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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+10.8%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$87.5B
AUM Growth
+$6.24B
Cap. Flow
-$2.46B
Cap. Flow %
-2.82%
Top 10 Hldgs %
10.13%
Holding
4,337
New
572
Increased
1,477
Reduced
1,498
Closed
412

Top Buys

Rank Stock Value
1
EMR icon
Emerson Electric
EMR
+$546M
2
AMZN icon
Amazon
AMZN
+$515M
3
TSLA icon
Tesla
TSLA
+$389M
4
NFLX icon
Netflix
NFLX
+$322M
5
ADBE icon
Adobe
ADBE
+$305M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$836M
2
CELG
Celgene Corp
CELG
+$460M
3
NVDA icon
NVIDIA
NVDA
+$429M
4
COP icon
ConocoPhillips
COP
+$311M
5
BIIB icon
Biogen
BIIB
+$301M

Sector Composition

Rank Sector Weight
1 Technology 15.8%
2 Consumer Discretionary 11.76%
3 Healthcare 10.16%
4 Financials 7.89%
5 Industrials 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GWR
4226
DELISTED
Genesee & Wyoming Inc.
GWR
– –
-246,310
Closed -$27.2M
PVTL
4227
DELISTED
Pivotal Software, Inc.
PVTL
– –
-149,100
Closed -$2.23M
LKSD
4228
DELISTED
LSC Communications, Inc.
LKSD
– –
-541,881
Closed -$748K
CARB
4229
DELISTED
Carbonite Inc
CARB
– –
-80,892
Closed -$1.25M
CARB
4230
PUT
DELISTED
Carbonite Inc
CARB
– –
-26,000
Closed -$403K
CRZO
4231
CALL
DELISTED
Carrizo Oil & Gas Inc
CRZO
– –
-15,900
Closed -$137K
CRZO
4232
DELISTED
Carrizo Oil & Gas Inc
CRZO
– –
-85,813
Closed -$737K
CRZO
4233
PUT
DELISTED
Carrizo Oil & Gas Inc
CRZO
– –
-183,500
Closed -$1.57M
CRR
4234
DELISTED
Carbo Ceramics Inc.
CRR
– –
-1,063,414
Closed -$2.55M
HOS
4235
DELISTED
Hornbeck Offshore Services, Inc.
HOS
– –
-18,734
Closed -$14K
PSDO
4236
DELISTED
Presidio, Inc. Common Stock
PSDO
– –
-209,967
Closed -$3.55M
ASNA
4237
DELISTED
Ascena Retail Group, Inc.
ASNA
– –
-10,710
Closed -$57K
ONCE
4238
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
– –
-251,189
Closed -$24.4M
VSI
4239
DELISTED
Vitamin Shoppe Inc.
VSI
– –
-252,072
Closed -$1.64M
SEMG
4240
DELISTED
SEMGROUP CORPORATION
SEMG
– –
-19,980
Closed -$326K
SEMG
4241
PUT
DELISTED
SEMGROUP CORPORATION
SEMG
– –
-150,000
Closed -$2.45M
CBM
4242
DELISTED
Cambrex Corporation
CBM
– –
-34,720
Closed -$2.07M
VIAB
4243
DELISTED
Viacom Inc. Class B
VIAB
– –
-342,764
Closed -$8.24M
VIAB
4244
PUT
DELISTED
Viacom Inc. Class B
VIAB
– –
-20,000
Closed -$481K
OLBK
4245
DELISTED
Old Line Bancshares, Inc.
OLBK
– –
-24,411
Closed -$708K
MCRN
4246
DELISTED
Milacron Holdings Corp.
MCRN
– –
-267,895
Closed -$4.47M
DF
4247
DELISTED
Dean Foods Company
DF
– –
-392,821
Closed -$456K
AREX
4248
DELISTED
Approach Resources Inc.
AREX
– –
-11,329
Closed -$2K
GHDX
4249
DELISTED
Genomic Health, Inc.
GHDX
– –
-71,478
Closed -$4.85M
LTXB
4250
DELISTED
LegacyTexas Financial Group Inc
LTXB
– –
-113,427
Closed -$4.94M
168 169
170
171 172

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David Shaw's Q4 2019 Portfolio in Review

As of Q4 2019, David Shaw held 4,337 positions worth $87.5B, up 7.7% from $81.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

David Shaw's Q4 2019 filing shows 572 new, 1,477 increased, 1,498 reduced and 412 closed positions. Its largest new stake was Tesla: 17,953,230 shares worth $501M. The largest sale was Alibaba, an estimated $836M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • David Shaw's largest Q4 2019 buy was Tesla: 17,953,230 shares worth $501M.
  • David Shaw added most to Emerson Electric in Q4 2019, an estimated $546M increase.
  • David Shaw's biggest Q4 2019 reduction was Alibaba, cutting an estimated $836M.
  • David Shaw fully exited Celgene Corp in Q4 2019, selling an estimated $460M.
  • David Shaw's ten largest holdings make up 10% of its $87.5B portfolio in Q4 2019.
  • David Shaw opened 572 new positions and closed 412 in Q4 2019.
  • David Shaw's portfolio value rose 7.7% quarter-over-quarter to $87.5B.

Based on D.E. Shaw & Co's 13F filing for Q4 2019, filed 14 Feb 2020.