David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ATVI
Activision Blizzard
ATVI
|
+$757M |
| 2 |
Alibaba
BABA
|
+$544M |
| 3 |
Booking.com
BKNG
|
+$475M |
| 4 |
XLNX
Xilinx Inc
XLNX
|
+$377M |
| 5 |
Caterpillar
CAT
|
+$285M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$1.07B |
| 2 |
Amazon
AMZN
|
+$486M |
| 3 |
Alphabet (Google) Class A
GOOGL
|
+$443M |
| 4 |
Salesforce
CRM
|
+$363M |
| 5 |
Qualcomm
QCOM
|
+$352M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.87% |
| 2 | Consumer Discretionary | 9.92% |
| 3 | Healthcare | 7.34% |
| 4 | Financials | 7.06% |
| 5 | Communication Services | 6.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
401
BioMarin Pharmaceuticals
BMRN
$12.6B
| $59.9M | 0.05% |
775,612
+254,731
| +49% | +$20.1M |
|
402
PUT
Zillow
Z
$8.22B
| $59.9M | 0.05% |
679,800
+273,500
| +67% | +$27.7M |
|
403
PUT
Airbnb
ABNB
$112B
| $59.6M | 0.05% |
+355,000
| New | +$54.2M |
|
404
Encompass Health
EHC
$12B
| $59.5M | 0.05% |
996,183
+344,791
| +53% | +$21.7M |
|
|
SPLK
405
CALL
DELISTED
Splunk Inc
SPLK
| $59.4M | 0.05% |
410,400
+75,900
| +23% | +$11M |
|
|
406
PUT
Booking.com
BKNG
$160B
| $59.3M | 0.05% |
625,000
-555,000
| -47% | -$49.8M |
|
407
CALL
Equinix
EQIX
$103B
| $59.3M | 0.05% |
75,000
+45,000
| +150% | +$37.4M |
|
408
PUT
Microsoft
MSFT
$3.62T
| $59.3M | 0.05% |
210,200
+125,200
| +147% | +$36.4M |
|
409
RingCentral
RNG
$5.55B
| $59M | 0.05% |
271,274
+261,632
| +2,713% | +$66.3M |
|
410
Kohl's
KSS
$2.06B
| $58.6M | 0.05% |
1,243,666
+181,184
| +17% | +$9.68M |
|
411
Duke Energy
DUK
$95B
| $58.5M | 0.05% |
599,324
-632,440
| -51% | -$65.5M |
|
412
PUT
Mastercard
MA
$522B
| $58.2M | 0.05% |
167,500
+67,400
| +67% | +$24.5M |
|
|
DTP
413
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
| $58M | 0.05% |
1,162,300
+225,000
| +24% | +$11.5M |
|
414
Verisk Analytics
VRSK
$24.8B
| $58M | 0.05% |
289,482
-280,717
| -49% | -$54.4M |
|
|
B
415
PUT
Barrick Mining
B
$78.7B
| $57.9M | 0.05% |
3,209,900
+486,100
| +18% | +$9.76M |
|
416
AES
AES
$10.5B
| $57.8M | 0.05% |
2,532,863
+1,653,779
| +188% | +$40.2M |
|
417
SM Energy
SM
$8.66B
| $57.8M | 0.05% |
2,190,377
-98,154
| -4% | -$1.98M |
|
418
CALL
Walmart Inc
WMT
$839B
| $57.6M | 0.05% |
1,239,600
-28,500
| -2% | -$1.37M |
|
419
PUT
Target
TGT
$77.1B
| $57.6M | 0.05% |
251,700
+143,300
| +132% | +$35.9M |
|
|
420
PUT
Alphabet (Google) Class A
GOOGL
$4.27T
| $57.2M | 0.05% |
428,000
+10,000
| +2% | +$1.36M |
|
421
Workiva
WK
$4.08B
| $57.2M | 0.05% |
405,548
-82,819
| -17% | -$11.2M |
|
422
PUT
Wayfair
W
$14.1B
| $57.1M | 0.05% |
223,300
+6,500
| +3% | +$1.83M |
|
423
Fastenal
FAST
$58.8B
| $56.8M | 0.05% |
2,199,828
+553,514
| +34% | +$15M |
|
424
iHeartMedia
IHRT
$413M
| $56.7M | 0.05% |
2,265,873
-61,643
| -3% | -$1.52M |
|
425
Ulta Beauty
ULTA
$23B
| $56.6M | 0.05% |
156,951
+6,649
| +4% | +$2.4M |
|
Similar funds
David Shaw's Q3 2021 Portfolio in Review
As of Q3 2021, David Shaw held 5,618 positions worth $111B, down 4.4% from $116B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.
David Shaw withdrew a net $8.92B in Q3 2021, closing 695 positions and reducing 1,634 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $228M position sold in full.
By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, David Shaw opened a new position in Sea Limited worth $206M.
- David Shaw's largest Q3 2021 buy was Sea Limited: 645,697 shares worth $206M.
- David Shaw added most to Activision Blizzard in Q3 2021, an estimated $757M increase.
- David Shaw's biggest Q3 2021 reduction was Apple, cutting an estimated $1.07B.
- David Shaw fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $228M.
- David Shaw's ten largest holdings make up 9.2% of its $111B portfolio in Q3 2021.
- David Shaw opened 915 new positions and closed 695 in Q3 2021.
- David Shaw's portfolio value fell 4.4% quarter-over-quarter to $111B.
Based on D.E. Shaw & Co's 13F filing for Q3 2021, filed 15 Nov 2021.