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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$121B
AUM Growth
+$9.79B
Cap. Flow
-$942M
Cap. Flow %
-0.78%
Top 10 Hldgs %
9.24%
Holding
5,958
New
1,032
Increased
1,969
Reduced
1,595
Closed
616

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$986M
2
SE icon
Sea Limited
SE
+$480M
3
SNOW icon
Snowflake
SNOW
+$441M
4
C icon
Citigroup
C
+$422M
5
ORCL icon
Oracle
ORCL
+$393M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$575M
2
AAPL icon
Apple
AAPL
+$515M
3
MA icon
Mastercard
MA
+$506M
4
DIS icon
Walt Disney
DIS
+$447M
5
BABA icon
Alibaba
BABA
+$434M

Sector Composition

Rank Sector Weight
1 Technology 13.97%
2 Consumer Discretionary 9.19%
3 Financials 7.48%
4 Healthcare 7.05%
5 Communication Services 6.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USX
4251
DELISTED
U.S. Xpress Enterprises, Inc. Class A Common Stock
USX
$502K ﹤0.01%
85,588
+65,488
+326% +$492K
DB icon
4252
Deutsche Bank
DB
$73.4B
$500K ﹤0.01%
40,026
-4,900
-11% -$62.4K
ICVX
4253
DELISTED
Icosavax, Inc. Common Stock
ICVX
$498K ﹤0.01%
21,773
+2,266
+12% +$58.5K
PNTG icon
4254
Pennant Group
PNTG
$1.34B
$497K ﹤0.01%
21,517
+13,707
+176% +$317K
RNR icon
4255
RenaissanceRe
RNR
$13.7B
$497K ﹤0.01%
2,935
-4,069
-58% -$637K
SVM
4256
Silvercorp Metals
SVM
$2.84B
$497K ﹤0.01%
132,900
+47,400
+55% +$192K
GLUE icon
4257
Monte Rosa Therapeutics
GLUE
$1.24B
$492K ﹤0.01%
24,085
-23,039
-49% -$482K
RVMD icon
4258
Revolution Medicines
RVMD
$45.3B
$492K ﹤0.01%
+19,541
New +$551K
EXTN
4259
DELISTED
Exterran Corporation
EXTN
$491K ﹤0.01%
164,869
-69,878
-30% -$277K
ASZ.WS
4260
DELISTED
Austerlitz Acquisition Corporation II Warrants, each whole Warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
ASZ.WS
$489K ﹤0.01%
499,999
– –
LZB icon
4261
La-Z-Boy
LZB
$1.28B
$488K ﹤0.01%
13,442
-19,617
-59% -$684K
PFS icon
4262
Provident Financial Services
PFS
$3.06B
$488K ﹤0.01%
+20,150
New +$494K
WGSWW
4263
DELISTED
GeneDx Holdings Warrant
WGSWW
$488K ﹤0.01%
498,333
– –
BLDP
4264
Ballard Power Systems
BLDP
$696M
$486K ﹤0.01%
38,726
+9,502
+33% +$144K
HUYA
4265
PUT
Huya Inc
HUYA
$491M
$486K ﹤0.01%
70,000
– –
PLOW icon
4266
Douglas Dynamics
PLOW
$962M
$486K ﹤0.01%
12,454
-21,519
-63% -$868K
ISO
4267
DELISTED
IsoPlexis Corporation Common Stock
ISO
$486K ﹤0.01%
+52,841
New +$586K
STBA icon
4268
S&T Bancorp
STBA
$1.76B
$485K ﹤0.01%
15,378
+493
+3% +$15.3K
LOGI icon
4269
Logitech
LOGI
$14.1B
$484K ﹤0.01%
5,871
-2,532
-30% -$211K
LYLT
4270
PUT
DELISTED
Loyalty Ventures Inc. Common Stock
LYLT
$484K ﹤0.01%
+16,080
New +$519K
EMR icon
4271
PUT
Emerson Electric
EMR
$86.4B
$483K ﹤0.01%
+5,200
New +$490K
BNT
4272
Brookfield Wealth Solutions
BNT
$12.6B
$482K ﹤0.01%
+11,502
New +$462K
AX icon
4273
Axos Financial
AX
$5.61B
$481K ﹤0.01%
8,607
-9,257
-52% -$518K
KVHI icon
4274
KVH Industries
KVHI
$137M
$481K ﹤0.01%
52,311
-11,799
-18% -$118K
ASTL icon
4275
Algoma Steel
ASTL
$422M
$480K ﹤0.01%
+44,443
New +$476K
169 170
171
172 173

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David Shaw's Q4 2021 Portfolio in Review

As of Q4 2021, David Shaw held 5,958 positions worth $121B, up 8.8% from $111B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw's Q4 2021 filing shows 1,032 new, 1,969 increased, 1,595 reduced and 616 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B. The largest sale was Microsoft, an estimated $575M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Consumer Discretionary and Financials.

  • David Shaw's largest Q4 2021 buy was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B.
  • David Shaw added most to Sea Limited in Q4 2021, an estimated $480M increase.
  • David Shaw's biggest Q4 2021 reduction was Microsoft, cutting an estimated $575M.
  • David Shaw fully exited Aon in Q4 2021, selling an estimated $179M.
  • David Shaw's ten largest holdings make up 9.2% of its $121B portfolio in Q4 2021.
  • David Shaw opened 1,032 new positions and closed 616 in Q4 2021.
  • David Shaw's portfolio value rose 8.8% quarter-over-quarter to $121B.

Based on D.E. Shaw & Co's 13F filing for Q4 2021, filed 14 Feb 2022.