David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Emerson Electric
EMR
|
+$546M |
| 2 |
Amazon
AMZN
|
+$515M |
| 3 |
Tesla
TSLA
|
+$389M |
| 4 |
Netflix
NFLX
|
+$322M |
| 5 |
Adobe
ADBE
|
+$305M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$836M |
| 2 |
CELG
Celgene Corp
CELG
|
+$460M |
| 3 |
NVIDIA
NVDA
|
+$429M |
| 4 |
ConocoPhillips
COP
|
+$311M |
| 5 |
Biogen
BIIB
|
+$301M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.8% |
| 2 | Consumer Discretionary | 11.76% |
| 3 | Healthcare | 10.16% |
| 4 | Financials | 7.89% |
| 5 | Industrials | 6.91% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
401
PUT
Applied Materials
AMAT
$383B
| $48.2M | 0.06% |
790,000
-116,500
| -13% | -$6.55M |
|
402
FedEx
FDX
$77.9B
| $48.1M | 0.06% |
318,285
+305,469
| +2,383% | +$47.1M |
|
403
AutoZone
AZO
$48.9B
| $47.9M | 0.05% |
40,180
-42,555
| -51% | -$49.1M |
|
404
CALL
Verizon
VZ
$208B
| $47.8M | 0.05% |
779,200
+731,000
| +1,517% | +$44.1M |
|
405
NCR Voyix
VYX
$1.1B
| $47.8M | 0.05% |
2,215,920
-21,239
| -0.9% | -$413K |
|
406
CALL
PayPal
PYPL
$53B
| $47.6M | 0.05% |
440,100
-89,100
| -17% | -$9.29M |
|
|
LBRDK
407
DELISTED
Liberty Broadband Class C
LBRDK
| $47.6M | 0.05% |
378,361
-40,526
| -10% | -$4.72M |
|
408
Southwest Airlines
LUV
$19.8B
| $47.6M | 0.05% |
881,368
-726,420
| -45% | -$40.3M |
|
409
PUT
JD.com
JD
$39.4B
| $47.4M | 0.05% |
1,344,100
+40,300
| +3% | +$1.3M |
|
410
Cummins
CMI
$78.8B
| $47.3M | 0.05% |
264,073
+99,620
| +61% | +$17.5M |
|
|
CDK
411
DELISTED
CDK Global, Inc.
CDK
| $47.2M | 0.05% |
862,359
-284,196
| -25% | -$14.6M |
|
412
CALL
Merck
MRK
$372B
| $46.9M | 0.05% |
540,349
+13,310
| +3% | +$1.09M |
|
413
Newmont
NEM
$137B
| $46.8M | 0.05% |
1,078,280
-53,769
| -5% | -$2.1M |
|
414
CALL
Coca-Cola
KO
$396B
| $46.6M | 0.05% |
841,700
+102,200
| +14% | +$5.49M |
|
415
PUT
Costco
COST
$428B
| $46.5M | 0.05% |
158,100
-29,800
| -16% | -$8.86M |
|
416
Ryanair
RYAAY
$29.4B
| $46.5M | 0.05% |
1,325,735
-1,658,550
| -56% | -$53.2M |
|
417
PUT
Kraft Heinz
KHC
$30.5B
| $46.3M | 0.05% |
1,441,200
-440,000
| -23% | -$13.3M |
|
418
CALL
Texas Instruments
TXN
$236B
| $46.2M | 0.05% |
360,500
+18,800
| +6% | +$2.32M |
|
|
AGN
419
PUT
DELISTED
Allergan plc
AGN
| $46.2M | 0.05% |
241,600
-80,000
| -25% | -$14.4M |
|
420
CALL
NXP Semiconductors
NXPI
$55.5B
| $46.2M | 0.05% |
362,800
+61,900
| +21% | +$7.18M |
|
421
Fidelity National Financial
FNF
$12.7B
| $45.9M | 0.05% |
1,053,527
+322,166
| +44% | +$14.3M |
|
422
CALL
PepsiCo
PEP
$198B
| $45.9M | 0.05% |
335,700
+110,300
| +49% | +$15M |
|
423
PUT
Beyond Meat
BYND
$246M
| $45.9M | 0.05% |
+20,223
| New | +$56.3M |
|
424
PUT
Home Depot
HD
$336B
| $45.9M | 0.05% |
210,000
+100,000
| +91% | +$22.6M |
|
425
Broadcom
AVGO
$1.72T
| $45.8M | 0.05% |
1,449,850
+746,090
| +106% | +$22.7M |
|
Similar funds
David Shaw's Q4 2019 Portfolio in Review
As of Q4 2019, David Shaw held 4,337 positions worth $87.5B, up 7.7% from $81.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q4 2019 filing shows 572 new, 1,477 increased, 1,498 reduced and 412 closed positions. Its largest new stake was Tesla: 17,953,230 shares worth $501M. The largest sale was Alibaba, an estimated $836M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- David Shaw's largest Q4 2019 buy was Tesla: 17,953,230 shares worth $501M.
- David Shaw added most to Emerson Electric in Q4 2019, an estimated $546M increase.
- David Shaw's biggest Q4 2019 reduction was Alibaba, cutting an estimated $836M.
- David Shaw fully exited Celgene Corp in Q4 2019, selling an estimated $460M.
- David Shaw's ten largest holdings make up 10% of its $87.5B portfolio in Q4 2019.
- David Shaw opened 572 new positions and closed 412 in Q4 2019.
- David Shaw's portfolio value rose 7.7% quarter-over-quarter to $87.5B.
Based on D.E. Shaw & Co's 13F filing for Q4 2019, filed 14 Feb 2020.