David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.54% |
| 2 | Healthcare | 11.42% |
| 3 | Financials | 9.58% |
| 4 | Consumer Discretionary | 9.33% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
401
PUT
McDonald's
MCD
$192B
| $33.7M | 0.06% |
292,200
-38,000
| -12% | -$4.5M |
|
402
Carlisle Companies
CSL
$14.6B
| $33.7M | 0.06% |
328,183
+14,383
| +5% | +$1.5M |
|
403
CF Industries
CF
$19.6B
| $33.6M | 0.06% |
1,379,339
-3,052,869
| -69% | -$74.5M |
|
|
VSTO
404
DELISTED
Vista Outdoor Inc.
VSTO
| $33.6M | 0.06% |
842,543
+12,723
| +2% | +$562K |
|
405
Charles River Laboratories
CRL
$14.1B
| $33.4M | 0.06% |
400,739
+112,265
| +39% | +$9.41M |
|
406
SM Energy
SM
$8.85B
| $33.4M | 0.06% |
864,755
-26,675
| -3% | -$855K |
|
407
PUT
JPMorgan Chase
JPM
$935B
| $33.3M | 0.06% |
500,300
-77,600
| -13% | -$5.06M |
|
408
AXIS Capital
AXS
$7.2B
| $33.3M | 0.06% |
613,014
-146,765
| -19% | -$8.1M |
|
409
State Street SPDR Dow Jones International Real Estate ETF
RWX
$267M
| $33.1M | 0.06% |
794,445
+34,000
| +4% | +$1.43M |
|
410
PUT
Alphabet (Google) Class A
GOOGL
$4.22T
| $33.1M | 0.06% |
824,000
-322,000
| -28% | -$12.6M |
|
411
PUT
Baidu
BIDU
$31.6B
| $33.1M | 0.06% |
181,800
-87,800
| -33% | -$15.2M |
|
412
Republic Services
RSG
$67.6B
| $32.9M | 0.06% |
651,967
+249,339
| +62% | +$12.8M |
|
413
Elevance Health
ELV
$86.9B
| $32.6M | 0.06% |
260,470
+109,914
| +73% | +$14.2M |
|
|
ITC
414
DELISTED
ITC HOLDINGS CORP
ITC
| $32.6M | 0.06% |
701,791
-79,069
| -10% | -$3.66M |
|
415
Essent Group
ESNT
$6.12B
| $32.6M | 0.06% |
1,225,550
-285,132
| -19% | -$7.23M |
|
416
Canadian Pacific Kansas City
CP
$85B
| $32.4M | 0.06% |
1,060,320
-1,024,510
| -49% | -$30.1M |
|
417
Netflix
NFLX
$331B
| $32.3M | 0.06% |
+3,275,310
| New | +$31.3M |
|
418
PUT
American International
AIG
$39.8B
| $32.1M | 0.06% |
541,300
+184,200
| +52% | +$10.5M |
|
419
Mondelez International
MDLZ
$82.3B
| $32M | 0.06% |
729,999
-760,825
| -51% | -$33.4M |
|
420
Bruker
BRKR
$9.07B
| $32M | 0.06% |
1,411,826
+62,807
| +5% | +$1.44M |
|
|
APC
421
CALL
DELISTED
Anadarko Petroleum
APC
| $31.9M | 0.06% |
502,700
+44,000
| +10% | +$2.45M |
|
422
CALL
Tesla
TSLA
$1.43T
| $31.8M | 0.06% |
2,337,000
-1,257,000
| -35% | -$18.1M |
|
|
CST
423
DELISTED
CST Brands, Inc.
CST
| $31.8M | 0.06% |
660,968
-33,441
| -5% | -$1.54M |
|
|
HRC
424
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
| $31.7M | 0.06% |
510,668
+72,556
| +17% | +$4.09M |
|
425
Visteon
VC
$2.83B
| $31.6M | 0.06% |
440,706
+281,439
| +177% | +$19.7M |
|
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David Shaw's Q3 2016 Portfolio in Review
As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
- David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- David Shaw opened 448 new positions and closed 429 in Q3 2016.
- David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.