We are live on ! Find out more
DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
-0.75%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$111B
AUM Growth
-$5.05B
Cap. Flow
-$8.92B
Cap. Flow %
-8.05%
Top 10 Hldgs %
9.24%
Holding
5,618
New
915
Increased
1,819
Reduced
1,634
Closed
695

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$757M
2
BABA icon
Alibaba
BABA
+$544M
3
BKNG icon
Booking.com
BKNG
+$475M
4
XLNX
Xilinx Inc
XLNX
+$377M
5
CAT icon
Caterpillar
CAT
+$285M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.07B
2
AMZN icon
Amazon
AMZN
+$486M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$443M
4
CRM icon
Salesforce
CRM
+$363M
5
QCOM icon
Qualcomm
QCOM
+$352M

Sector Composition

Rank Sector Weight
1 Technology 14.87%
2 Consumer Discretionary 9.92%
3 Healthcare 7.34%
4 Financials 7.06%
5 Communication Services 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CONXW
4226
DELISTED
CONX Corp. Warrant
CONXW
$288K ﹤0.01%
250,000
– –
RACB
4227
DELISTED
Research Alliance Corp. II Class A Common Stock
RACB
$288K ﹤0.01%
29,266
+13,100
+81% +$130K
EGO icon
4228
Eldorado Gold
EGO
$12.5B
$287K ﹤0.01%
37,157
+21,798
+142% +$193K
EVH icon
4229
Evolent Health
EVH
$540M
$287K ﹤0.01%
9,258
-43,277
-82% -$1.04M
NNBR icon
4230
NN Inc
NNBR
$297M
$287K ﹤0.01%
54,661
-11,917
-18% -$71.6K
ZIXI
4231
DELISTED
Zix Corporation
ZIXI
$287K ﹤0.01%
40,584
-101,520
-71% -$733K
DISH
4232
PUT
DELISTED
DISH Network Corp.
DISH
$287K ﹤0.01%
+6,600
New +$281K
AGI icon
4233
Alamos Gold
AGI
$16.3B
$286K ﹤0.01%
39,776
-556,439
-93% -$4.28M
AMK
4234
DELISTED
AssetMark Financial Holdings, Inc.
AMK
$286K ﹤0.01%
11,495
-10,884
-49% -$281K
BTU icon
4235
PUT
Peabody Energy
BTU
$3.33B
$285K ﹤0.01%
+19,300
New +$253K
TWOU
4236
PUT
DELISTED
2U Inc
TWOU
$285K ﹤0.01%
283
-210
-43% -$246K
LTHM
4237
DELISTED
Livent Corporation
LTHM
$285K ﹤0.01%
+12,314
New +$276K
TEN
4238
CALL
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$285K ﹤0.01%
20,000
– –
FELE icon
4239
Franklin Electric
FELE
$4.51B
$284K ﹤0.01%
3,557
-370
-9% -$30.4K
PAYS icon
4240
Paysign
PAYS
$804M
$284K ﹤0.01%
105,094
+43,454
+70% +$116K
TIXT
4241
DELISTED
TELUS International
TIXT
$284K ﹤0.01%
+8,100
New +$262K
PGNY icon
4242
Progyny
PGNY
$1.98B
$283K ﹤0.01%
+5,051
New +$279K
XP icon
4243
CALL
XP
XP
$8.84B
$283K ﹤0.01%
+7,048
New +$315K
TAST
4244
DELISTED
Carrols Restaurant Group, Inc.
TAST
$283K ﹤0.01%
77,253
-3,477
-4% -$15.5K
ESGR
4245
DELISTED
Enstar Group
ESGR
$282K ﹤0.01%
1,202
-21
-2% -$5.12K
VTGN icon
4246
VistaGen Therapeutics
VTGN
$11M
$282K ﹤0.01%
3,433
-1,392
-29% -$121K
NARI
4247
DELISTED
Inari Medical, Inc. Common Stock
NARI
$281K ﹤0.01%
3,470
-56,288
-94% -$4.73M
LEVI icon
4248
Levi Strauss
LEVI
$8.02B
$280K ﹤0.01%
11,416
-89,873
-89% -$2.42M
ARYE
4249
DELISTED
ARYA Sciences Acquisition Corp V Class A Ordinary Shares
ARYE
$280K ﹤0.01%
+28,302
New +$281K
BFS
4250
Saul Centers
BFS
$839M
$279K ﹤0.01%
6,343
-2,439
-28% -$110K
168 169
170
171 172

Similar funds

Vanguard Global Advisers
Vanguard Global Advisers Malvern, Pennsylvania $215B AUM
Principal Financial Group
Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return
PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return
1832 Asset Management
1832 Asset Management Toronto, Ontario, Canada $199B AUM 37.98% 1-Year Est. Return
Arrowstreet Capital
Arrowstreet Capital Boston, Massachusetts $225B AUM 49.49% 1-Year Est. Return
American Century Companies
American Century Companies Kansas City, Missouri $226B AUM 44.75% 1-Year Est. Return
Swiss National Bank
Swiss National Bank Zurich, Switzerland $191B AUM 45.21% 1-Year Est. Return
Dodge & Cox
Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return

David Shaw's Q3 2021 Portfolio in Review

As of Q3 2021, David Shaw held 5,618 positions worth $111B, down 4.4% from $116B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw withdrew a net $8.92B in Q3 2021, closing 695 positions and reducing 1,634 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $228M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, David Shaw opened a new position in Sea Limited worth $206M.

  • David Shaw's largest Q3 2021 buy was Sea Limited: 645,697 shares worth $206M.
  • David Shaw added most to Activision Blizzard in Q3 2021, an estimated $757M increase.
  • David Shaw's biggest Q3 2021 reduction was Apple, cutting an estimated $1.07B.
  • David Shaw fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $228M.
  • David Shaw's ten largest holdings make up 9.2% of its $111B portfolio in Q3 2021.
  • David Shaw opened 915 new positions and closed 695 in Q3 2021.
  • David Shaw's portfolio value fell 4.4% quarter-over-quarter to $111B.

Based on D.E. Shaw & Co's 13F filing for Q3 2021, filed 15 Nov 2021.