea Limited in Q4 2021, an estimated $480M increase.
  • David Shaw's biggest Q4 2021 reduction was Microsoft, cutting an estimated $575M.
  • David Shaw fully exited Aon in Q4 2021, selling an estimated $179M.
  • David Shaw's ten largest holdings make up 9.2% of its $121B portfolio in Q4 2021.
  • David Shaw opened 1,032 new positions and closed 616 in Q4 2021.
  • David Shaw's portfolio value rose 8.8% quarter-over-quarter to $121B.

Based on D.E. Shaw & Co's 13F filing for Q4 2021, filed 14 Feb 2022.