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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
-18.49%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$64.1B
AUM Growth
-$23.4B
Cap. Flow
-$5.59B
Cap. Flow %
-8.73%
Top 10 Hldgs %
11.78%
Holding
4,498
New
538
Increased
1,356
Reduced
1,723
Closed
626

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$454M
2
AAPL icon
Apple
AAPL
+$364M
3
PG icon
Procter & Gamble
PG
+$314M
4
VZ icon
Verizon
VZ
+$308M
5
PFE icon
Pfizer
PFE
+$299M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$735M
2
EMR icon
Emerson Electric
EMR
+$423M
3
BIIB icon
Biogen
BIIB
+$354M
4
PYPL icon
PayPal
PYPL
+$349M
5
AMZN icon
Amazon
AMZN
+$338M

Sector Composition

Rank Sector Weight
1 Technology 19.34%
2 Healthcare 11.75%
3 Consumer Discretionary 9.24%
4 Financials 7.7%
5 Communication Services 6.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
POLY
4301
PUT
DELISTED
Plantronics, Inc.
POLY
– –
-50,000
Closed -$1.37M
ENDP
4302
DELISTED
Endo International plc
ENDP
– –
-18,275
Closed -$86K
TPTX
4303
DELISTED
Turning Point Therapeutics, Inc. Common Stock
TPTX
– –
-4,241
Closed -$264K
RDUS
4304
CALL
DELISTED
Radius Health, Inc.
RDUS
– –
-44,200
Closed -$891K
WMC
4305
DELISTED
Western Asset Mortgage Capital Corporation
WMC
– –
-2,693
Closed -$278K
TVTY
4306
PUT
DELISTED
Tivity Health, Inc. Common Stock
TVTY
– –
-40,000
Closed -$814K
DISCK
4307
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
– –
-1,022,211
Closed -$31.2M
VNE
4308
DELISTED
Veoneer, Inc.
VNE
– –
-19,182
Closed -$229K
ARNA
4309
DELISTED
Arena Pharmaceuticals Inc
ARNA
– –
-31,777
Closed -$1.44M
ARNA
4310
PUT
DELISTED
Arena Pharmaceuticals Inc
ARNA
– –
-35,000
Closed -$1.59M
SC
4311
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
– –
-10,991
Closed -$257K
RDS.A
4312
CALL
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-8,400
Closed -$495K
RDS.B
4313
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-21,659
Closed -$1.02M
RDS.B
4314
PUT
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-40,900
Closed -$2.45M
ADXS
4315
DELISTED
Advaxis Inc
ADXS
– –
-11,657
Closed -$10K
XOG
4316
DELISTED
Extraction Oil & Gas, Inc. Common Stock
XOG
– –
-326,840
Closed -$693K
CSOD
4317
CALL
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-29,100
Closed -$1.7M
ARD
4318
DELISTED
Ardagh Group S.A. Class A Common Shares
ARD
– –
-45,432
Closed -$890K
SOGO
4319
DELISTED
Sogou Inc. American Depositary Shares, each representing one Class A Ordinary Share
SOGO
– –
-176,555
Closed -$803K
CHMA
4320
DELISTED
Chiasma, Inc. Common Stock
CHMA
– –
-77,386
Closed -$384K
TLND
4321
PUT
DELISTED
Talend S.A. American Depositary Shares
TLND
– –
-10,000
Closed -$391K
BPYU
4322
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
– –
-530,107
Closed -$9.78M
CTB
4323
PUT
DELISTED
Cooper Tire & Rubber Co.
CTB
– –
-30,000
Closed -$863K
MIK
4324
DELISTED
Michaels Stores, Inc
MIK
– –
-35,934
Closed -$291K
SINA
4325
CALL
DELISTED
Sina Corp
SINA
– –
-21,800
Closed -$870K
171 172
173
174 175

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David Shaw's Q1 2020 Portfolio in Review

As of Q1 2020, David Shaw held 4,498 positions worth $64.1B, down 27% from $87.5B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

David Shaw withdrew a net $5.59B in Q1 2020, closing 626 positions and reducing 1,723 holdings. Its most notable exit was PG&E, an estimated $79M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, David Shaw opened a new position in iShares iBoxx $ Investment Grade Corporate Bond ETF worth $124M.

  • David Shaw's largest Q1 2020 buy was iShares iBoxx $ Investment Grade Corporate Bond ETF: 1,005,000 shares worth $124M.
  • David Shaw added most to ExxonMobil in Q1 2020, an estimated $454M increase.
  • David Shaw's biggest Q1 2020 reduction was Tesla, cutting an estimated $735M.
  • David Shaw fully exited PG&E in Q1 2020, selling an estimated $79M.
  • David Shaw's ten largest holdings make up 12% of its $64.1B portfolio in Q1 2020.
  • David Shaw opened 538 new positions and closed 626 in Q1 2020.
  • David Shaw's portfolio value fell 27% quarter-over-quarter to $64.1B.

Based on D.E. Shaw & Co's 13F filing for Q1 2020, filed 15 May 2020.