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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
-0.75%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$111B
AUM Growth
-$5.05B
Cap. Flow
-$8.92B
Cap. Flow %
-8.05%
Top 10 Hldgs %
9.24%
Holding
5,618
New
915
Increased
1,819
Reduced
1,634
Closed
695

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$757M
2
BABA icon
Alibaba
BABA
+$544M
3
BKNG icon
Booking.com
BKNG
+$475M
4
XLNX
Xilinx Inc
XLNX
+$377M
5
CAT icon
Caterpillar
CAT
+$285M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.07B
2
AMZN icon
Amazon
AMZN
+$486M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$443M
4
CRM icon
Salesforce
CRM
+$363M
5
QCOM icon
Qualcomm
QCOM
+$352M

Sector Composition

Rank Sector Weight
1 Technology 14.87%
2 Consumer Discretionary 9.92%
3 Healthcare 7.34%
4 Financials 7.06%
5 Communication Services 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AQUA
4301
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
$253K ﹤0.01%
6,740
-9,417
-58% -$340K
IMAQW
4302
DELISTED
International Media Acquisition Corp. Warrants
IMAQW
$252K ﹤0.01%
+900,000
New +$274K
LMACA
4303
DELISTED
Liberty Media Acquisition Corporation Series A Common Stock
LMACA
$252K ﹤0.01%
+25,000
New +$254K
NGCAW
4304
DELISTED
NextGen Acquisition Corp. II Warrant
NGCAW
$252K ﹤0.01%
150,000
– –
ANVS icon
4305
Annovis Bio
ANVS
$76.7M
$251K ﹤0.01%
+7,908
New +$455K
BMBL icon
4306
Bumble
BMBL
$373M
$250K ﹤0.01%
+4,992
New +$260K
EQIX icon
4307
Equinix
EQIX
$107B
$250K ﹤0.01%
316
-3,444
-92% -$2.86M
FFIC
4308
DELISTED
Flushing Financial
FFIC
$250K ﹤0.01%
11,081
-14,063
-56% -$311K
MEUSW
4309
DELISTED
23andMe Holding Co Warrant
MEUSW
$250K ﹤0.01%
136,110
– –
ATNM icon
4310
Actinium Pharmaceuticals
ATNM
$34.5M
$249K ﹤0.01%
+28,119
New +$196K
MEOH icon
4311
PUT
Methanex
MEOH
$4.45B
$249K ﹤0.01%
+5,400
New +$195K
PEBO icon
4312
Peoples Bancorp
PEBO
$1.43B
$249K ﹤0.01%
+7,871
New +$238K
RAAS
4313
DELISTED
Cloopen Group Holding Limited American Depositary Shares (each representing six (6) Class A Ordinary Shares)
RAAS
$249K ﹤0.01%
18,799
-47,069
-71% -$714K
DS
4314
DELISTED
Drive Shack Inc.
DS
$249K ﹤0.01%
88,649
-194,527
-69% -$524K
EJFAW
4315
DELISTED
EJF Acquisition Corp. Warrant
EJFAW
$249K ﹤0.01%
+151,725
New +$141K
PNR icon
4316
Pentair
PNR
$10B
$247K ﹤0.01%
+3,397
New +$253K
CMP icon
4317
Compass Minerals
CMP
$1.02B
$246K ﹤0.01%
3,822
-3,123
-45% -$205K
MLR icon
4318
Miller Industries
MLR
$642M
$246K ﹤0.01%
+7,236
New +$267K
BIG
4319
DELISTED
Big Lots, Inc.
BIG
$246K ﹤0.01%
+5,683
New +$309K
AWF
4320
AllianceBernstein Global High Income Fund
AWF
$874M
$245K ﹤0.01%
20,000
– –
HLIO icon
4321
Helios Technologies
HLIO
$2.46B
$245K ﹤0.01%
2,986
-1,727
-37% -$141K
INGN icon
4322
Inogen
INGN
$146M
$245K ﹤0.01%
5,675
-20,322
-78% -$1.25M
LNC icon
4323
Lincoln National
LNC
$8.07B
$245K ﹤0.01%
3,566
-22,614
-86% -$1.48M
BCEL
4324
PUT
DELISTED
Atreca, Inc. Class A Common Stock
BCEL
$245K ﹤0.01%
39,300
– –
MODV
4325
DELISTED
ModivCare
MODV
$244K ﹤0.01%
1,343
-113
-8% -$20.1K
171 172
173
174 175

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David Shaw's Q3 2021 Portfolio in Review

As of Q3 2021, David Shaw held 5,618 positions worth $111B, down 4.4% from $116B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw withdrew a net $8.92B in Q3 2021, closing 695 positions and reducing 1,634 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $228M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, David Shaw opened a new position in Sea Limited worth $206M.

  • David Shaw's largest Q3 2021 buy was Sea Limited: 645,697 shares worth $206M.
  • David Shaw added most to Activision Blizzard in Q3 2021, an estimated $757M increase.
  • David Shaw's biggest Q3 2021 reduction was Apple, cutting an estimated $1.07B.
  • David Shaw fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $228M.
  • David Shaw's ten largest holdings make up 9.2% of its $111B portfolio in Q3 2021.
  • David Shaw opened 915 new positions and closed 695 in Q3 2021.
  • David Shaw's portfolio value fell 4.4% quarter-over-quarter to $111B.

Based on D.E. Shaw & Co's 13F filing for Q3 2021, filed 15 Nov 2021.